Statement of Changes in Beneficial Ownership (4)

Date : 12/06/2019 @ 9:58PM
Source : Edgar (US Regulatory)
Stock : Halliburton Co (HAL)
Quote : 21.26  -0.69 (-3.14%) @ 1:00AM
After Hours
Last Trade
Last $ 21.27 ▲ 0.01 (0.05%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pope Lawrence J
2. Issuer Name and Ticker or Trading Symbol

HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP Administration & CHRO
(Last)          (First)          (Middle)

HALLIBURTON COMPANY, 3000 N. SAM HOUSTON PARKWAY E.
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2019
(Street)

HOUSTON, TX 77032
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/4/2019  A  41400 (1)A$21.47 (2)243696.849 D 
 
Common Stock 12/4/2019  F  1968 (3)D$21.29 (4)242602.471 (5)D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Buy Common Stock $31.44           12/5/2018 12/5/2028 Common Stock 51100  51100 D 
 
Option to Buy Common Stock $43.38           12/6/2017 12/6/2027 Common Stock 34300  34300 D 
 
Option to Buy Common Stock $53.54           12/7/2016 12/7/2026 Common Stock 30500  30500 D 
 
Option to Buy Common Stock $38.95           12/2/2015 12/2/2025 Common Stock 44500  44500 D 
 
Option to Buy Common Stock $40.75           12/3/2014 12/3/2024 Common Stock 47400  47400 D 
 
Option to Buy Common Stock $50.62           12/4/2013 12/4/2023 Common Stock 29400  29400 D 
 
Option to Buy Common Stock $33.50           12/5/2012 12/5/2022 Common Stock 38500  38500 D 
 
Option to Buy Common Stock $35.57           12/6/2011 12/6/2021 Common Stock 28300  28300 D 
 
Option to Buy Common Stock $39.19           12/1/2010 12/1/2020 Common Stock 23000  23000 D 
 
Option to Buy Common Stock $29.35           12/1/2009 12/1/2019 Common Stock 26500  0 (6)D 
 

Explanation of Responses:
(1) Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
(2) The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 4, 2019 grant date was $21.47
(3) Shares transferred to Halliburton Company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
(4) The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 2, 2019 vest date was $21.29.
(5) Includes 873.622 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2019 and June 30, 2019.
(6) Stock Option expired December 2, 2019

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Pope Lawrence J
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX 77032


EVP Administration & CHRO

Signatures
/s/ Bruce Metzinger, by Power of Attorney12/6/2019
**Signature of Reporting PersonDate

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