Statement of Changes in Beneficial Ownership (4)
June 02 2020 - 04:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Pietrzak
Daniel |
2. Issuer Name and Ticker or Trading
Symbol FS KKR Capital Corp [ FSK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Co-President and CIO |
(Last)
(First)
(Middle)
C/O FS KKR CAPITAL CORP., 201 ROUSE BOULEVARD |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/29/2020
|
(Street)
PHILADELPHIA, PA 19112
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
5/29/2020 |
|
S(1)(2) |
|
65680 |
D |
$3.7019 |
39648 |
D |
|
Common Stock |
6/1/2020 |
|
S(1)(2) |
|
29648 |
D |
$3.7489 |
10000 |
D |
|
Common Stock |
|
|
|
|
|
|
|
40000 (3) |
I |
IRA |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The sales were effected in
multiple transactions at prices ranging from (i) $3.69 to $3.72,
inclusive, on May 29, 2020 and (ii) $3.741 and $3.755, inclusive,
on June 1, 2020. The price reported in Column 4 is the weighted
average price. The reporting person undertakes to provide, upon
request, full information regarding the number of shares purchased
in each transaction. |
(2) |
The reported transaction
involves a disposition of 95,328 shares of the issuer by the
reporting person to facilitate a re-investment of the proceeds from
such disposition into the equity interests of an investment fund
that will invest from time to time in shares of the issuer, as
previously disclosed by the issuer on May 27, 2020. The reporting
person does not exercise investment or voting control over the
fund. |
(3) |
Includes 10,000 shares that
were previously incorrectly reported as being directly owned by the
reporting person when such shares were owned through the reporting
person's IRA. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Pietrzak Daniel
C/O FS KKR CAPITAL CORP.
201 ROUSE BOULEVARD
PHILADELPHIA, PA 19112 |
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|
Co-President and CIO |
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Signatures
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/s/ Stephen S. Sypherd,
Attorney-in-Fact |
|
6/2/2020 |
**Signature of
Reporting Person |
Date |