Statement of Changes in Beneficial Ownership (4)
November 12 2021 - 5:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Foster Jon M |
2. Issuer Name and Ticker or Trading Symbol
HCA Healthcare, Inc.
[
HCA
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Group President |
(Last)
(First)
(Middle)
ONE PARK PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/9/2021 |
(Street)
NASHVILLE, TN 37203
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 5/12/2021 | | G |
V
| 4919 | D | $0.00 | 4919 | D | |
Common Stock | 5/12/2021 | | G |
V
| 4919 | A | $0.00 | 48958 | I | By JMF Trust (Spouse and Robert Nagel, Co-Trustees) |
Common Stock | 5/12/2021 | | G |
V
| 4919 | D | $0.00 | 0 | D | |
Common Stock | 5/12/2021 | | G |
V
| 4919 | A | $0.00 | 4919 | I | By Spouse |
Common Stock | 5/13/2021 | | G |
V
| 4919 | D | $0.00 | 0 | I | By Spouse |
Common Stock | 5/13/2021 | | G |
V
| 4919 | A | $0.00 | 48958 | I | By LCF Trust (Reporting Person, Trustee) |
Common Stock | 11/9/2021 | | M | | 33375 | A | $47.97 | 33375 | D | |
Common Stock | 11/9/2021 | | F | | 17081 | D | $246.14 | 16294 | D | |
Common Stock | 11/11/2021 | | S | | 9000 | D | $241.1695 (1) | 7294 | D | |
Common Stock | 11/11/2021 | | S | | 7000 | D | $242.1992 (2) | 294 | D | |
Common Stock | 11/11/2021 | | S | | 294 | D | $242.7866 (3) | 0 | D | |
Common Stock | | | | | | | | 19985 | I | By JMF Family Trust (Spouse, Trustee) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Right | $47.97 | 11/9/2021 | | M | | | 1500 | (4) | 2/5/2024 | Common Stock | 1500 | $0.00 | 0 | D | |
Stock Appreciation Right | $47.97 | 11/9/2021 | | M | | | 31875 | (5) | 2/5/2024 | Common Stock | 31875 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.73 to $241.72, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.74 to $242.68, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.75 to $242.82, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(4) | The stock appreciation rights vested in four equal annual installments beginning on February 5, 2015. |
(5) | The stock appreciation rights vested at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the achievement of certain annual EBITDA performance targets. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Foster Jon M ONE PARK PLAZA NASHVILLE, TN 37203 |
|
| Group President |
|
Signatures
|
/s/ Natalie Harrison Cline, Attorney-in-Fact | | 11/12/2021 |
**Signature of Reporting Person | Date |
HCA Healthcare (NYSE:HCA)
Historical Stock Chart
From Mar 2024 to Apr 2024
HCA Healthcare (NYSE:HCA)
Historical Stock Chart
From Apr 2023 to Apr 2024