Initial Statement of Beneficial Ownership (3)
October 23 2020 - 6:23PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HAWK RIDGE CAPITAL MANAGEMENT LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/20/2020
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3. Issuer Name and Ticker or Trading Symbol
Garrett Motion Inc. [GTX]
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(Last)
(First)
(Middle)
12121 WILSHIRE BLVD. SUITE 900 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / Member of 10% owner group |
(Street)
LOS ANGELES, CA 90025
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2111764 | I | See Footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These securities of Garrett Motion Inc. (the "Company") are beneficially owned by (a) Hawk Ridge Master Fund, L.P. ("Hawk Ridge"), as a result of its direct ownership of the securities, (b) Hawk Ridge Capital Management LP (the "Reporting Person"), as a result of being the investment manager of Hawk Ridge, (c) Hawk Ridge Management LLC ("Hawk Ridge GP"), as a result of being the sole general partner of Hawk Ridge, (d) Hawk Ridge Capital Management GP, LLC ("General Partner"), as a result of being the sole general partner of the Reporting Person, and (e) David Brown, as a result of being the manager of the Hawk Ridge GP and the General Partner. |
Remarks: The Reporting Person may be deemed to be a member of a group (for purposes of Rule 13d-3 under the Securities Exchange Act of 1934) with the other shareholders of the Company party to the Amended and Restated Coordination Agreement, dated October 20, 2020, filed as Exhibit II to Oaktree Capital Management, L.P.'s Amendment No. 2 to Schedule 13D filed on October 20, 2020. The Reporting Person disclaims beneficial ownership of any securities reported by any other person except to the extent of its pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HAWK RIDGE CAPITAL MANAGEMENT LP 12121 WILSHIRE BLVD. SUITE 900 LOS ANGELES, CA 90025 |
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| Member of 10% owner group |
Signatures
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Hawk Ridge Capital Management, L.P., By: Hawk Ridge Capital Management GP, LLC, Its: General Partner, By: /s/ David Bradley, David Bradley, COO, CFO, CCO | | 10/23/2020 |
**Signature of Reporting Person | Date |
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