Amended Statement of Ownership (sc 13g/a)
January 08 2021 - 01:09PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 6)*
HEXO
Corp.
(Name of
Issuer)
Common
Stock, $0.001 Par Value Per Share
(Title of
Class of Securities)
428304109
(CUSIP
Number)
January
7, 2021
(Date of
Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
☒
Rule 13d-1(b)
☐ Rule
13d-1(c)
☐ Rule
13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not
be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the
Notes).
SCHEDULE
13G
1 |
Names of Reporting
Persons |
ETF Managers Group LLC |
2 |
Check the appropriate box if a
member of a Group (see instructions) |
(a) ☐
(b) ☒ See Item of attached schedule |
3 |
Sec Use Only
|
4 |
Citizenship or Place of
Organization |
Delaware |
Number of
Shares
Beneficially
Owned by Each
Reporting Person
With: |
5 |
Sole Voting Power |
10,637,829 |
6 |
Shared Voting
Power |
|
7 |
Sole Dispositive
Power |
10,637,829 |
8 |
Shared Dispositive
Power |
|
9 |
Aggregate Amount Beneficially
Owned by Each Reporting Person |
10,637,829 |
10 |
Check box if the aggregate amount
in row (9) excludes certain shares (See
Instructions) |
☐ |
11 |
Percent of class represented by
amount in row (9) |
8.71% |
12 |
Type of
Reporting Person (See Instructions) |
IA |
|
(a) |
Name
of Issuer: HEXO Corp. |
|
(b) |
Address
of Issuer’s Principal Executive Offices: 490 Boulevard
Saint-Joseph, Gatineau, Quebec, Canada J8Y 3W9 |
|
(a) |
Name
of Person Filing: ETF Managers Group LLC |
|
(b) |
Address
of Principal Business Office or, if None,
Residence: |
ETF
Managers Group LLC - 30 Maple Street, Suite 2, Summit, New Jersey
07091
|
(c) |
Citizenship:
ETF Managers Group LLC – Delaware |
|
(d) |
Title
and Class of Securities: Common Stock |
|
Item
3. |
If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a: |
|
(a) |
☐ |
Broker
or dealer registered under Section 15 of the Act; |
|
|
|
|
|
(b) |
☐ |
Bank
as defined in Section 3(a)(6) of the Act; |
|
|
|
|
|
(c) |
☐ |
Insurance
company as defined in Section 3(a)(19) of the Act; |
|
|
|
|
|
(d) |
☐ |
Investment
company registered under Section 8 of the Investment Company Act of
1940; |
|
|
|
|
|
(e) |
☒ |
An
investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E); |
|
|
|
|
|
(f) |
☐ |
An
employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F); |
|
|
|
|
|
(g) |
☐ |
A
parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G); |
|
|
|
|
|
(h) |
☐ |
A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
|
|
|
|
|
(i) |
☐ |
A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940; |
|
|
|
|
|
(j) |
☐ |
A
non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J); |
|
|
|
|
|
(k) |
☐ |
Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J), please specify the type of institution:
____ |
|
(a) |
Amount
Beneficially Owned: 33,656,471 |
|
(b) |
Percent
of Class: 8.71% |
|
(c) |
Number
of shares as to which such person(s) has: |
|
(i) |
Sole
power to vote or to direct the vote: 10,637,829 |
|
(ii) |
Shared
power to vote or to direct the vote: |
|
(iii) |
Sole
power to dispose or to direct the disposition of:
10,637,829 |
|
(iv) |
Shared
power to dispose or to direct the disposition of: |
|
Item
5. |
Ownership
of Five Percent or Less of a Class. |
If
this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following ☐.
|
Item
6. |
Ownership
of more than Five Percent on Behalf of Another
Person. |
The ETFMG Alternative Harvest ETF, a series of the ETF Managers
Trust, which is managed on a discretionary basis by ETF Managers
Group LLC, has the right or the power to direct the receipt of
dividends, or the proceeds from the sale of Common Stock.
|
Item
7. |
Identification
and classification of the subsidiary which acquired the security
being reported on by the parent holding company or control
person. |
Not Applicable
|
Item
8. |
Identification
and classification of members of the group. |
Not Applicable.
|
Item
9. |
Notice
of Dissolution of Group. |
Not Applicable
By signing below, we certify that, to the best of our knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of our knowledge and belief, we
certify that the information set forth in this statement is true,
complete and correct.
Dated: January
8, 2021 |
|
|
|
/s/
Reshma A. Tanczos |
|
Name/Title: Reshma A.
Tanczos,
Chief Compliance
Officer,
ETF Managers Group
LLC
|
|
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