Statement of Changes in Beneficial Ownership (4)
November 25 2020 - 12:22PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Attestor Value Master Fund, LP |
2. Issuer Name and Ticker or Trading Symbol
Garrett Motion Inc.
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GTX/GTXMQ
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Member of 10% owner group |
(Last)
(First)
(Middle)
UGLAND HOUSE, PO BOX 309, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/19/2020 |
(Street)
GRAND CAYMAN, KY1-1104, E9
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/19/2020 | | P | | 156000 | A | $4.30 | 2817970 | I | See Footnote (1) |
Common Stock | 11/20/2020 | | P | | 230000 | A | $4.30 | 3047970 | I | See Footnote (1) |
Common Stock | 11/23/2020 | | P | | 50000 | A | $4.40 | 3097970 | I | See Footnote (1) |
Common Stock | 11/24/2020 | | P | | 50000 | A | $4.86 | 3147970 | I | See Footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These securities of Garrett Motion Inc. (the "Company") are beneficially owned by (a) Attestor Value Master Fund LP, a Cayman Islands exempted limited partnership ("Attestor"), as a result of its direct ownership of the Shares reported herein, (b) Attestor Value Fund GP Limited, a Cayman Islands exempted private limited company ("Attestor GP"), as the sole general partner of Attestor, (c) Attestor Capital Limited, a Cayman Islands exempted private limited company ("Attestor Capital"), as the manager to Attestor GP, (d) Attestor Limited, a private limited company registered in England and Wales (with company number 12080120) ("Attestor Limited"), as the investment manager to Attestor, and (e) Mr. Jan-Christoph Peters, as the sole director and sole indirect shareholder of Attestor Limited. Attestor, Attestor GP, Attestor Capital, Attestor Limited and Mr. Peters are collectively referred to as the "Reporting Persons." |
Remarks: The Reporting Persons are jointly filing this Form 3. The Reporting Persons may be deemed to be members of a group (for purposes of Rule 13d-3 under the Securities Exchange Act of 1934) with the other shareholders of the Company party to the Second Amended and Restated Coordination Agreement, dated November 2, 2020, filed as Exhibit 99.1 to the Reporting Persons' Amendment No. 1 to Schedule 13D filed on November 4, 2020. The Reporting Persons disclaim beneficial ownership of any securities reported by any other person except to the extent of their pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Attestor Value Master Fund, LP UGLAND HOUSE, PO BOX 309 GRAND CAYMAN, KY1-1104, E9 |
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| Member of 10% owner group |
Attestor Value Fund GP Ltd UGLAND HOUSE, PO BOX 309 GRAND CAYMAN, KY1-1104, E9 |
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| Member of 10% owner group |
Attestor Capital Ltd UGLAND HOUSE, PO BOX 309 GRAND CAYMAN, KY1-1104, E9 |
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| Member of 10% owner group |
Attestor Ltd 7 SEYMOUR STREET LONDON, W1H 7JW, X0 |
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| Member of 10% owner group |
Peters Jan-Christoph C/O ATTESTOR LIMITED 7 SEYMOUR STREET LONDON, W1H 7JW, X0 |
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| Member of 10% owner group |
Signatures
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Attestor Value Master Fund LP, acting by Attestor Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Authorised Attorney | | 11/25/2020 |
**Signature of Reporting Person | Date |
Attestor Value Fund GP Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Director | | 11/25/2020 |
**Signature of Reporting Person | Date |
Attestor Capital Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Director | | 11/25/2020 |
**Signature of Reporting Person | Date |
Attestor Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Authorised Attorney | | 11/25/2020 |
**Signature of Reporting Person | Date |
/s/ Jan-Christoph Peters | | 11/25/2020 |
**Signature of Reporting Person | Date |
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