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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM 11-K
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For Annual Reports of Employee Stock Purchase, Savings and Similar Plans
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Pursuant to Section 15(d) of the
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Securities Exchange Act of 1934
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(Mark One)
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{X}
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE
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ACT OF 1934
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For the fiscal year ended December 31, 2020
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OR
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{ }
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
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EXCHANGE ACT OF 1934
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For the transition period from _________ to __________.
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Commission file number 333-21011
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A.
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Full title of the plan and the address of the plan, if different from that of the
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issuer named below:
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FIRSTENERGY CORP. SAVINGS PLAN
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B.
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Name of issuer of the securities held pursuant to the plan and the address
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of its principal executive office:
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FIRSTENERGY CORP.
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76 SOUTH MAIN STREET
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AKRON, OH 44308
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FirstEnergy Corp. Savings Plan
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Table of Contents
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Page
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Report of Independent Registered Public Accounting Firm
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1-2
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Financial Statements:
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Statements of Net Assets Available for Benefits as of
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December 31, 2020 and 2019
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3
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Statement of Changes in Net Assets Available for Benefits
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for the Year Ended December 31, 2020
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4
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Notes to Financial Statements
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5-11
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Supplemental Schedule:
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Schedule H, line 4i – Schedule of Assets (Held at End of Year)
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as of December 31, 2020
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12-32
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Other schedules of additional financial information have been omitted as they are not applicable or are not required based on the disclosure requirements of the Employee Retirement Income Security Act of 1974 and applicable regulations issued by the United States Department of Labor.
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Participants and Savings Plan Committee of the
FirstEnergy Corp. Savings Plan
Akron, Ohio
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for benefits of the FirstEnergy Corp. Savings Plan (the “Plan”) as of December 31, 2020 and 2019, the related statement of changes in net assets available for benefits for the year ended December 31, 2020, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2020 and 2019, and the changes in net assets available for benefits for the year ended December 31, 2020, in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.
Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.
Supplemental Information
The supplemental information in the accompanying schedule of assets (held at end of year) as of December 31, 2020 has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental information is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In
our opinion, the supplemental information is fairly stated, in all material respects, in relation to the financial statements taken as a whole.
We have served as the Plan’s auditor since 2003.
/S/ BOBER, MARKEY, FEDOROVICH & COMPANY
Cleveland, Ohio
June 22, 2021
FirstEnergy Corp. Savings Plan
Statements of Net Assets Available for Benefits
___________________________________________________________________________________________________________________________________________
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As of December 31,
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2020
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2019
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Assets
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Investments:
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Investments, at fair value (see Note 5)
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$
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3,260,815,194
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$
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3,670,882,017
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Investments, at contract value (see Note 6)
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487,325,384
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502,317,046
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Total investments
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$
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3,748,140,578
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$
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4,173,199,063
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Receivables:
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Accrued interest and dividends
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1,587,077
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2,147,616
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Notes receivable from participants
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48,417,112
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61,682,151
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Due from brokers
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15,604,559
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56,671,193
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Total receivables
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65,608,748
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120,500,960
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Total assets
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3,813,749,326
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4,293,700,023
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Liabilities
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Administrative expenses payable
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2,160,954
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1,154,702
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Due to brokers
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60,272,078
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25,290,602
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Total liabilities
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62,433,032
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26,445,304
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Net assets available for benefits
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$
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3,751,316,294
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$
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4,267,254,719
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The accompanying notes are an integral part of these financial statements.
FirstEnergy Corp. Savings Plan
Statement of Changes in Net Assets Available for Benefits
___________________________________________________________________________________________________________________________________
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For the Year Ended
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December 31, 2020
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Additions:
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Contributions:
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Employer
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$
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42,313,146
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Participant
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138,689,007
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Total contributions
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181,002,153
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Investment Income:
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Interest and dividends
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59,009,219
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Net change in fair value of investments
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161,620,311
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Total investment income
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220,629,530
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Interest income on notes receivable from participants
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2,754,110
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Deductions:
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Distributions to participants
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(339,930,959)
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Administrative expenses
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(6,332,953)
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Total deductions
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(346,263,912)
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Increase in net assets available for benefits
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58,121,881
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Transfers out of Plan (see Note 1)
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(574,060,306)
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Net assets available for benefits, beginning of year
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4,267,254,719
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Net assets available for benefits, end of year
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$
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3,751,316,294
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The accompanying notes are an integral part of these financial statements.
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
1.Description of the Plan
The following brief description of the FirstEnergy Corp. Savings Plan (Plan) is provided for general information purposes only. Participants should refer to the Plan documents for more complete information.
General
The Plan is a defined contribution plan and was established to provide a systematic savings program for eligible employees and to supplement such savings with employer contributions. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended (ERISA) and the Internal Revenue Code of 1986, as amended (IRC).
Administration
FirstEnergy Corp. (FE) is the sponsor of the Plan. The FE Savings Plan Committee is the administrator of the Plan and has responsibility for the day-to-day administration of the Plan. Record keeping with respect to individual participant accounts is maintained by Fidelity Workplace Services, LLC. Beginning April 2019 Plan assets are held in trust under an arrangement with Fidelity Management Trust. Prior to April 2019, Plan assets were held in trust under an arrangement with State Street Bank & Trust Company.
Participation
Generally, all full-time and part-time employees of FE's subsidiaries and participating employers not represented by a collective bargaining union are eligible to participate in the Plan. Full-time and part-time employees represented by a labor union may participate to the extent permitted by their respective collective bargaining agreement.
Effective January 1, 2018, except as further noted, new employees who do not make an affirmative election are deemed to have made an election to contribute 6% of eligible earnings for each payroll period increasing by 1% each April until the employee contribution rate reaches 10%. Certain union participants are automatically enrolled at 2%, Utility Workers Union of America (UWUA) Local 180 is without escalation and International Brotherhood of Electrical Workers (IBEW) Local 777 has an increase of 1% per year up to 4%. A new employee who has not made an affirmative election as to the investment of his or her account shall have his or her account invested in the age appropriate LifePath Portfolio Fund made available to Plan participants. A LifePath Portfolio Fund is an investment alternative that provides a mixture of fixed income and equity investments that are matched to an individual’s age and assumed retirement date. A participant may change any automatic contribution at any time.
Contributions
Subject to IRC limitations, the Plan allows each participant to contribute 1% to 75% (22% for participants represented by UWUA Local 180) of their eligible earnings to the Plan through payroll deductions. Participant contributions may be made as before-tax, after-tax or Roth 401(k) contributions (UWUA Local 180 and IBEW Local 777 are not eligible to elect Roth 401(k) contributions). During any calendar year in which a participant attains age 50 or older, he or she may elect to make additional pre-tax contributions and/or Roth contributions, called “catch-up” contributions. In order to be eligible to make catch-up contributions, the participant must anticipate that his or her pre-tax contributions and/or Roth contributions to the Plan will reach the applicable annual IRC limit on that type of contribution.
FE makes a matching contribution of 50% on the first 6% of eligible compensation contributed by an employee, except for IBEW Local 777 and UWUA Local 180 participants who receive a matching contribution of 80% and 60%, respectively, on the first 4% of eligible contributions. All employer matching contributions are invested in FE common stock, except for certain IBEW Local 777 and UWUA Local 180 participants whose matching contributions are invested in cash. Catch-up contributions are not eligible for matching contributions. The number of shares of FE common stock contributed to each participant is based on the market price of FE common stock as of the end of each pay period. FE matching contributions are non-cash contributions made by issuing shares of common stock. Plan participants may diversify matching contributions held in FE common stock at any time, subject to certain limitations.
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
Participant Accounts
Individual accounts are maintained for each Plan participant. Each participant’s account is credited with the participant’s contributions, employer matching contributions and allocated Plan earnings. Participants are vested in the entire value of their account at all times.
Investments
Participants direct the investment of their contributions and account balances into various investment options including ten LifePath Funds that include a diversified mix of asset classes based on expected retirement dates (commonly referred to as target date funds), fifteen Plan investment options with different objectives covering a range of asset classes and risk levels and a self-managed brokerage account that offers participants the ability to invest in any security listed on the New York Stock Exchange (NYSE), the NYSE MKT LLC (formerly known as the American Stock Exchange or NYSE Amex LLC) or the NASDAQ and a wide range of mutual funds.
The Plan’s investment options include a fund of shares of FE common stock, which together with a small portion of cash maintained for liquidity purposes, are recorded on a unit basis. FE’s common shares are traded on the NYSE and participation units in the FE Common Stock Fund are valued at the NYSE closing price on the last business day of the plan year. The valuation per share of FE’s common stock was $30.61 and $48.60 at December 31, 2020 and 2019, respectively. The valuation per unit of the FE Common Stock Fund was $37.43 and $59.29 at December 31, 2020 and 2019, respectively, due to cash maintained in the fund for liquidity purposes.
Notes Receivable from Participants
Participants may borrow up to 50% of their total account balance, excluding their Roth 401(k) balance, not exceeding $50,000, including loans outstanding and the highest unpaid loan balance over the previous 12 months. The interest rate for new loans is adjusted each quarter to the prime rate plus 1% based on the prime rate on approximately the 15th day of the last month of the preceding quarter. Effective April 1, 2019, the interest rate for new loans will be equal to the prime rate that is published by Reuters on the last day of the month before the start of the calendar quarter in which the loan is approved, plus one percent (1%). The range of interest rates on outstanding loan balances during the year ended December 31, 2020 was 4.25% to 9.75%. Participants may have up to two loans outstanding at one time. The minimum loan amount is $1,000 and must be repaid within 6 to 60 months. If the loan is for the purchase of a principal residence, the loan repayment period can be extended up to 30 years. Principal repayments and payments of interest are credited to the participant’s account when made, generally through payroll deduction. If an eligible participant elects to take full distribution of their account balance and a loan balance remains, the entire loan balance remaining will be taxable.
The Plan adopted certain provisions of the Coronavirus Aid, Relief, and Economic Security (CARES) Act which allowed payments on loans to be suspended through December 31, 2020 without causing such loan to become delinquent and go into default.
Payment of Benefits
Upon termination of service due to disability, retirement or any other reason, a participant may elect to receive the full value or a portion of his or her account, defer payment to a later date (not beyond age 72 or 70 ½ for participants who reached 70 ½ before January 1, 2020) or receive installment payments. In the event of a participant’s death, the participant’s spouse may elect to withdraw all or a portion of the former participant’s account or keep the funds in the Plan in accordance with provisions of the Plan, all other beneficiaries must withdraw or rollover the former participant's account within 180 days. Retired and separated participants with vested balances of $1,000 or less are required to take full distribution of their account.
The Plan adopted certain provisions of the CARES Act which allowed, in accordance with Section 2202(a) of the CARES Act, participants to take up to a $100,000 distribution for qualifying reasons associated with the COVID-19 pandemic from qualified plans between January 1, 2020 and December 31, 2020. Participants have the option to repay the Plan’s distribution over a three-year period.
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
Plan Transfers
On March 31, 2018, FirstEnergy Solutions Corp, including its subsidiaries and FirstEnergy Nuclear Operating Company (FES Debtors) announced that, in order to facilitate an orderly financial restructuring, they filed voluntary petitions under Chapter 11 of the United States Bankruptcy Code with the U.S. Bankruptcy Court for the Northern District of Ohio. On February 27, 2020, the FES Debtors effectuated their plan of reorganization and emerged from bankruptcy. Employees of the FES Debtors exited from the Plan on February 27, 2020 and approximately $574 million of FES Debtors participant employee's assets were transferred out of the Plan.
Subsequent Events
Management evaluates events and transactions occurring subsequent to the date of the financial statements that affect recognition or disclosure to the financial statements.
2.Summary of Significant Accounting Policies
The accompanying financial statements have been prepared on the accrual basis of accounting. Benefits are recorded when paid. The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America (GAAP) requires management to make estimates and assumptions that affect reported amounts and disclosures. Actual results may differ from these estimates.
The Plan’s investments are stated at fair value. Fair value reflects the price that would be received for an asset or paid to transfer a liability in the principal or most advantageous market for the asset or liability in an orderly transaction between willing market participants on the measurement date. See Note 5 for a discussion of fair value measurements. Contract value is the relevant measurement attribute for that portion of the net assets available for benefits of the Plan attributable to fully benefit-responsive investment contracts because contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan.
Notes receivable from participants represent participant loans and are measured at their unpaid principal balance plus any accrued interest. Delinquent participant loans are reclassified as distributions based upon the terms of the Plan document. Repayments of principal and interest are recognized in the period in which payroll deductions are processed.
Investment income consists of interest and dividend income. The net change in the fair value of investments consists of realized and unrealized gains and losses on those investments. Dividend income is accrued on the ex-dividend date. Purchases and sales of securities are recorded on a trade-date basis. Realized gains and losses from security transactions are reported based on historical cost.
Expenses for the administration of the Plan are generally paid by the Plan.
3.Recent Accounting Pronouncements
There were no recent accounting pronouncements not yet adopted which have a material impact on the Plan.
4.Plan Termination
Although FE has not expressed any intent to do so, it reserves the right to discontinue or terminate the Plan at any time. If the Plan were terminated, in whole or in part, participants would be entitled to withdraw the full value of their accounts, to the extent allowed by law.
5.Investments and Fair Value Measurements
The Plan invests in various investment securities. Investment securities are exposed to various risks such as interest rate, market and credit risks. Due to the level of risk associated with certain investment securities, it is at least reasonably possible that changes in the values of investment securities will occur in the near term and that
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
such changes could materially affect participants' account balances and the amounts reported in the Statements of Net Assets Available for Benefits.
Authoritative accounting guidance establishes a fair value hierarchy that prioritizes the inputs used to measure fair value. This hierarchy gives the highest priority to Level 1 measurements and the lowest priority to Level 3 measurements.
The three levels of the fair value hierarchy are as follows:
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Level 1
|
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– Quoted prices for identical instruments in active markets.
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Level 2
|
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– Quoted prices for similar instruments in active markets;
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– Quoted prices for identical or similar instruments in markets that are not active; and
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|
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– Model-derived valuations for which all significant inputs are observable market data.
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Models are primarily industry-standard models that consider various assumptions, including quoted forward prices for commodities, time value, volatility factors and current market and contractual prices for the underlying instruments, as well as other relevant economic measures.
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Level 3
|
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– Valuation inputs are unobservable and significant to the fair value measurement.
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The Plan did not hold any Level 3 investments as of December 31, 2020 or 2019, or during the year ended December 31, 2020.
There were no changes in valuation methodologies for assets measured at fair value during 2020.
The following tables set forth, by level within the fair value hierarchy, the fair value of the Plan’s investments as of December 31, 2020 and 2019:
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|
|
|
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|
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|
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December 31, 2020
|
|
|
|
Level 1
|
|
Level 2
|
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Total
|
|
|
|
|
|
|
|
|
|
Common Collective Trusts
|
|
$
|
—
|
|
|
$
|
1,802,267,672
|
|
|
$
|
1,802,267,672
|
|
|
|
|
|
|
|
|
|
|
FE Common Stock Fund
|
|
|
|
|
|
|
|
FE Common Stock
|
|
297,695,320
|
|
|
—
|
|
|
297,695,320
|
|
|
Cash and Cash Equivalents
|
|
—
|
|
|
1,240,357
|
|
|
1,240,357
|
|
|
Total FE Common Stock Fund
|
|
297,695,320
|
|
|
1,240,357
|
|
|
298,935,677
|
|
|
|
|
|
|
|
|
|
|
Registered Investment Companies
|
|
725,469,457
|
|
|
272,761,708
|
|
|
998,231,165
|
|
|
|
|
|
|
|
|
|
|
Self-Managed Brokerage Accounts1
|
|
—
|
|
|
161,380,680
|
|
|
161,380,680
|
|
|
|
|
|
|
|
|
|
|
Total Investments at Fair Value2
|
|
$
|
1,023,164,777
|
|
|
$
|
2,237,650,417
|
|
|
$
|
3,260,815,194
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1 The brokerage account investments are directed by participants.
|
|
2 Values do not include investments at contract value.
|
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
December 31, 2019
|
|
|
|
Level 1
|
|
Level 2
|
|
Total
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Common Collective Trusts
|
|
$
|
—
|
|
|
$
|
1,834,496,249
|
|
|
1,834,496,249
|
|
|
|
|
|
|
|
|
|
|
FE Common Stock Fund
|
|
|
|
|
|
|
|
FE Common Stock
|
|
528,965,705
|
|
|
—
|
|
|
528,965,705
|
|
|
Cash and Cash Equivalents
|
|
—
|
|
|
1,441,037
|
|
|
1,441,037
|
|
|
Total FE Common Stock Fund
|
|
528,965,705
|
|
|
1,441,037
|
|
|
530,406,742
|
|
|
|
|
|
|
|
|
|
|
Registered Investment Companies
|
|
852,898,759
|
|
|
298,836,932
|
|
|
1,151,735,691
|
|
|
|
|
|
|
|
|
|
|
Self-Managed Brokerage Accounts1
|
|
—
|
|
|
154,243,335
|
|
|
154,243,335
|
|
|
|
|
|
|
|
|
|
|
Total Investments at Fair Value 2
|
|
$
|
1,381,864,464
|
|
|
$
|
2,289,017,553
|
|
|
$
|
3,670,882,017
|
|
|
|
|
|
|
|
|
|
|
1 The brokerage account investments are directed by participants.
|
|
2 Values do not include investments at contract value.
|
6.Fully Benefit-Responsive Investment Contracts
The Plan has an interest in synthetic guaranteed investment contracts (GICs) as part of the Capital Preservation Fund, which is managed by PIMCO.
In accordance with authoritative guidance for defined contribution plans, investment contracts are generally measured at contract value rather than fair value to the extent they are fully benefit-responsive. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. Participants transact with their investment in the Capital Preservation Fund at contract value as determined by the insurers and banks. No valuation reserve in relation to the contract value was deemed necessary. The Statement of Changes in Net Assets Available for Benefits and the Statements of Net Assets Available for Benefits present the synthetic GICs on a contract value basis.
A synthetic investment contract includes a wrapper contract, which is an agreement for the wrap issuer, such as a bank or insurance company, to make payments to the Plan in certain circumstances. The wrapper contract typically includes certain conditions and limitations on the underlying assets owned by the Plan.
The synthetic investment contracts held by the Plan include wrapper contracts that provide a guarantee that the credit rate will not fall below zero percent (0%). Cash flow volatility (for example, timing of benefit payments) as well as asset underperformance can be passed through to the Plan through adjustments to future contract crediting rates. Formulas are provided in each contract that adjusts renewal crediting rates to recognize the difference between the fair value and the book value of the underlying assets. Crediting rates are reviewed monthly for resetting.
Certain events limit the ability of the Plan to transact with the issuer at contract value. These events include closings (location, subsidiary, division), layoffs, Plan termination, bankruptcy or reorganization, corporate merger, early retirement incentive programs or similar events. The Plan Administrator does not believe any such events of the magnitude that would limit the Plan’s ability to transact at contract value are probable. The GICs do not permit the issuers to terminate the contracts at an amount other than contract value.
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
The following represents the disaggregation of contract value between types of investment contracts held by the Plan at December 31, 2020 and 2019:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2020
|
|
2019
|
|
|
|
|
|
|
Short-term investment fund
|
$
|
18,769,615
|
|
|
$
|
76,336,361
|
|
|
Synthetic GICs
|
468,555,769
|
|
|
425,980,685
|
|
|
Total Investments at contract value
|
$
|
487,325,384
|
|
|
$
|
502,317,046
|
|
The synthetic GICs are presented on Schedule H, line 4i - Schedule of Assets (Held at End of Year) at fair value as a requirement of Form 5500. The fair value of the synthetic GICs represents the total fair value of the underlying assets plus the wrap value, which is calculated by using the discounted cash flows of the difference between the current wrap fee and the market indication wrap fee.
7.Tax Considerations
The Plan is exempt from federal, state and local income taxes. The Plan obtained its latest favorable determination letter on October 27, 2016, in which the Internal Revenue Service stated that the Plan, as then designed, was in compliance with the applicable requirements of the IRC. The Plan has been amended since receiving the determination letter. However, the Plan Administrator and the Plan's tax counsel believe that the Plan is currently designed and being operated in compliance with the applicable requirements of the IRC.
The federal, state and local income tax treatments of distributions from the Plan depend upon when they are made and their form. The withdrawal of the principal amount of a participant's after-tax contribution is not, however, subject to tax. For tax years beginning after December 31, 1986, the Tax Reform Act of 1986 requires that an additional tax of 10% be applied to participant withdrawals from the Plan prior to death, disability, attainment of age 59-1/2 or under certain other limited circumstances. In the case of withdrawal by a participant employed by FE or its consolidated subsidiaries (FirstEnergy) prior to the attainment of age 59-1/2, the excess of the value of the withdrawal over the total amount of the participant's after-tax contributions, is taxable at ordinary income tax rates. The value of FE’s common stock withdrawn is considered to be its fair value on the date it is withdrawn.
In the case of a distribution that qualifies as a lump-sum distribution upon a participant's termination of employment with FirstEnergy or after attaining the age of 59-1/2, only the excess of the value of the lump sum distribution over the amount of the participant's after-tax contributions to the Plan (less withdrawals) is taxable at ordinary income tax rates. In determining the value of the lump-sum distribution, the FE common stock distributed in-kind or in cash is measured at fair value on the date it is withdrawn.
The Plan is subject to audits by taxing jurisdictions. GAAP requires Plan management to evaluate tax positions taken by the Plan and recognize a tax liability if the Plan has taken an uncertain position that more than likely would not be sustained upon examination by taxing authorities. The Plan Administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2020 and 2019, there are no uncertain positions taken or expected to be taken that would require recognition of a liability or disclosure in the financial statements.
8.Party-In-Interest Transactions
Certain Plan investments are shares of mutual funds managed by Fidelity Investments beginning April 2019. Fidelity Management Trust, a related company, is the trustee as defined by the Plan and, therefore, these transactions qualify as party-in-interest transactions.
Certain Plan investments are shares of mutual funds that were managed by State Street Global Advisors through March 2019. State Street Bank & Trust Company, a related company, was then the trustee as defined by the Plan and, therefore, these transactions qualified as party-in-interest transactions.
FirstEnergy Corp. Savings Plan
Notes to Financial Statements
____________________________________________________________________________________________________________________________________________________
Pacific Investment Management Company (PIMCO) is the fund manager of the Capital Preservation Fund and invests in certain investments managed by PIMCO and, therefore, these transactions qualify as party-in-interest transactions.
Certain Plan investments are shares of FE common stock with sales and purchases of the stock commencing on an as-needed basis. The investments and transactions qualify as party-in-interest transactions.
Additionally, the Plan uses the services of other fund managers that are paid directly by the Plan.
All of the above transactions are exempt from the prohibited transaction rules of ERISA.
9.Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of net assets available for benefits, investment income and interest income on notes receivable per the financial statements to Form 5500 as of December 31, 2020 and 2019, and for the year ended December 31, 2020:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2020
|
|
2019
|
|
|
|
|
|
|
Net assets available for benefits per the financial statements
|
$
|
3,751,316,294
|
|
|
$
|
4,267,254,719
|
|
|
Adjustment from contract value to fair value for fully-benefit
|
|
|
|
|
responsive investment contracts
|
16,010,866
|
|
|
4,343,215
|
|
|
Net assets available for benefits per Form 5500
|
$
|
3,767,327,160
|
|
|
$
|
4,271,597,934
|
|
|
|
|
|
|
|
Total investment income and interest income on notes receivable
|
|
|
|
|
from participants per the financial statements
|
$
|
223,383,640
|
|
|
|
|
Adjustment from contract value to fair value for fully-benefit
|
|
|
|
|
responsive investment contracts
|
11,667,651
|
|
|
|
|
Investment income per Form 5500
|
$
|
235,051,291
|
|
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost ($)
|
|
Current Value ($)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
FE COMMON STOCK FUND
|
|
FirstEnergy common stock
|
|
**
|
|
$
|
298,935,677
|
|
|
*
|
|
FIDELITY PURITAN FUND
|
|
Balanced fund
|
|
**
|
|
145,662,310
|
|
|
|
|
BLACKROCK ACWI EX US - M
|
|
International stocks
|
|
**
|
|
31,115,923
|
|
|
|
|
DFA US SMALL CAP VALUE PORTFOLIO
|
|
Small cap value stocks
|
|
**
|
|
77,013,439
|
|
|
|
|
PIMCO REAL RETURN FUND INSTITUTIONAL CLASS
|
|
Bonds
|
|
**
|
|
27,570,911
|
|
|
|
|
AMERICAN FUNDS EUROPACIFIC GROWTH FUND
|
|
International stocks
|
|
**
|
|
200,651,082
|
|
|
|
|
BLACKROCK LIFEPATH INDEX RETIREMENT FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
164,811,593
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2025 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
159,716,213
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2030 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
111,801,848
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2035 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
70,622,386
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2040 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
49,124,107
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2045 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
54,025,203
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2050 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
65,847,042
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2055 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
48,997,920
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2060 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
21,255,342
|
|
|
|
|
BLACKROCK LIFEPATH INDEX 2065 FUND L
|
|
Blend of stocks, fixed income
|
|
**
|
|
1,664,583
|
|
|
|
|
DODGE & COX INTERNATIONAL FUND
|
|
International stocks
|
|
**
|
|
25,572,190
|
|
|
|
|
SELF-MANAGED BROKERAGE ACCOUNTS
|
|
Equities, fixed income
|
|
**
|
|
161,380,680
|
|
|
|
|
US DEBT INDEX FUND M MUTUAL FUND
|
|
Bonds
|
|
**
|
|
35,541,354
|
|
|
|
|
SMALL CAP GROWTH EQUITY
|
|
Small cap growth stocks
|
|
**
|
|
16,071,808
|
|
|
|
|
MARKET COMPLETION INDEX
|
|
Blend of large, mid cap and small cap stocks
|
|
**
|
|
125,883,864
|
|
|
|
|
MID CAP VALUE - I
|
|
Mid cap value stocks
|
|
**
|
|
45,457,333
|
|
|
|
|
EQUITY INDEX - J
|
|
Large cap stocks
|
|
**
|
|
845,788,485
|
|
|
|
|
|
|
|
|
|
|
|
|
*
|
|
CAPITAL PRESERVATION FUND
|
|
|
|
|
|
|
|
|
|
|
|
STATE STREET STIF
|
|
Money market fund
|
|
**
|
|
18,769,615
|
|
|
|
|
|
|
ABBVIE INC SR UNSEC SMR
|
|
CORPORATE - 3.20%, 2026
|
|
**
|
|
222,097
|
|
|
|
|
|
|
ABU DHABI GOVT
|
|
GOVT-NON US - 2.50%, 2022
|
|
**
|
|
2,285,753
|
|
|
|
|
|
|
AIA GROUP LTD SR UNSEC 144A
|
|
CASH EQUIVALENT - 0.76%, 2021
|
|
**
|
|
2,199,935
|
|
|
|
|
|
|
AIG GLOBAL FUNDING SEC 144A
|
|
CASH EQUIVALENT - 0.71%, 2021
|
|
**
|
|
1,202,434
|
|
|
|
|
|
|
AMERICAN ELECTRIC POWER SR UNSEC
|
|
CORPORATE - 0.71%, 2023
|
|
**
|
|
601,184
|
|
|
|
|
|
|
AMERICAN ELECTRIC POWER SR UNSEC
|
|
CORPORATE - 0.75%, 2023
|
|
**
|
|
501,416
|
|
|
|
|
|
|
ANDREW W MELLON FOUNDATION UNSEC
|
|
CORPORATE - 0.95%, 2027
|
|
**
|
|
1,402,806
|
|
|
|
|
|
|
APPLE INC SR UNSEC
|
|
CORPORATE - 1.70%, 2022
|
|
**
|
|
1,850,138
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE - 2.55%, 2033
|
|
**
|
|
2,332,736
|
|
|
|
|
|
|
AVIATION CAPITAL GROUP SR UNSEC 144A
|
|
CORPORATE - 0.88%, 2021
|
|
**
|
|
1,883,701
|
|
|
|
|
|
|
BANK 2018-BN12 ASB
|
|
MORTGAGE - 4.17%, 2061
|
|
**
|
|
1,386,007
|
|
|
|
|
|
|
BANK 2019-BN21 ASB
|
|
MORTGAGE - 2.81%, 2052
|
|
**
|
|
1,667,241
|
|
|
|
|
|
|
BANK 2020-BN25 A5
|
|
MORTGAGE - 2.65%, 2063
|
|
**
|
|
1,098,634
|
|
|
|
|
|
|
BANK 2020-BN26 A4 WM29 WC3.5017
|
|
MORTGAGE - 2.40%, 2063
|
|
**
|
|
1,077,286
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BANK OF AMERICA CORP SR UNSEC
|
|
CORPORATE - 3.00%, 2023
|
|
**
|
|
1,044,884
|
|
|
|
|
|
|
BANK OF AMERICA CORP SR UNSEC SOFR
|
|
CORPORATE - 1.20%, 2026
|
|
**
|
|
2,536,985
|
|
|
|
|
|
|
BANK OF NY MELLON CORP SR UNSEC
|
|
CORPORATE - 1.60%, 2025
|
|
**
|
|
2,199,999
|
|
|
|
|
|
|
BANQUE FED CRED MUTUEL SR UNSEC 144A
|
|
CASH EQUIVALENT - 1.18%, 2023
|
|
**
|
|
1,832,540
|
|
|
|
|
|
|
BARCLAYS PLC SR UNSEC
|
|
CORPORATE - 2.65%, 2031
|
|
**
|
|
730,318
|
|
|
|
|
|
|
BARCLAYS PLC SR UNSEC SOFR
|
|
CORPORATE - 2.85%, 2026
|
|
**
|
|
1,723,028
|
|
|
|
|
|
|
BAT CAPITAL CORP SR UNSEC
|
|
CORPORATE - 3.22%, 2024
|
|
**
|
|
217,684
|
|
|
|
|
|
|
BAT INTL FINANCE PLC SR UNSEC
|
|
CORPORATE - 1.67%, 2026
|
|
**
|
|
1,128,929
|
|
|
|
|
|
|
BAY AREA CA TOLL AUTH
|
|
MUNICIPALS - 2.57%, 2031
|
|
**
|
|
1,623,036
|
|
|
|
|
|
|
BMARK 2019-B14 ASB
|
|
MORTGAGE - 2.96%, 2062
|
|
**
|
|
1,559,231
|
|
|
|
|
|
|
BNP PARIBAS 144A
|
|
CORPORATE - 2.82%, 2025
|
|
**
|
|
1,921,929
|
|
|
|
|
|
|
CA ST UNIV-D
|
|
MUNICIPALS - 1.69%, 2029
|
|
**
|
|
1,206,795
|
|
|
|
|
|
|
CANADIAN IMPERIAL BANK SR UNSEC SOFR
|
|
CORPORATE - 0.88%, 2023
|
|
**
|
|
1,716,638
|
|
|
|
|
|
|
CASH COLLATERAL ICE BOS USD
|
|
CASH EQUIVALENT - 0.00%, 2060
|
|
**
|
|
12,000
|
|
|
|
|
|
|
CDX IG35 5Y ICE
|
|
CREDIT DEFAULT SWAP - 1.00%, 2025
|
|
**
|
|
9,176
|
|
|
|
|
|
|
CGCMT 2013-GC11 AAB
|
|
CASH EQUIVALENT - 2.69%, 2046
|
|
**
|
|
358,220
|
|
|
|
|
|
|
CGCMT 2015-GC29 AAB WM24 WC4.173211878
|
|
MORTGAGE - 2.98%, 2048
|
|
**
|
|
1,340,636
|
|
|
|
|
|
|
COMM 2013-CR11 ASB WM23 WC5.205219817
|
|
MORTGAGE - 3.66%, 2050
|
|
**
|
|
894,678
|
|
|
|
|
|
|
COMM 2014-CR19 ASB WM14
|
|
MORTGAGE - 3.50%, 2047
|
|
**
|
|
1,415,885
|
|
|
|
|
|
|
COMM 2014-UBS6 ASB WM14
|
|
MORTGAGE - 3.39%, 2047
|
|
**
|
|
1,520,436
|
|
|
|
|
|
|
COMM 2015-CR23 A3 WM15
|
|
MORTGAGE - 3.23%, 2048
|
|
**
|
|
1,903,175
|
|
|
|
|
|
|
COMM 2015-CR23 ASB WM15
|
|
MORTGAGE - 3.26%, 2048
|
|
**
|
|
1,102,759
|
|
|
|
|
|
|
COMM 2015-DC1 ASB WM15
|
|
MORTGAGE - 3.14%, 2048
|
|
**
|
|
1,338,509
|
|
|
|
|
|
|
COMM 2015-LC19 ASB
|
|
MORTGAGE - 3.04%, 2048
|
|
**
|
|
1,142,813
|
|
|
|
|
|
|
COMM 2015-LC21 ASB
|
|
MORTGAGE - 3.42%, 2048
|
|
**
|
|
2,102,455
|
|
|
|
|
|
|
COMM 2018-COR3 A3 WM28 WC4.57635829
|
|
MORTGAGE - 4.23%, 2051
|
|
**
|
|
1,193,731
|
|
|
|
|
|
|
COMM 2019-GC44 ASB
|
|
MORTGAGE - 2.87%, 2057
|
|
**
|
|
1,665,322
|
|
|
|
|
|
|
COOPERATIEVE RABOBANK UA SR NONPREF 144A
|
|
CORPORATE - 1.34%, 2026
|
|
**
|
|
1,533,541
|
|
|
|
|
|
|
COOPERATIEVE RABOBANK UA SR UNSEC 144A
|
|
CASH EQUIVALENT - 1.11%, 2023
|
|
**
|
|
2,026,449
|
|
|
|
|
|
|
CRED SUIS GP FUN LTD SR UNSEC
|
|
CORPORATE - 3.80%, 2023
|
|
**
|
|
377,503
|
|
|
|
|
|
|
CREDIT SUISSE GROUP AG SR UNSE 144A SOFR
|
|
CORPORATE - 2.19%, 2026
|
|
**
|
|
2,093,679
|
|
|
|
|
|
|
CSAIL 2015-C1 ASB WM15
|
|
MORTGAGE - 3.35%, 2050
|
|
**
|
|
914,100
|
|
|
|
|
|
|
CSAIL 2017-CX9 ASB
|
|
MORTGAGE - 3.26%, 2050
|
|
**
|
|
1,095,581
|
|
|
|
|
|
|
DALLAS AREA RAPID TRN
|
|
MUNICIPALS - 1.35%, 2027
|
|
**
|
|
101,343
|
|
|
|
|
|
|
DASNY -REV - F
|
|
MUNICIPALS - 3.03%, 2033
|
|
**
|
|
1,139,777
|
|
|
|
|
|
|
DELL INT LLC / EMC CORP 144A
|
|
CORPORATE - 6.10%, 2027
|
|
**
|
|
628,092
|
|
|
|
|
|
|
DELL INTL LLC / EMC 144A SMR
|
|
CORPORATE - 6.02%, 2026
|
|
**
|
|
610,970
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DEUTSCHE BANK NY SR UNSEC
|
|
CORPORATE - 4.25%, 2021
|
|
**
|
|
1,853,273
|
|
|
|
|
|
|
DISCOVER FINANCIAL SVS SR UNSEC
|
|
CORPORATE - 3.20%, 2021
|
|
**
|
|
3,060,914
|
|
|
|
|
|
|
EL PASO PIPELINE PART OP SR UNSEC
|
|
CORPORATE - 4.30%, 2024
|
|
**
|
|
1,667,194
|
|
|
|
|
|
|
ENBRIDGE INC SR UNSEC
|
|
CORPORATE - 2.90%, 2022
|
|
**
|
|
625,814
|
|
|
|
|
|
|
ENTERGY LOUISIANA LLC 1ST MTGE SEC
|
|
CORPORATE - 0.62%, 2023
|
|
**
|
|
1,003,729
|
|
|
|
|
|
|
EUROPEAN INVESTMENT BANK SR UNSEC
|
|
CASH EQUIVALENT - 2.00%, 2021
|
|
**
|
|
2,767,268
|
|
|
|
|
|
|
FED HOME LN BK BD (1.331MMM)
|
|
CORPORATE - 3.38%, 2023
|
|
**
|
|
2,734,411
|
|
|
|
|
|
|
FED HOME LN BK GLBL BD (1MMM)
|
|
CORPORATE - 1.50%, 2024
|
|
**
|
|
3,466,217
|
|
|
|
|
|
|
FED HOME LN MTGE GLBL NT (1.25MMM)
|
|
CASH EQUIVALENT - 0.69%, 2025
|
|
**
|
|
8,113,715
|
|
|
|
|
|
|
FED HOME LN MTGE GLBL NT (5MMM)
|
|
CORPORATE - 0.38%, 2025
|
|
**
|
|
7,993,879
|
|
|
|
|
|
|
FHA 221D4 P4/02 GREY 54 NCP
|
|
MORTGAGE - 7.43%, 2023
|
|
**
|
|
65
|
|
|
|
|
|
|
FHLMC GOLD 30YR #Q3-1614
|
|
MORTGAGE - 3.00%, 2045
|
|
**
|
|
1,724,863
|
|
|
|
|
|
|
FHLMC GOLD 30YR #Q3-3509
|
|
MORTGAGE - 3.00%, 2045
|
|
**
|
|
419,364
|
|
|
|
|
|
|
FHLMC GOLD 30YR GNT #G0-8687
|
|
MORTGAGE - 3.50%, 2046
|
|
**
|
|
3,319,615
|
|
|
|
|
|
|
FHLMC GOLD 30YR GNT #G0-8693
|
|
MORTGAGE - 3.50%, 2046
|
|
**
|
|
83,536
|
|
|
|
|
|
|
FHLMC GOLD 30YR GNT #G0-8823
|
|
MORTGAGE - 3.50%, 2048
|
|
**
|
|
1,794,232
|
|
|
|
|
|
|
FHLMC GOLD 30YR GNT #G0-8841
|
|
MORTGAGE - 3.50%, 2048
|
|
**
|
|
471,578
|
|
|
|
|
|
|
FHLMC GOLD 30YR GNT #G0-8857
|
|
CASH EQUIVALENT - 4.00%, 2049
|
|
**
|
|
2,003,066
|
|
|
|
|
|
|
FHMS K065 A1 WM27 WC4.3550
|
|
MORTGAGE - 2.86%, 2026
|
|
**
|
|
1,337,108
|
|
|
|
|
|
|
FHMS K070 A1
|
|
MORTGAGE - 3.03%, 2027
|
|
**
|
|
3,922,835
|
|
|
|
|
|
|
FHR 2666 OD PAC WM23 WC5.84
|
|
CASH EQUIVALENT - 5.50%, 2023
|
|
**
|
|
154,540
|
|
|
|
|
|
|
FHR 2739 PG PAC WM33 WC5.552
|
|
MORTGAGE - 5.00%, 2034
|
|
**
|
|
507,454
|
|
|
|
|
|
|
FHR 2950 FN 1MLIB+45
|
|
CASH EQUIVALENT - 0.61%, 2035
|
|
**
|
|
120,160
|
|
|
|
|
|
|
FHR 3185 GT SEQ WM26 WC6.43
|
|
MORTGAGE - 6.00%, 2026
|
|
**
|
|
88,894
|
|
|
|
|
|
|
FHR 3225 HF 1MLIB+51BP
|
|
CASH EQUIVALENT - 0.67%, 2036
|
|
**
|
|
154,958
|
|
|
|
|
|
|
FHR 3311 FN 1MLIB+30BP
|
|
CASH EQUIVALENT - 0.46%, 2037
|
|
**
|
|
53,318
|
|
|
|
|
|
|
FHR 3318 FL 1MLIB+40
|
|
CASH EQUIVALENT - 0.56%, 2037
|
|
**
|
|
143,868
|
|
|
|
|
|
|
FHR 3339 FL 1MLIB+58
|
|
CASH EQUIVALENT - 0.74%, 2037
|
|
**
|
|
114,562
|
|
|
|
|
|
|
FHR 3355 BF 1MLIB+70
|
|
CASH EQUIVALENT - 0.86%, 2037
|
|
**
|
|
182,942
|
|
|
|
|
|
|
FHR 3368 AF 1MLIB+72
|
|
CASH EQUIVALENT - 0.88%, 2037
|
|
**
|
|
25,188
|
|
|
|
|
|
|
FHR 3666 FC 1MLIB+73
|
|
CASH EQUIVALENT - 0.89%, 2040
|
|
**
|
|
69,871
|
|
|
|
|
|
|
FHR 3699 FD VA 1MLIB+60
|
|
CASH EQUIVALENT - 0.76%, 2040
|
|
**
|
|
224,742
|
|
|
|
|
|
|
FHR 3740 DF 1MLIB+48
|
|
CASH EQUIVALENT - 0.64%, 2040
|
|
**
|
|
394,431
|
|
|
|
|
|
|
FHR 3743 FA 1MLIB+60
|
|
CASH EQUIVALENT - 0.76%, 2040
|
|
**
|
|
584,227
|
|
|
|
|
|
|
FHR 3747 WF VA 1MLIB+48
|
|
CASH EQUIVALENT - 0.64%, 2040
|
|
**
|
|
542,845
|
|
|
|
|
|
|
FHR 3751 FG 1MLIB+50
|
|
CASH EQUIVALENT - 0.66%, 2050
|
|
**
|
|
88,226
|
|
|
|
|
|
|
FHR 3843 FE 1MLIB+55BP
|
|
CASH EQUIVALENT - 0.71%, 2041
|
|
**
|
|
761,732
|
|
|
|
|
|
|
FHR 3843 FG 1MLIB+55BP
|
|
CASH EQUIVALENT - 0.71%, 2041
|
|
**
|
|
761,732
|
|
|
|
|
|
|
FHR 3977 FB 1MLIB+52BP
|
|
CASH EQUIVALENT - 0.68%, 2041
|
|
**
|
|
906,737
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FHR 3984 DF 1M LIBOR +55BP
|
|
CASH EQUIVALENT - 0.71%, 2042
|
|
**
|
|
943,636
|
|
|
|
|
|
|
FHR 4400 FA 1MLIB + 40 BP
|
|
CASH EQUIVALENT - 0.56%, 2041
|
|
**
|
|
538,473
|
|
|
|
|
|
|
FHR 4736 CD WM39 WC4.9483
|
|
MORTGAGE - 3.00%, 2046
|
|
**
|
|
864,999
|
|
|
|
|
|
|
FHR 4961 A WM49 WC3.4770
|
|
CASH EQUIVALENT - 2.50%, 2034
|
|
**
|
|
442,643
|
|
|
|
|
|
|
FHR 4989 FA 1MLIB+35BP
|
|
CASH EQUIVALENT - 0.50%, 2040
|
|
**
|
|
263,977
|
|
|
|
|
|
|
FHR 4989 FB 1MLIB+35BP
|
|
CASH EQUIVALENT - 0.50%, 2040
|
|
**
|
|
265,038
|
|
|
|
|
|
|
FL ST BRD OF ADMIN
|
|
CASH EQUIVALENT - 2.64%, 2021
|
|
**
|
|
1,118,509
|
|
|
|
|
|
|
FN ARM AL7090 H15T1Y+222.2 9.473
|
|
CASH EQUIVALENT - 2.63%, 2037
|
|
**
|
|
427,955
|
|
|
|
|
|
|
FNA 2017-M8 A1 WM27 WC4.598
|
|
MORTGAGE - 2.65%, 2027
|
|
**
|
|
1,134,537
|
|
|
|
|
|
|
FNMA GLBL NT (2MMM)
|
|
CORPORATE - 2.38%, 2023
|
|
**
|
|
2,311,396
|
|
|
|
|
|
|
FNMA GLBL NT (2MMM)
|
|
CORPORATE - 1.63%, 2024
|
|
**
|
|
6,019,229
|
|
|
|
|
|
|
FNMA PASS THRU 15YR #MA3897
|
|
MORTGAGE - 3.00%, 2035
|
|
**
|
|
1,156,899
|
|
|
|
|
|
|
FNMA PASS THRU 20YR #254916
|
|
CASH EQUIVALENT - 5.50%, 2023
|
|
**
|
|
55,283
|
|
|
|
|
|
|
FNMA PASS THRU 20YR #255075
|
|
CASH EQUIVALENT - 5.50%, 2024
|
|
**
|
|
65,946
|
|
|
|
|
|
|
FNMA PASS THRU 20YR #AL6722
|
|
CASH EQUIVALENT - 5.00%, 2030
|
|
**
|
|
1,064,352
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #848210
|
|
CASH EQUIVALENT - 5.50%, 2035
|
|
**
|
|
132,304
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #884863
|
|
MORTGAGE - 5.50%, 2036
|
|
**
|
|
115,832
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #890365
|
|
CASH EQUIVALENT - 5.50%, 2041
|
|
**
|
|
141,635
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #938504
|
|
CASH EQUIVALENT - 5.50%, 2037
|
|
**
|
|
65,086
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #BK8819
|
|
CASH EQUIVALENT - 4.00%, 2048
|
|
**
|
|
1,574,977
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #BK8893
|
|
CASH EQUIVALENT - 4.00%, 2048
|
|
**
|
|
1,286,140
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #BN3956
|
|
CASH EQUIVALENT - 4.00%, 2049
|
|
**
|
|
3,044,141
|
|
|
|
|
|
|
FNMA PASS THRU 30YR #FM3241
|
|
MORTGAGE - 3.00%, 2050
|
|
**
|
|
4,050,039
|
|
|
|
|
|
|
FNMA TBA 2.0% FEB 15YR
|
|
MORTGAGE - 2.00%, 2036
|
|
**
|
|
4,676
|
|
|
|
|
|
|
FNMA TBA 2.0% FEB 30YR
|
|
MORTGAGE - 2.00%, 2051
|
|
**
|
|
61,547
|
|
|
|
|
|
|
FNMA TBA 2.0% JAN 15YR
|
|
MORTGAGE - 2.00%, 2036
|
|
**
|
|
50,988
|
|
|
|
|
|
|
FNMA TBA 2.0% JAN 30YR
|
|
MORTGAGE - 2.00%, 2051
|
|
**
|
|
25,447
|
|
|
|
|
|
|
FNMA TBA 2.0% MAR 15YR
|
|
MORTGAGE - 2.00%, 2036
|
|
**
|
|
5,738
|
|
|
|
|
|
|
FNMA TBA 2.0% MAR 30YR
|
|
MORTGAGE - 2.00%, 2051
|
|
**
|
|
30,388
|
|
|
|
|
|
|
FNMA TBA 2.5% FEB 30YR
|
|
MORTGAGE - 2.50%, 2051
|
|
**
|
|
610,781
|
|
|
|
|
|
|
FNMA TBA 2.5% JAN 30YR
|
|
MORTGAGE - 2.50%, 2051
|
|
**
|
|
140,750
|
|
|
|
|
|
|
FNMA TBA 2.5% MAR 30YR
|
|
MORTGAGE - 2.50%, 2051
|
|
**
|
|
160,652
|
|
|
|
|
|
|
FNR 2005-13 FA 1MLIB+45
|
|
CASH EQUIVALENT - 0.60%, 2035
|
|
**
|
|
346,974
|
|
|
|
|
|
|
FNR 2005-29 JB WM33 WC7.0709
|
|
MORTGAGE - 4.50%, 2035
|
|
**
|
|
188
|
|
|
|
|
|
|
FNR 2006-129 FM 1MLIB+25
|
|
CASH EQUIVALENT - 0.40%, 2037
|
|
**
|
|
49,902
|
|
|
|
|
|
|
FNR 2007-109 GF 1MLIB+68
|
|
CASH EQUIVALENT - 0.83%, 2037
|
|
**
|
|
415,082
|
|
|
|
|
|
|
FNR 2007-25 FB 1MLIB+33BP
|
|
CASH EQUIVALENT - 0.48%, 2037
|
|
**
|
|
28,558
|
|
|
|
|
|
|
FNR 2007-27 FA 1MLIB+31BP
|
|
CASH EQUIVALENT - 0.46%, 2037
|
|
**
|
|
15,227
|
|
|
|
|
|
|
FNR 2007-38 FC 1MLIB+42
|
|
CASH EQUIVALENT - 0.57%, 2037
|
|
**
|
|
108,798
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FNR 2007-70 FA 1MLIB+35BP
|
|
CASH EQUIVALENT - 0.50%, 2037
|
|
**
|
|
75,149
|
|
|
|
|
|
|
FNR 2008-12 FA 1MLIB+67BP FRN
|
|
CASH EQUIVALENT - 0.82%, 2038
|
|
**
|
|
641,770
|
|
|
|
|
|
|
FNR 2010-111 FC 1MLIB+52
|
|
CASH EQUIVALENT - 0.67%, 2040
|
|
**
|
|
85,829
|
|
|
|
|
|
|
FNR 2010-115 FM 1MLIB+50
|
|
CASH EQUIVALENT - 0.65%, 2040
|
|
**
|
|
577,678
|
|
|
|
|
|
|
FNR 2010-117 FE 1MLIB+40BP
|
|
CASH EQUIVALENT - 0.55%, 2040
|
|
**
|
|
52,439
|
|
|
|
|
|
|
FNR 2010-135 LF 1MLIB+45
|
|
CASH EQUIVALENT - 0.60%, 2040
|
|
**
|
|
274,039
|
|
|
|
|
|
|
FNR 2010-2 GF 1MLIB+55BP
|
|
CASH EQUIVALENT - 0.70%, 2049
|
|
**
|
|
115,782
|
|
|
|
|
|
|
FNR 2015-79 FE 1MLIB+25BP
|
|
CASH EQUIVALENT - 0.40%, 2045
|
|
**
|
|
1,252,926
|
|
|
|
|
|
|
FNR 2015-87 BF 1MLIB+30BP
|
|
CASH EQUIVALENT - 0.45%, 2045
|
|
**
|
|
794,106
|
|
|
|
|
|
|
FNR 2016-11 CF 1MLIB+35BP
|
|
CASH EQUIVALENT - 0.50%, 2046
|
|
**
|
|
1,461,151
|
|
|
|
|
|
|
FNR 2016-40 AF 1MLIB+45BP
|
|
CASH EQUIVALENT - 0.60%, 2046
|
|
**
|
|
1,303,494
|
|
|
|
|
|
|
FNR 2016-64 KF WM38 WC3.3381
|
|
CASH EQUIVALENT - 0.62%, 2046
|
|
**
|
|
1,269,741
|
|
|
|
|
|
|
FNR 2016-82 FM 1MLIB+40BP
|
|
CASH EQUIVALENT - 0.55%, 2046
|
|
**
|
|
1,698,852
|
|
|
|
|
|
|
FNR 2016-87 AF 1MLIB+40BP
|
|
CASH EQUIVALENT - 0.55%, 2046
|
|
**
|
|
1,955,290
|
|
|
|
|
|
|
GNMA II MULTPL SGL 30YR #MA3105M
|
|
MORTGAGE - 3.50%, 2045
|
|
**
|
|
3,117,663
|
|
|
|
|
|
|
GNMA II TBA 2.5% FEB 30YR JMBO
|
|
MORTGAGE - 2.50%, 2051
|
|
**
|
|
68,418
|
|
|
|
|
|
|
GNMA II TBA 2.5% JAN 30YR JMBO
|
|
MORTGAGE - 2.50%, 2051
|
|
**
|
|
86,957
|
|
|
|
|
|
|
GNMA II TBA 2.5% MAR 30YR JMBO
|
|
MORTGAGE - 2.50%, 2051
|
|
**
|
|
36,195
|
|
|
|
|
|
|
GOLDMAN SACHS GROUP INC SR UNSEC
|
|
CORPORATE - 4.00%, 2024
|
|
**
|
|
1,000,028
|
|
|
|
|
|
|
GOLDMAN SACHS GROUP INC SR UNSEC
|
|
CORPORATE - 3.69%, 2028
|
|
**
|
|
4,696,144
|
|
|
|
|
|
|
GSMS 2015-GC32 A3 WM15
|
|
MORTGAGE - 3.50%, 2048
|
|
**
|
|
980,787
|
|
|
|
|
|
|
GSMS 2019-GSA1 AAB
|
|
MORTGAGE - 2.99%, 2052
|
|
**
|
|
2,232,058
|
|
|
|
|
|
|
HARLEY-DAVIDSON FINL SER 144A SR UNSEC
|
|
CORPORATE - 1.17%, 2021
|
|
**
|
|
1,801,134
|
|
|
|
|
|
|
HAWAII ST-GB
|
|
MUNICIPALS - 0.85%, 2025
|
|
**
|
|
1,012,935
|
|
|
|
|
|
|
HSBC HOLDINGS PLC SR UNSEC
|
|
CORPORATE - 3.60%, 2023
|
|
**
|
|
1,400,805
|
|
|
|
|
|
|
HSBC HOLDINGS PLC SR UNSEC
|
|
CORPORATE - 3.95%, 2024
|
|
**
|
|
2,162,156
|
|
|
|
|
|
|
IMPERIAL BRANDS FIN PLC SR UNSEC 144A
|
|
CORPORATE - 3.13%, 2024
|
|
**
|
|
1,293,612
|
|
|
|
|
|
|
IMPERIAL BRANDS FINANCE
|
|
CORPORATE - 3.50%, 2023
|
|
**
|
|
842,744
|
|
|
|
|
|
|
ING GROEP NV SR UNSEC
|
|
CORPORATE - 4.10%, 2023
|
|
**
|
|
1,434,658
|
|
|
|
|
|
|
INTERCONTINENTALEXCHANGE SR UNSEC SMR
|
|
CORPORATE - 0.87%, 2023
|
|
**
|
|
1,404,754
|
|
|
|
|
|
|
JACKSON NATL LIFE GLOBAL SEC 144A
|
|
CASH EQUIVALENT - 3.30%, 2021
|
|
**
|
|
1,520,897
|
|
|
|
|
|
|
JPMBB 2013-C17 ASB WM23 WC4.9082
|
|
MORTGAGE - 3.71%, 2047
|
|
**
|
|
886,442
|
|
|
|
|
|
|
JPMBB 2014-C22 ASB WM24 WC4.580566404
|
|
MORTGAGE - 3.50%, 2047
|
|
**
|
|
1,350,189
|
|
|
|
|
|
|
JPMBB 2015-C27 ASB
|
|
MORTGAGE - 3.02%, 2048
|
|
**
|
|
1,374,715
|
|
|
|
|
|
|
JPMORGAN CHASE & CO SR UNSEC
|
|
CORPORATE - 3.56%, 2024
|
|
**
|
|
967,574
|
|
|
|
|
|
|
JPMORGAN CHASE & CO SR UNSEC
|
|
CORPORATE - 3.78%, 2028
|
|
**
|
|
3,239,087
|
|
|
|
|
|
|
JPMORGAN CHASE & CO UNSEC
|
|
CORPORATE - 3.90%, 2025
|
|
**
|
|
1,945,648
|
|
|
|
|
|
|
KINDER MORGAN ENER PART
|
|
CORPORATE - 3.95%, 2022
|
|
**
|
|
2,190,300
|
|
|
|
|
|
|
KOREA DEVELOPMENT BANK SRUNSEC
|
|
CASH EQUIVALENT - 0.57%, 2023
|
|
**
|
|
1,601,132
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
KOREA EXPRESSWAY CORP SR UNSEC 144A
|
|
CASH EQUIVALENT - 3.63%, 2021
|
|
**
|
|
720,087
|
|
|
|
|
|
|
LLOYDS BANKING GROUP PLC SR UNSEC
|
|
CORPORATE - 3.57%, 2028
|
|
**
|
|
1,698,380
|
|
|
|
|
|
|
LLOYDS BANKING GROUP PLC SR UNSEC
|
|
CORPORATE - 4.55%, 2028
|
|
**
|
|
2,308,252
|
|
|
|
|
|
|
LOS ANGELES CO REDEV
|
|
MUNICIPALS - 2.00%, 2023
|
|
**
|
|
1,984,140
|
|
|
|
|
|
|
MITSUBISHI UFJ FIN GRP SR UNSEC
|
|
CORPORATE - 1.41%, 2025
|
|
**
|
|
2,062,451
|
|
|
|
|
|
|
MIZUHO FINANCIAL GROUP SR UNSEC
|
|
CORPORATE - 3.92%, 2024
|
|
**
|
|
3,608,004
|
|
|
|
|
|
|
MORGAN STANLEY SR UNSEC SOFR
|
|
CORPORATE - 0.79%, 2023
|
|
**
|
|
1,808,443
|
|
|
|
|
|
|
MSBAM 2013-C13 ASB WM23 WC4.922172434
|
|
MORTGAGE - 3.56%, 2046
|
|
**
|
|
598,429
|
|
|
|
|
|
|
MSBAM 2014-C16 A4 WM23 C4.78111
|
|
MORTGAGE - 3.60%, 2047
|
|
**
|
|
2,187,880
|
|
|
|
|
|
|
MSBAM 2015-C20 ASB WM24 WC4.486757058
|
|
MORTGAGE - 3.07%, 2048
|
|
**
|
|
1,049,668
|
|
|
|
|
|
|
NATIONAL SECS CLEARING SR UNSEC 144A
|
|
CORPORATE - 0.40%, 2023
|
|
**
|
|
1,203,155
|
|
|
|
|
|
|
NATWEST GROUP PLC SR UNSEC
|
|
CORPORATE - 3.88%, 2023
|
|
**
|
|
1,090,672
|
|
|
|
|
|
|
NEW YORK LIFE GLOBAL FDG SEC 144A
|
|
CASH EQUIVALENT - 0.49%, 2022
|
|
**
|
|
2,005,776
|
|
|
|
|
|
|
NEW YORK ST URBAN DEV
|
|
MUNICIPALS - 1.35%, 2026
|
|
**
|
|
2,045,669
|
|
|
|
|
|
|
NISSAN MOTOR CO SR UNSEC 144A
|
|
CORPORATE - 4.35%, 2027
|
|
**
|
|
1,333,469
|
|
|
|
|
|
|
NYC TRANS FIN AUTH-B2
|
|
MUNICIPALS - 3.25%, 2023
|
|
**
|
|
1,934,673
|
|
|
|
|
|
|
OVERSEA-CHINESE BANKING SR UNSEC 144A
|
|
CASH EQUIVALENT - 0.67%, 2021
|
|
**
|
|
800,961
|
|
|
|
|
|
|
PACIFIC GAS & ELECTRIC
|
|
CORPORATE - 1.60%, 2021
|
|
**
|
|
901,405
|
|
|
|
|
|
|
PACIFIC GAS & ELECTRIC SEC SMR
|
|
CORPORATE - 1.70%, 2022
|
|
**
|
|
1,100,928
|
|
|
|
|
|
|
PETRONAS CAPITAL LTD 144A GTD
|
|
CORPORATE - 3.50%, 2030
|
|
**
|
|
865,799
|
|
|
|
|
|
|
PRIVATE EXPORT FUNDING SR UNSEC 144A
|
|
CASH EQUIVALENT - 2.65%, 2021
|
|
**
|
|
2,417,638
|
|
|
|
|
|
|
PROTECTIVE LIFE GLOBAL SEC 144A
|
|
CORPORATE - 1.08%, 2023
|
|
**
|
|
1,526,948
|
|
|
|
|
|
|
REYNOLDS AMERICAN INC SR UNSEC SMR
|
|
CORPORATE - 4.45%, 2025
|
|
**
|
|
228,090
|
|
|
|
|
|
|
SAN JOSE REDEV-A-T
|
|
MUNICIPALS - 3.13%, 2028
|
|
**
|
|
888,978
|
|
|
|
|
|
|
SANTANDER HOLDINGS USA SR UNSEC
|
|
CORPORATE - 4.50%, 2025
|
|
**
|
|
1,259,003
|
|
|
|
|
|
|
SANTANDER UK GROUP HLDGS SR UNSEC
|
|
CORPORATE - 2.88%, 2021
|
|
**
|
|
1,529,150
|
|
|
|
|
|
|
SANTANDER UK PLC SR UNSEC
|
|
CORPORATE - 2.88%, 2024
|
|
**
|
|
1,071,903
|
|
|
|
|
|
|
SAUDI INTERNATIONAL BOND
|
|
GOVT-NON US - 2.88%, 2023
|
|
**
|
|
3,157,207
|
|
|
|
|
|
|
SINOPEC GRP DEV 2018 SR UNSEC 144A
|
|
CORPORATE - 2.50%, 2024
|
|
**
|
|
522,585
|
|
|
|
|
|
|
SLCLT 2005-2 A3 3MLIB+11BP
|
|
CASH EQUIVALENT - 0.33%, 2027
|
|
**
|
|
59,158
|
|
|
|
|
|
|
SLCLT 2006-1 A5 3MLIB+11BP
|
|
CASH EQUIVALENT - 0.33%, 2027
|
|
**
|
|
385,175
|
|
|
|
|
|
|
SLCLT 2006-2 A5 3MLIB+10BP
|
|
CASH EQUIVALENT - 0.32%, 2026
|
|
**
|
|
91,015
|
|
|
|
|
|
|
SLMA 2005-4 A3
|
|
CASH EQUIVALENT - 0.33%, 2027
|
|
**
|
|
550,242
|
|
|
|
|
|
|
SLMA 2005-7 A4 3MLIB+15BP
|
|
CASH EQUIVALENT - 0.36%, 2029
|
|
**
|
|
532,480
|
|
|
|
|
|
|
SLMA 2005-8 A4 3MLIB
|
|
CASH EQUIVALENT - 0.76%, 2028
|
|
**
|
|
30,034
|
|
|
|
|
|
|
SLMA 2007-1 A5 3MLIB+9
|
|
CASH EQUIVALENT - 0.30%, 2026
|
|
**
|
|
173,669
|
|
|
|
|
|
|
SOCIETE GENERALE SR NON-PREFERRED 144A
|
|
CORPORATE - 2.63%, 2025
|
|
**
|
|
1,490,604
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
STANDARD CHARTERED PL SR UNSEC 144A SOFR
|
|
CORPORATE - 1.34%, 2023
|
|
**
|
|
1,411,313
|
|
|
|
|
|
|
STANFORD UNIVERSITY UNSEC
|
|
CORPORATE - 1.29%, 2027
|
|
**
|
|
927,786
|
|
|
|
|
|
|
STATE OF QATAR SR UNSEC 144A
|
|
GOVT-NON US - 3.88%, 2023
|
|
**
|
|
1,294,940
|
|
|
|
|
|
|
STIF FUND (EUR) (FIDELITY)
|
|
CASH EQUIVALENT - 0.00%, 2030
|
|
**
|
|
1
|
|
|
|
|
|
|
STIF FUND (GBP) (FIDELITY)
|
|
CASH EQUIVALENT - 0.00%, 2030
|
|
**
|
|
1
|
|
|
|
|
|
|
STIF FUND (JPY) (FIDELITY)
|
|
CASH EQUIVALENT - 0.00%, 2030
|
|
**
|
|
—
|
|
|
|
|
|
|
STIF FUND (USD) (FIDELITY)
|
|
CASH EQUIVALENT - 0.08%, 2030
|
|
**
|
|
594,580
|
|
|
|
|
|
|
SUMITOMO MITSUI FINL GRP SR UNSEC
|
|
CASH EQUIVALENT - 2.44%, 2021
|
|
**
|
|
3,056,167
|
|
|
|
|
|
|
SUMITOMO MITSUI FINL GRP SR UNSEC
|
|
CORPORATE - 2.45%, 2024
|
|
**
|
|
1,068,918
|
|
|
|
|
|
|
SUNTORY HOLDINGS LTD SR UNSEC 144A
|
|
CORPORATE - 2.25%, 2024
|
|
**
|
|
1,782,910
|
|
|
|
|
|
|
SUTTER HEALTH UNSEC
|
|
CORPORATE - 1.32%, 2025
|
|
**
|
|
916,629
|
|
|
|
|
|
|
TX TRANSPRTN COM-REF
|
|
MUNICIPALS - 4.00%, 2033
|
|
**
|
|
1,396,941
|
|
|
|
|
|
|
U S TREASURY BILLS
|
|
CASH EQUIVALENT - 0.00%, 2021
|
|
**
|
|
43,964,425
|
|
|
|
|
|
|
U S TREASURY BILLS
|
|
CASH EQUIVALENT - 0.00%, 2021
|
|
**
|
|
840,454
|
|
|
|
|
|
|
U S TREASURY BILLS
|
|
CASH EQUIVALENT - 0.00%, 2021
|
|
**
|
|
651,476
|
|
|
|
|
|
|
U S TREASURY BILLS
|
|
CASH EQUIVALENT - 0.00%, 2021
|
|
**
|
|
12,431,451
|
|
|
|
|
|
|
U S TREASURY BILLS
|
|
CASH EQUIVALENT - 0.00%, 2021
|
|
**
|
|
48,044,308
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
CASH EQUIVALENT - 1.75%, 2021
|
|
**
|
|
11,383,828
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
CASH EQUIVALENT - 1.63%, 2021
|
|
**
|
|
2,019,659
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
CASH EQUIVALENT - 1.50%, 2021
|
|
**
|
|
13,893,556
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
CASH EQUIVALENT - 2.13%, 2021
|
|
**
|
|
12,835,638
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
US TREASURY - 0.13%, 2022
|
|
**
|
|
11,903,039
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
US TREASURY - 2.13%, 2022
|
|
**
|
|
6,231,654
|
|
|
|
|
|
|
U S TREASURY NOTE
|
|
US TREASURY - 1.88%, 2022
|
|
**
|
|
5,623,299
|
|
|
|
|
|
|
U S TREASURY REPO
|
|
CASH EQUIVALENT - 0.08%, 2021
|
|
**
|
|
25,466,618
|
|
|
|
|
|
|
UBS GROUP FUNDING SWITZE SR UNSEC 144A
|
|
CORPORATE - 2.86%, 2023
|
|
**
|
|
3,646,144
|
|
|
|
|
|
|
UBSBB 2013-C5 AAB WM22 WC4.120420506
|
|
CASH EQUIVALENT - 2.69%, 2046
|
|
**
|
|
527,154
|
|
|
|
|
|
|
UBSCM 2017-C7 ASB
|
|
MORTGAGE - 3.59%, 2050
|
|
**
|
|
1,792,157
|
|
|
|
|
|
|
UNIV OF CALIFORNIA-BG
|
|
MUNICIPALS - 1.32%, 2027
|
|
**
|
|
1,424,245
|
|
|
|
|
|
|
UNIV OF PITTSBURGH PA
|
|
CASH EQUIVALENT - 2.32%, 2021
|
|
**
|
|
3,052,157
|
|
|
|
|
|
|
UT ST-BABS-B
|
|
MUNICIPALS - 3.54%, 2025
|
|
**
|
|
2,958,891
|
|
|
|
|
|
|
WELLS FARGO & COMPANY SR UNSEC
|
|
CORPORATE - 3.00%, 2026
|
|
**
|
|
1,821,436
|
|
|
|
|
|
|
WELLS FARGO & COMPANY SR UNSEC
|
|
CORPORATE - 3.55%, 2025
|
|
**
|
|
3,270,506
|
|
|
|
|
|
|
WEYERHAEUSER CO SR UNSEC
|
|
CORPORATE - 4.00%, 2030
|
|
**
|
|
475,518
|
|
|
|
|
|
|
WFCM 2015-C26 ASB WM15
|
|
MORTGAGE - 2.99%, 2048
|
|
**
|
|
1,318,593
|
|
|
|
|
|
|
WFCM 2015-C29 ASB WM15
|
|
MORTGAGE - 3.40%, 2048
|
|
**
|
|
1,502,945
|
|
|
|
|
|
|
WFCM 2015-C30 ASB WM25 WC4.53
|
|
MORTGAGE - 3.41%, 2058
|
|
**
|
|
1,638,240
|
|
|
|
|
|
|
WFCM 2016-C35 ASB WM16 WC0.0
|
|
MORTGAGE - 2.79%, 2048
|
|
**
|
|
1,533,876
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WFCM 2017-C42 ASB
|
|
MORTGAGE - 3.49%, 2050
|
|
**
|
|
1,664,203
|
|
|
|
|
|
|
WFCM 2018-C44 A5
|
|
MORTGAGE - 4.21%, 2051
|
|
**
|
|
1,777,434
|
|
|
|
|
|
|
WISCONSIN-A-REF-TXBL
|
|
MUNICIPALS - 1.90%, 2022
|
|
**
|
|
1,940,128
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Capital Preservation Fund Total
|
|
|
|
|
|
503,336,250
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ARTISAN MIDCAP INVESTOR FUND
|
|
|
|
|
|
|
|
|
|
|
|
BBH STIF FUND
|
|
MONEY MARKET FUND
|
|
**
|
|
4,757,444
|
|
|
|
|
|
|
ADAPTIVE BIOTECH CORP
|
|
COMMON STOCKS
|
|
**
|
|
906,995
|
|
|
|
|
|
|
AGILENT TECH INC
|
|
COMMON STOCKS
|
|
**
|
|
2,165,286
|
|
|
|
|
|
|
APTIV PLC
|
|
COMMON STOCKS
|
|
**
|
|
3,062,597
|
|
|
|
|
|
|
ARGENX SE SPONSORED ADR
|
|
COMMON STOCKS
|
|
**
|
|
3,834,934
|
|
|
|
|
|
|
ARISTA NETWORKS INC
|
|
COMMON STOCKS
|
|
**
|
|
3,049,532
|
|
|
|
|
|
|
ASCENDIS PHARMA AS SPON A
|
|
COMMON STOCKS
|
|
**
|
|
4,510,899
|
|
|
|
|
|
|
ATLASSIAN CORP PLC CLS A
|
|
COMMON STOCKS
|
|
**
|
|
7,272,188
|
|
|
|
|
|
|
BALL CORP
|
|
COMMON STOCKS
|
|
**
|
|
2,168,671
|
|
|
|
|
|
|
BEYOND MEAT INC
|
|
COMMON STOCKS
|
|
**
|
|
635,875
|
|
|
|
|
|
|
BIONTECH SE ADR
|
|
COMMON STOCKS
|
|
**
|
|
1,342,634
|
|
|
|
|
|
|
BOSTON BEER COMPANY CL A
|
|
COMMON STOCKS
|
|
**
|
|
1,854,351
|
|
|
|
|
|
|
BRIGHT HORIZONS FAMILY SO
|
|
COMMON STOCKS
|
|
**
|
|
878,097
|
|
|
|
|
|
|
BURLINGTON STORES INC
|
|
COMMON STOCKS
|
|
**
|
|
3,260,221
|
|
|
|
|
|
|
CATALENT INC
|
|
COMMON STOCKS
|
|
**
|
|
5,745,392
|
|
|
|
|
|
|
CENTENE CORP
|
|
COMMON STOCKS
|
|
**
|
|
2,664,131
|
|
|
|
|
|
|
CERIDIAN HCM HLDG INC
|
|
COMMON STOCKS
|
|
**
|
|
3,279,917
|
|
|
|
|
|
|
CHEGG INC
|
|
COMMON STOCKS
|
|
**
|
|
3,944,892
|
|
|
|
|
|
|
CHEWY INC
|
|
COMMON STOCKS
|
|
**
|
|
1,374,328
|
|
|
|
|
|
|
CHIPOTLE MEXICAN GRILL IN
|
|
COMMON STOCKS
|
|
**
|
|
3,335,038
|
|
|
|
|
|
|
CMS ENERGY CORP
|
|
COMMON STOCKS
|
|
**
|
|
2,100,940
|
|
|
|
|
|
|
COGNEX CORP
|
|
COMMON STOCKS
|
|
**
|
|
2,026,153
|
|
|
|
|
|
|
COUPA SOFTWARE INC
|
|
COMMON STOCKS
|
|
**
|
|
3,081,370
|
|
|
|
|
|
|
DATADOG INC CL A
|
|
COMMON STOCKS
|
|
**
|
|
2,361,379
|
|
|
|
|
|
|
DEXCOM INC
|
|
COMMON STOCKS
|
|
**
|
|
4,647,011
|
|
|
|
|
|
|
EXACT SCIENCES CORP
|
|
COMMON STOCKS
|
|
**
|
|
4,876,294
|
|
|
|
|
|
|
FIDELITY NATL INFORM SVCS
|
|
COMMON STOCKS
|
|
**
|
|
2,381,338
|
|
|
|
|
|
|
FIRST REPUBLIC BANK
|
|
COMMON STOCKS
|
|
**
|
|
771,823
|
|
|
|
|
|
|
FORTIVE CORP
|
|
COMMON STOCKS
|
|
**
|
|
3,817,906
|
|
|
|
|
|
|
GENERAC HLDGS INC
|
|
COMMON STOCKS
|
|
**
|
|
2,671,840
|
|
|
|
|
|
|
GENMAB AS SP ADR
|
|
COMMON STOCKS
|
|
**
|
|
4,721,073
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
GLOBAL PAYMENTS INC
|
|
COMMON STOCKS
|
|
**
|
|
10,033,833
|
|
|
|
|
|
|
GUIDEWIRE SOFTWARE INC
|
|
COMMON STOCKS
|
|
**
|
|
2,920,369
|
|
|
|
|
|
|
HUBSPOT INC
|
|
COMMON STOCKS
|
|
**
|
|
5,595,354
|
|
|
|
|
|
|
IDEX CORPORATION
|
|
COMMON STOCKS
|
|
**
|
|
1,686,029
|
|
|
|
|
|
|
IHS MARKIT LTD
|
|
COMMON STOCKS
|
|
**
|
|
2,048,124
|
|
|
|
|
|
|
INGERSOLL RAND INC
|
|
COMMON STOCKS
|
|
**
|
|
2,837,522
|
|
|
|
|
|
|
IPG PHOTONICS CORP
|
|
COMMON STOCKS
|
|
**
|
|
1,963,981
|
|
|
|
|
|
|
IRHYTHM TECH INC
|
|
COMMON STOCKS
|
|
**
|
|
2,031,704
|
|
|
|
|
|
|
JFROG LTD
|
|
COMMON STOCKS
|
|
**
|
|
998,997
|
|
|
|
|
|
|
LATTICE SEMICONDUCTOR COR
|
|
COMMON STOCKS
|
|
**
|
|
3,008,358
|
|
|
|
|
|
|
LYFT INC
|
|
COMMON STOCKS
|
|
**
|
|
968,303
|
|
|
|
|
|
|
MATCH GROUP INC
|
|
COMMON STOCKS
|
|
**
|
|
5,083,310
|
|
|
|
|
|
|
MSCI INC
|
|
COMMON STOCKS
|
|
**
|
|
2,764,467
|
|
|
|
|
|
|
NEW YORK TIMES CO CL A
|
|
COMMON STOCKS
|
|
**
|
|
3,711,236
|
|
|
|
|
|
|
NUANCE COMM INC
|
|
COMMON STOCKS
|
|
**
|
|
981,928
|
|
|
|
|
|
|
OLLIES BARGAIN OUTLET HLD
|
|
COMMON STOCKS
|
|
**
|
|
1,800,657
|
|
|
|
|
|
|
PAGSEGURO DIGITAL LTD CL
|
|
COMMON STOCKS
|
|
**
|
|
3,203,823
|
|
|
|
|
|
|
PELOTON INTERACTIVE INC C
|
|
COMMON STOCKS
|
|
**
|
|
3,915,741
|
|
|
|
|
|
|
ROKU INC CLASS A
|
|
COMMON STOCKS
|
|
**
|
|
2,734,849
|
|
|
|
|
|
|
ROPER TECH INC
|
|
COMMON STOCKS
|
|
**
|
|
2,025,692
|
|
|
|
|
|
|
SAGE THERAPEUTICS INC
|
|
COMMON STOCKS
|
|
**
|
|
1,194,703
|
|
|
|
|
|
|
SAREPTA THERAPEUTICS INC
|
|
COMMON STOCKS
|
|
**
|
|
1,024,133
|
|
|
|
|
|
|
SKYWORKS SOLUTIONS INC
|
|
COMMON STOCKS
|
|
**
|
|
2,892,948
|
|
|
|
|
|
|
SVB FINL GROUP
|
|
COMMON STOCKS
|
|
**
|
|
1,293,025
|
|
|
|
|
|
|
SYNOPSYS INC
|
|
COMMON STOCKS
|
|
**
|
|
2,799,274
|
|
|
|
|
|
|
TAKE-TWO INTERACTV SOFTWR
|
|
COMMON STOCKS
|
|
**
|
|
2,241,015
|
|
|
|
|
|
|
TELEDYNE TECH INC
|
|
COMMON STOCKS
|
|
**
|
|
2,618,034
|
|
|
|
|
|
|
TRADEWEB MARKETS INC A
|
|
COMMON STOCKS
|
|
**
|
|
2,454,660
|
|
|
|
|
|
|
TRIMBLE INC
|
|
COMMON STOCKS
|
|
**
|
|
3,508,430
|
|
|
|
|
|
|
TWILIO INC CLASS A
|
|
COMMON STOCKS
|
|
**
|
|
2,155,230
|
|
|
|
|
|
|
TYLER TECH INC
|
|
COMMON STOCKS
|
|
**
|
|
2,149,424
|
|
|
|
|
|
|
VEEVA SYS INC CL A
|
|
COMMON STOCKS
|
|
**
|
|
6,344,514
|
|
|
|
|
|
|
VERISK ANALYTICS INC
|
|
COMMON STOCKS
|
|
**
|
|
2,103,302
|
|
|
|
|
|
|
WAYFAIR INC
|
|
COMMON STOCKS
|
|
**
|
|
1,145,534
|
|
|
|
|
|
|
WEST PHARMACEUTICAL SVCS
|
|
COMMON STOCKS
|
|
**
|
|
4,435,785
|
|
|
|
|
|
|
ZSCALER INC
|
|
COMMON STOCKS
|
|
**
|
|
3,312,789
|
|
|
|
|
|
|
ZYNGA INC
|
|
COMMON STOCKS
|
|
**
|
|
5,947,752
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Artisan Midcap Investor Fund Total
|
|
|
|
|
|
201,435,378
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
METWEST TOTAL RETURN FUND
|
|
|
|
|
|
|
|
|
|
|
|
BBH STIF FUND
|
|
MONEY MARKET FUND
|
|
**
|
|
15,790,806
|
|
|
|
|
|
|
ABBVIE INC
|
|
CORPORATE DEBT - 3.80%, 2025
|
|
**
|
|
223,078
|
|
|
|
|
|
|
ABBVIE INC
|
|
CORPORATE DEBT - 4.05%, 2039
|
|
**
|
|
150,812
|
|
|
|
|
|
|
ABBVIE INC
|
|
CORPORATE DEBT - 4.40%, 2042
|
|
**
|
|
250,786
|
|
|
|
|
|
|
ABBVIE INC
|
|
CORPORATE DEBT - 4.55%, 2035
|
|
**
|
|
221,165
|
|
|
|
|
|
|
ACE SEC CORP HOME EQ LN TR 1ML+64 05
|
|
ASSET BACKED SECURITIES - Variable, 2034
|
|
**
|
|
769,298
|
|
|
|
|
|
|
AERCAP IRELAND CAP LTD
|
|
CORPORATE DEBT - 3.95%, 2022
|
|
**
|
|
570,677
|
|
|
|
|
|
|
AERCAP IRELAND CAP LTD
|
|
CORPORATE DEBT - 3.88%, 2028
|
|
**
|
|
102,622
|
|
|
|
|
|
|
AHM 2004-4 4A 6ML+200
|
|
MTGE BACKED SECURITIES - Variable, 2045
|
|
**
|
|
174,586
|
|
|
|
|
|
|
AIMCO CLO 11 LTD 3ML+138
|
|
ASSET BACKED SECURITIES - Variable, 2031
|
|
**
|
|
274,974
|
|
|
|
|
|
|
AIR LEASE CORP
|
|
CORPORATE DEBT - 3.25%, 2025
|
|
**
|
|
289,017
|
|
|
|
|
|
|
AJAX MORTGAGE LOAN TR 201
|
|
ASSET BACKED SECURITIES - 2.96%, 2065
|
|
**
|
|
980,528
|
|
|
|
|
|
|
ALCON FINANCE CORP
|
|
CORPORATE DEBT - 2.75%, 2026
|
|
**
|
|
328,260
|
|
|
|
|
|
|
ALIMENTATION COUCHE-TARD
|
|
CORPORATE DEBT - 3.55%, 2027
|
|
**
|
|
534,640
|
|
|
|
|
|
|
AMERICAN AIRLS 2013-1A
|
|
ASSET BACKED SECURITIES - 4.00%, 2027
|
|
**
|
|
184,587
|
|
|
|
|
|
|
AMGEN INC
|
|
CORPORATE DEBT - 4.40%, 2045
|
|
**
|
|
228,369
|
|
|
|
|
|
|
AMMC CLO 19 LTD / AMMC CL
|
|
ASSET BACKED SECURITIES - Variable, 2028
|
|
**
|
|
548,264
|
|
|
|
|
|
|
ANHEUSER-BUSCH COS LLC
|
|
CORPORATE DEBT - 4.70%, 2036
|
|
**
|
|
173,772
|
|
|
|
|
|
|
ANHEUSER-BUSCH COS LLC
|
|
CORPORATE DEBT - 4.90%, 2046
|
|
**
|
|
559,621
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 3.30%, 2052
|
|
**
|
|
84,118
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 3.50%, 2053
|
|
**
|
|
99,619
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 3.80%, 2057
|
|
**
|
|
391,553
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 4.30%, 2030
|
|
**
|
|
298,630
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 4.30%, 2042
|
|
**
|
|
279,951
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 4.75%, 2046
|
|
**
|
|
303,402
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 4.85%, 2039
|
|
**
|
|
149,273
|
|
|
|
|
|
|
AT&T INC
|
|
CORPORATE DEBT - 5.25%, 2037
|
|
**
|
|
552,508
|
|
|
|
|
|
|
AVOLON HLDGS FDG LTD
|
|
CORPORATE DEBT - 2.88%, 2025
|
|
**
|
|
316,039
|
|
|
|
|
|
|
AVOLON HLDGS FDG LTD
|
|
CORPORATE DEBT - 5.13%, 2023
|
|
**
|
|
42,788
|
|
|
|
|
|
|
BACARDI LTD
|
|
CORPORATE DEBT - 4.70%, 2028
|
|
**
|
|
260,423
|
|
|
|
|
|
|
BAMLL COMMERCIAL MORTGAGE
|
|
MTGE BACKED SECURITIES - Variable, 2038
|
|
**
|
|
376,649
|
|
|
|
|
|
|
BANK OF AMERICA CORPORATION
|
|
CORPORATE DEBT - 4.08%, 2051
|
|
**
|
|
321,508
|
|
|
|
|
|
|
BANK OF AMERICA CORPORATION
|
|
CORPORATE DEBT - 2.59%, 2031
|
|
**
|
|
64,295
|
|
|
|
|
|
|
BANK OF AMERICA CORPORATION
|
|
CORPORATE DEBT - 1.32%, 2026
|
|
**
|
|
163,379
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BAT CAPITAL CORP
|
|
CORPORATE DEBT - 2.73%, 2031
|
|
**
|
|
155,271
|
|
|
|
|
|
|
BAT CAPITAL CORP
|
|
CORPORATE DEBT - 4.39%, 2037
|
|
**
|
|
279,542
|
|
|
|
|
|
|
BAT CAPITAL CORP
|
|
CORPORATE DEBT - 4.54%, 2047
|
|
**
|
|
548,828
|
|
|
|
|
|
|
BAYER US FIN II LLC
|
|
CORPORATE DEBT - 4.25%, 2025
|
|
**
|
|
119,998
|
|
|
|
|
|
|
BAYER US FIN II LLC
|
|
CORPORATE DEBT - 4.38%, 2028
|
|
**
|
|
552,577
|
|
|
|
|
|
|
BAYER US FIN II LLC
|
|
CORPORATE DEBT - 4.63%, 2038
|
|
**
|
|
382,395
|
|
|
|
|
|
|
BAYER US FIN II LLC
|
|
CORPORATE DEBT - 4.88%, 2048
|
|
**
|
|
250,743
|
|
|
|
|
|
|
BCAP LLC TR 2008-IND2 1ML
|
|
MTGE BACKED SECURITIES - Variable, 2038
|
|
**
|
|
59,843
|
|
|
|
|
|
|
BEAR STEARNS ARM TR CSTR
|
|
MTGE BACKED SECURITIES - Variable, 2033
|
|
**
|
|
352,192
|
|
|
|
|
|
|
BON SECOURS MERCY HEALTH
|
|
CORPORATE DEBT - 2.10%, 2031
|
|
**
|
|
236,890
|
|
|
|
|
|
|
BOSTON PPTYS LTD PARTNERS
|
|
CORPORATE DEBT - 3.25%, 2031
|
|
**
|
|
115,699
|
|
|
|
|
|
|
BX TR 2019-OC11
|
|
MTGE BACKED SECURITIES - 3.20%, 2041
|
|
**
|
|
142,355
|
|
|
|
|
|
|
CALI MTG TR 2019-101C
|
|
MTGE BACKED SECURITIES - 3.96%, 2039
|
|
**
|
|
268,212
|
|
|
|
|
|
|
CANADIAN NATL RESOURCES L
|
|
CORPORATE DEBT - 3.85%, 2027
|
|
**
|
|
83,001
|
|
|
|
|
|
|
CHARTER COMM OPER LLC/CAP
|
|
CORPORATE DEBT - 4.91%, 2025
|
|
**
|
|
232,370
|
|
|
|
|
|
|
CHARTER COMM OPER LLC/CAP
|
|
CORPORATE DEBT - 3.75%, 2028
|
|
**
|
|
184,928
|
|
|
|
|
|
|
CHARTER COMM OPER LLC/CAP
|
|
CORPORATE DEBT - 5.75%, 2048
|
|
**
|
|
130,650
|
|
|
|
|
|
|
CHARTER COMM OPER LLC/CAP
|
|
CORPORATE DEBT - 4.80%, 2050
|
|
**
|
|
286,364
|
|
|
|
|
|
|
CIGNA CORP
|
|
CORPORATE DEBT - 4.13%, 2025
|
|
**
|
|
575,826
|
|
|
|
|
|
|
CITIGROUP INC
|
|
CORPORATE DEBT - 2.57%, 2031
|
|
**
|
|
276,969
|
|
|
|
|
|
|
CITIGROUP INC
|
|
CORPORATE DEBT - 4.41%, 2031
|
|
**
|
|
212,059
|
|
|
|
|
|
|
CITIGROUP MORTGAGE LOAN T
|
|
MTGE BACKED SECURITIES - Variable, 2035
|
|
**
|
|
39,086
|
|
|
|
|
|
|
COLLEGIATE FDG SVCS ED LN
|
|
ASSET BACKED SECURITIES - Variable, 2035
|
|
**
|
|
1,062,316
|
|
|
|
|
|
|
COMMONSPIRIT HEALTH
|
|
CORPORATE DEBT - 2.78%, 2030
|
|
**
|
|
121,679
|
|
|
|
|
|
|
CONTL AIR INC
|
|
CORPORATE DEBT - 5.98%, 2023
|
|
**
|
|
73,488
|
|
|
|
|
|
|
CPT MORTGAGE TR 2019
|
|
MTGE BACKED SECURITIES - 2.87%, 2039
|
|
**
|
|
268,965
|
|
|
|
|
|
|
CSMC 2018-RPL9 TR
|
|
MTGE BACKED SECURITIES - 3.85%, 2057
|
|
**
|
|
738,091
|
|
|
|
|
|
|
CURRENCY CONTRACT - USD
|
|
FORWARD CURRENCY CONTRACT
|
|
**
|
|
2,258,106
|
|
|
|
|
|
|
CURRENCY CONTRACT - USD
|
|
FORWARD CURRENCY CONTRACT
|
|
**
|
|
(2,277,716)
|
|
|
|
|
|
|
CURRENCY CONTRACT - USD
|
|
FORWARD CURRENCY CONTRACT
|
|
**
|
|
1,644,737
|
|
|
|
|
|
|
CURRENCY CONTRACT - USD
|
|
FORWARD CURRENCY CONTRACT
|
|
**
|
|
(1,647,869)
|
|
|
|
|
|
|
CVS HEALTH CORP
|
|
CORPORATE DEBT - 5.05%, 2048
|
|
**
|
|
703,651
|
|
|
|
|
|
|
CVS HEALTH CORP
|
|
CORPORATE DEBT - 5.13%, 2045
|
|
**
|
|
221,819
|
|
|
|
|
|
|
CYRUSONE LP/CYRUSONE FIN
|
|
CORPORATE DEBT - 2.90%, 2024
|
|
**
|
|
576,509
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DC OFFC TR 2019
|
|
MTGE BACKED SECURITIES - 2.97%, 2045
|
|
**
|
|
291,620
|
|
|
|
|
|
|
DISNEY (WALT) CO
|
|
CORPORATE DEBT - 2.65%, 2031
|
|
**
|
|
246,525
|
|
|
|
|
|
|
DISNEY (WALT) CO
|
|
CORPORATE DEBT - 3.60%, 2051
|
|
**
|
|
363,451
|
|
|
|
|
|
|
DUKE ENERGY CAROLINAS LLC
|
|
CORPORATE DEBT - 3.75%, 2045
|
|
**
|
|
603,144
|
|
|
|
|
|
|
DUKE ENERGY PROGRESS LLC
|
|
CORPORATE DEBT - 4.20%, 2045
|
|
**
|
|
316,927
|
|
|
|
|
|
|
DUQUESNE LT HLD
|
|
CORPORATE DEBT - 5.90%, 2021
|
|
**
|
|
834,196
|
|
|
|
|
|
|
ENERGY TRANSFER PARTNERS
|
|
CORPORATE DEBT - 5.15%, 2045
|
|
**
|
|
689,370
|
|
|
|
|
|
|
EQT CORP
|
|
CORPORATE DEBT - 3.90%, 2027
|
|
**
|
|
193,723
|
|
|
|
|
|
|
EXXON MOBIL CORP
|
|
CORPORATE DEBT - 2.61%, 2030
|
|
**
|
|
38,208
|
|
|
|
|
|
|
EXXON MOBIL CORP
|
|
CORPORATE DEBT - 4.23%, 2040
|
|
**
|
|
18,645
|
|
|
|
|
|
|
EXXON MOBIL CORP
|
|
CORPORATE DEBT - 4.33%, 2050
|
|
**
|
|
479,990
|
|
|
|
|
|
|
FARMERS EXCHANGE CAP III
|
|
CORPORATE DEBT - 5.45%, 2054
|
|
**
|
|
884,571
|
|
|
|
|
|
|
FEDERAL HOME LN MTG MLT C
|
|
MTGE BACKED SECURITIES - Variable, 2053
|
|
**
|
|
724,422
|
|
|
|
|
|
|
FEDERAL NAT MTG ASN GTD REM PA
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
275,468
|
|
|
|
|
|
|
FEDERAL NAT MTG ASN GTD REM PA
|
|
ASSET BACKED SECURITIES - Variable, 2050
|
|
**
|
|
524,868
|
|
|
|
|
|
|
FEDERAL NAT MTG ASN GTD REM PA
|
|
MTGE BACKED SECURITIES - 1.80%, 2030
|
|
**
|
|
90,392
|
|
|
|
|
|
|
FEDERAL NATL MTG AS GTD RE PTT PA
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
538,736
|
|
|
|
|
|
|
FEDERAL NATL MTG AS GTD RE PTT CT
|
|
MTGE BACKED SECURITIES - 3.00%, 2048
|
|
**
|
|
447,579
|
|
|
|
|
|
|
FEDERAL NATL MTG AS GTD RE PTT
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
116,331
|
|
|
|
|
|
|
FEDERAL NATL MTG AS GTD RE PTT
|
|
MTGE BACKED SECURITIES - 3.00%, 2049
|
|
**
|
|
449,099
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 2.50%, 2032
|
|
**
|
|
191,155
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2032
|
|
**
|
|
99,289
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2032
|
|
**
|
|
184,840
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2033
|
|
**
|
|
42,470
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2034
|
|
**
|
|
460,463
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2033
|
|
**
|
|
440,413
|
|
|
|
|
|
|
FHLG 15YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2033
|
|
**
|
|
134,871
|
|
|
|
|
|
|
FHLG 20YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2038
|
|
**
|
|
267,980
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
40,563
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
771,985
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
427,263
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
298,194
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
582,396
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
207,799
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
482,163
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
1,463,001
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
60,167
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
658,263
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
1,373,353
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2045
|
|
**
|
|
1,170,128
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
1,279,633
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
74,781
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
578,917
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
888,045
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
198,781
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
69,050
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
304,470
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
1,245,846
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
318,550
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
152,989
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
230,986
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2045
|
|
**
|
|
548,720
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2048
|
|
**
|
|
1,408,532
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
111,708
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2048
|
|
**
|
|
105,686
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2045
|
|
**
|
|
887,247
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 5.00%, 2048
|
|
**
|
|
151,777
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 5.00%, 2048
|
|
**
|
|
247,577
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 5.00%, 2048
|
|
**
|
|
36,022
|
|
|
|
|
|
|
FNMA 15YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2032
|
|
**
|
|
174,478
|
|
|
|
|
|
|
FNMA 20YR
|
|
MTGE BACKED SECURITIES - 2.00%, 2040
|
|
**
|
|
1,290,362
|
|
|
|
|
|
|
FNMA 20YR
|
|
MTGE BACKED SECURITIES - 2.00%, 2040
|
|
**
|
|
980,267
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 2.46%, 2040
|
|
**
|
|
429,416
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2047
|
|
**
|
|
228,036
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2049
|
|
**
|
|
638,282
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
796,782
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.39%, 2029
|
|
**
|
|
358,201
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
31,155
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
524,998
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
197,584
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2044
|
|
**
|
|
530,770
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
187,486
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
175,093
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
599,200
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.00%, 2043
|
|
**
|
|
228,935
|
|
|
|
|
|
|
FNMA 30YR
|
|
MTGE BACKED SECURITIES - 4.50%, 2047
|
|
**
|
|
2,190,833
|
|
|
|
|
|
|
FORD MTR CR CO LLC FRN 3M
|
|
CORPORATE DEBT - Variable, 2022
|
|
**
|
|
58,977
|
|
|
|
|
|
|
FORD MTR CR CO LLC FRN 3M
|
|
CORPORATE DEBT - Variable, 2021
|
|
**
|
|
189,186
|
|
|
|
|
|
|
FORD MTR CR CO LLC FRN 3M
|
|
CORPORATE DEBT - Variable, 2021
|
|
**
|
|
355,700
|
|
|
|
|
|
|
FORD MTR CR LLC
|
|
CORPORATE DEBT - 5.75%, 2021
|
|
**
|
|
1,248,113
|
|
|
|
|
|
|
FREDDIE MAC REMICS 2018
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
244,415
|
|
|
|
|
|
|
FUTURES CASH COLLATERAL
|
|
CASH COLLATERAL
|
|
**
|
|
425,000
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
GE CAP INTL FDG CO 144A
|
|
CORPORATE DEBT - 4.42%, 2035
|
|
**
|
|
1,520,364
|
|
|
|
|
|
|
GE CAP MTN
|
|
CORPORATE DEBT - 6.75%, 2032
|
|
**
|
|
280,248
|
|
|
|
|
|
|
GEN ELECTRIC CO
|
|
CORPORATE DEBT - 4.40%, 2030
|
|
**
|
|
265,101
|
|
|
|
|
|
|
GEN MOTORS FIN
|
|
CORPORATE DEBT - 4.38%, 2021
|
|
**
|
|
277,289
|
|
|
|
|
|
|
GEN MTRS FINL CO INC
|
|
CORPORATE DEBT - 3.15%, 2022
|
|
**
|
|
191,530
|
|
|
|
|
|
|
GEN MTRS FINL CO INC
|
|
CORPORATE DEBT - 3.20%, 2021
|
|
**
|
|
566,021
|
|
|
|
|
|
|
GEN MTRS FINL CO INC
|
|
CORPORATE DEBT - 3.45%, 2022
|
|
**
|
|
51,415
|
|
|
|
|
|
|
GEN MTRS FINL CO INC
|
|
CORPORATE DEBT - 4.20%, 2021
|
|
**
|
|
494,737
|
|
|
|
|
|
|
GLP CAP LP / GLP FING II INC
|
|
CORPORATE DEBT - 5.38%, 2026
|
|
**
|
|
372,993
|
|
|
|
|
|
|
GLP CAP LP / GLP FING II INC
|
|
CORPORATE DEBT - 5.30%, 2029
|
|
**
|
|
413,085
|
|
|
|
|
|
|
GLP CAP LP / GLP FING II INC
|
|
CORPORATE DEBT - 3.35%, 2024
|
|
**
|
|
36,742
|
|
|
|
|
|
|
GNII 30YR
|
|
MTGE BACKED SECURITIES - 3.00%, 2049
|
|
**
|
|
646,936
|
|
|
|
|
|
|
GNII 30YR
|
|
MTGE BACKED SECURITIES - 3.50%, 2049
|
|
**
|
|
63,158
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 2.00%, 2051
|
|
**
|
|
4,262,775
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 2.50%, 2051
|
|
**
|
|
2,726,145
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.00%, 2047
|
|
**
|
|
707,648
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.00%, 2047
|
|
**
|
|
115,866
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.00%, 2046
|
|
**
|
|
622,410
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
593,162
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
321,120
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
352,387
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
536,530
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
88,559
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
336,539
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2046
|
|
**
|
|
147,000
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 3.50%, 2047
|
|
**
|
|
111,551
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.00%, 2048
|
|
**
|
|
522,854
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.00%, 2048
|
|
**
|
|
440,952
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.00%, 2048
|
|
**
|
|
240,350
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
266,192
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.00%, 2047
|
|
**
|
|
87,429
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.50%, 2047
|
|
**
|
|
649,387
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 4.50%, 2047
|
|
**
|
|
358,448
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 5.00%, 2047
|
|
**
|
|
111,859
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 5.00%, 2046
|
|
**
|
|
367,283
|
|
|
|
|
|
|
GNII II
|
|
MTGE BACKED SECURITIES - 5.00%, 2044
|
|
**
|
|
272,672
|
|
|
|
|
|
|
GOLDENTREE LOAN OPPORTUNITIES IX LTD 3ML
|
|
ASSET BACKED SECURITIES - Variable, 2029
|
|
**
|
|
549,528
|
|
|
|
|
|
|
GOLDMAN SACHS GROUP INC
|
|
CORPORATE DEBT - 3.27%, 2025
|
|
**
|
|
350,625
|
|
|
|
|
|
|
GOVERNMENT NAT MTG AS REMIC PT
|
|
MTGE BACKED SECURITIES - 2.63%, 2039
|
|
**
|
|
832,612
|
|
|
|
|
|
|
GOVERNMENT NATL MTG ASN MLFY R
|
|
MTGE BACKED SECURITIES - 3.50%, 2048
|
|
**
|
|
300,942
|
|
|
|
|
|
|
GS MTG BACKED SECS TR 2018-RPL1 A1A
|
|
MTGE BACKED SECURITIES - 3.75%, 2057
|
|
**
|
|
759,125
|
|
|
|
|
|
|
GSAA 05-6 M1 1ML+43
|
|
ASSET BACKED SECURITIES - Variable, 2035
|
|
**
|
|
881,827
|
|
|
|
|
|
|
GT ORLANDO ARPT
|
|
MUNICIPAL BONDS - 4.00%, 2044
|
|
**
|
|
114,841
|
|
|
|
|
|
|
HCA INC
|
|
CORPORATE DEBT - 4.75%, 2023
|
|
**
|
|
109,051
|
|
|
|
|
|
|
HCA INC
|
|
CORPORATE DEBT - 5.00%, 2024
|
|
**
|
|
399,308
|
|
|
|
|
|
|
HCA INC
|
|
CORPORATE DEBT - 5.13%, 2039
|
|
**
|
|
293,946
|
|
|
|
|
|
|
HCA INC
|
|
CORPORATE DEBT - 5.25%, 2039
|
|
**
|
|
461,542
|
|
|
|
|
|
|
HCP INC
|
|
CORPORATE DEBT - 4.20%, 2024
|
|
**
|
|
850,510
|
|
|
|
|
|
|
HEALTHCARE REALTY TR INC
|
|
CORPORATE DEBT - 3.88%, 2025
|
|
**
|
|
249,221
|
|
|
|
|
|
|
HSBC HLDGS PLC
|
|
CORPORATE DEBT - 1.59%, 2027
|
|
**
|
|
279,583
|
|
|
|
|
|
|
HSBC HLDGS PLC
|
|
CORPORATE DEBT - 2.01%, 2028
|
|
**
|
|
342,799
|
|
|
|
|
|
|
HUDSON YDS 2019-30HY MTG
|
|
MTGE BACKED SECURITIES - 3.23%, 2039
|
|
**
|
|
248,803
|
|
|
|
|
|
|
HUDSON YDS 2019-55HY MTG
|
|
MTGE BACKED SECURITIES - Variable, 2041
|
|
**
|
|
295,074
|
|
|
|
|
|
|
HVMLT 2005-9 2A1A 1ML+34
|
|
MTGE BACKED SECURITIES - Variable, 2035
|
|
**
|
|
519,250
|
|
|
|
|
|
|
IHS MARKIT LTD
|
|
CORPORATE DEBT - 3.63%, 2024
|
|
**
|
|
338,142
|
|
|
|
|
|
|
INDIANA MICHIGAN POWER CO
|
|
CORPORATE DEBT - 4.55%, 2046
|
|
**
|
|
391,710
|
|
|
|
|
|
|
INTEL CORP
|
|
CORPORATE DEBT - 4.75%, 2050
|
|
**
|
|
257,734
|
|
|
|
|
|
|
INTL FLAVS & FRAG INC
|
|
CORPORATE DEBT - 5.00%, 2048
|
|
**
|
|
423,349
|
|
|
|
|
|
|
INTL TRANSMISSION CO
|
|
CORPORATE DEBT - 4.63%, 2043
|
|
**
|
|
750,468
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
JAPAN GOVERNMENT
|
|
FOREIGN OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
1,646,767
|
|
|
|
|
|
|
JAPAN GOVERNMENT
|
|
FOREIGN OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
2,276,377
|
|
|
|
|
|
|
JP MORGAN CHASE COML MTG
|
|
MTGE BACKED SECURITIES - 3.40%, 2039
|
|
**
|
|
244,883
|
|
|
|
|
|
|
JP MORGAN CM SECURITIES TRUST
|
|
MTGE BACKED SECURITIES - Variable, 2038
|
|
**
|
|
238,471
|
|
|
|
|
|
|
JPMORGAN CHASE & CO
|
|
CORPORATE DEBT - 2.18%, 2028
|
|
**
|
|
397,888
|
|
|
|
|
|
|
JPMORGAN CHASE & CO
|
|
CORPORATE DEBT - 4.02%, 2024
|
|
**
|
|
247,848
|
|
|
|
|
|
|
KINDER MORGAN INC DEL
|
|
CORPORATE DEBT - 5.55%, 2045
|
|
**
|
|
192,497
|
|
|
|
|
|
|
KRAFT HEINZ FOODS CO
|
|
CORPORATE DEBT - 4.37%, 2046
|
|
**
|
|
729,211
|
|
|
|
|
|
|
KRAFT HEINZ FOODS CO
|
|
CORPORATE DEBT - 4.88%, 2049
|
|
**
|
|
681,395
|
|
|
|
|
|
|
KROGER CO
|
|
CORPORATE DEBT - 5.40%, 2049
|
|
**
|
|
108,539
|
|
|
|
|
|
|
LA CA AIRPT
|
|
MUNICIPAL BONDS - 4.00%, 2048
|
|
**
|
|
119,207
|
|
|
|
|
|
|
LA CA USD
|
|
MUNICIPAL BONDS - 5.98%, 2027
|
|
**
|
|
675,791
|
|
|
|
|
|
|
LCM XIII LP ARR 3ML+114
|
|
ASSET BACKED SECURITIES - Variable, 2027
|
|
**
|
|
649,186
|
|
|
|
|
|
|
LCM XIX LTD PARTNERSHIP/LLC
|
|
ASSET BACKED SECURITIES - Variable, 2027
|
|
**
|
|
306,730
|
|
|
|
|
|
|
LEVEL 3 FINANCING INC
|
|
CORPORATE DEBT - 3.88%, 2029
|
|
**
|
|
338,709
|
|
|
|
|
|
|
LLOYDS BANKING GROUP PLC
|
|
CORPORATE DEBT - 4.05%, 2023
|
|
**
|
|
229,484
|
|
|
|
|
|
|
LLOYDS BANKING GROUP PLC
|
|
CORPORATE DEBT - 3.90%, 2024
|
|
**
|
|
159,360
|
|
|
|
|
|
|
MA ST
|
|
MUNICIPAL BONDS - 3.00%, 2049
|
|
**
|
|
409,856
|
|
|
|
|
|
|
MET WEST:FLT RT INC;I
|
|
MUTUAL FUNDS
|
|
**
|
|
4,612,269
|
|
|
|
|
|
|
MET WEST:HIGH YLD BD;I
|
|
MUTUAL FUNDS
|
|
**
|
|
2,251,990
|
|
|
|
|
|
|
MHL 05-2 1A1 1ML+27
|
|
MTGE BACKED SECURITIES - Variable, 2035
|
|
**
|
|
169,624
|
|
|
|
|
|
|
MKT 2020-525M MTG TR
|
|
MTGE BACKED SECURITIES - 2.69%, 2040
|
|
**
|
|
353,771
|
|
|
|
|
|
|
MLCC 2004-A A1 1ML+23
|
|
MTGE BACKED SECURITIES - Variable, 2029
|
|
**
|
|
253,940
|
|
|
|
|
|
|
MORGAN STANLEY CAPITAL I INC 1ML+29
|
|
ASSET BACKED SECURITIES - Variable, 2036
|
|
**
|
|
826,295
|
|
|
|
|
|
|
MORGAN STANLEY RESECURITIZATION TR 2015
|
|
MTGE BACKED SECURITIES - Variable, 2046
|
|
**
|
|
65,882
|
|
|
|
|
|
|
MORTGAGEIT TR 2005-5 A1 S
|
|
MTGE BACKED SECURITIES - Variable, 2035
|
|
**
|
|
524,593
|
|
|
|
|
|
|
NATIONWIDE BUILDING SOC
|
|
CORPORATE DEBT - Variable, 2024
|
|
**
|
|
452,430
|
|
|
|
|
|
|
NATIONWIDE MUTUAL INSURANCE
|
|
CORPORATE DEBT - Variable, 2024
|
|
**
|
|
399,699
|
|
|
|
|
|
|
NATIXIS COML MTG SECS TR
|
|
MTGE BACKED SECURITIES - 2.97%, 2038
|
|
**
|
|
282,776
|
|
|
|
|
|
|
NAVIENT STUDENT LN TR 2015-2
|
|
ASSET BACKED SECURITIES - Variable, 2040
|
|
**
|
|
1,021,885
|
|
|
|
|
|
|
NEW YORK LIFE INSURANCE CO
|
|
CORPORATE DEBT - 3.75%, 2050
|
|
**
|
|
232,843
|
|
|
|
|
|
|
NEW YORK ST DORM AUTH ST
|
|
MUNICIPAL BONDS - 5.29%, 2033
|
|
**
|
|
626,880
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NOBLE ENERGY INC
|
|
CORPORATE DEBT - 5.25%, 2043
|
|
**
|
|
107,502
|
|
|
|
|
|
|
NSTR 2006-B AV4 1ML+28
|
|
ASSET BACKED SECURITIES - Variable, 2036
|
|
**
|
|
252,439
|
|
|
|
|
|
|
NUTRITION & BIOSCIENCES
|
|
CORPORATE DEBT - 3.47%, 2050
|
|
**
|
|
184,328
|
|
|
|
|
|
|
NY MTA TRANSP
|
|
MUNICIPAL BONDS - 5.18%, 2049
|
|
**
|
|
152,330
|
|
|
|
|
|
|
NY NYC TRANS
|
|
MUNICIPAL BONDS - 5.51%, 2037
|
|
**
|
|
336,677
|
|
|
|
|
|
|
NY ST DORM PIT
|
|
MUNICIPAL BONDS - 4.00%, 2044
|
|
**
|
|
290,430
|
|
|
|
|
|
|
NY STATE UR D
|
|
MUNICIPAL BONDS - 4.00%, 2043
|
|
**
|
|
230,219
|
|
|
|
|
|
|
NYC WTR
|
|
MUNICIPAL BONDS - 4.00%, 2050
|
|
**
|
|
118,797
|
|
|
|
|
|
|
NYC WTR
|
|
MUNICIPAL BONDS - 5.00%, 2050
|
|
**
|
|
117,507
|
|
|
|
|
|
|
NYU HOSPS CTR
|
|
CORPORATE DEBT - 4.78%, 2044
|
|
**
|
|
622,199
|
|
|
|
|
|
|
OCTAGON INVT PARTNERS
|
|
ASSET BACKED SECURITIES - Variable, 2026
|
|
**
|
|
367,736
|
|
|
|
|
|
|
ONE BRYANT PK TR 2019-OBP
|
|
MTGE BACKED SECURITIES - 2.52%, 2054
|
|
**
|
|
358,152
|
|
|
|
|
|
|
PARK AEROSPACE HLDGS LTD
|
|
CORPORATE DEBT - 5.50%, 2024
|
|
**
|
|
349,003
|
|
|
|
|
|
|
PARK AEROSPACE HLDGS LTD
|
|
CORPORATE DEBT - 4.50%, 2023
|
|
**
|
|
178,147
|
|
|
|
|
|
|
PARK AVE INSTL ADVISERS C
|
|
ASSET BACKED SECURITIES - Variable, 2034
|
|
**
|
|
550,000
|
|
|
|
|
|
|
PEMEX PROJ FDG MASTER TR
|
|
CORPORATE DEBT - 6.63%, 2035
|
|
**
|
|
108,350
|
|
|
|
|
|
|
PETROLEOS MEXICANOS
|
|
CORPORATE DEBT - 5.95%, 2031
|
|
**
|
|
139,650
|
|
|
|
|
|
|
PETROLEOS MEXICANOS
|
|
CORPORATE DEBT - 6.75%, 2047
|
|
**
|
|
553,125
|
|
|
|
|
|
|
PETROLEOS MEXICANOS
|
|
CORPORATE DEBT - 6.95%, 2060
|
|
**
|
|
136,104
|
|
|
|
|
|
|
PETROLEOS MEXICANOS
|
|
CORPORATE DEBT - 7.69%, 2050
|
|
**
|
|
30,248
|
|
|
|
|
|
|
PHEAA STUDENT LOAN TR 2015-1
|
|
ASSET BACKED SECURITIES - Variable, 2041
|
|
**
|
|
492,588
|
|
|
|
|
|
|
PLAINS ALL AMER PIPELINE
|
|
CORPORATE DEBT - 4.65%, 2025
|
|
**
|
|
391,215
|
|
|
|
|
|
|
PORT NY NJ
|
|
MUNICIPAL BONDS - 4.46%, 2062
|
|
**
|
|
113,079
|
|
|
|
|
|
|
POTOMAC ELECTRIC POWER CO
|
|
CORPORATE DEBT - 3.60%, 2024
|
|
**
|
|
542,477
|
|
|
|
|
|
|
RAMP SER 2006 EFC2 TR 1ML+22
|
|
ASSET BACKED SECURITIES - Variable, 2036
|
|
**
|
|
1,238,177
|
|
|
|
|
|
|
RAYMOND JAMES FIN INC
|
|
CORPORATE DEBT - 4.95%, 2046
|
|
**
|
|
314,707
|
|
|
|
|
|
|
RBSCF 2013-GSP A CSTR
|
|
MTGE BACKED SECURITIES - Variable, 2032
|
|
**
|
|
105,618
|
|
|
|
|
|
|
REYNOLDS AMERICAN INC
|
|
CORPORATE DEBT - 5.70%, 2035
|
|
**
|
|
37,890
|
|
|
|
|
|
|
REYNOLDS AMERICAN INC
|
|
CORPORATE DEBT - 5.85%, 2045
|
|
**
|
|
255,396
|
|
|
|
|
|
|
ROCKIES EXPRESS PIPELINE
|
|
CORPORATE DEBT - 4.80%, 2030
|
|
**
|
|
312,036
|
|
|
|
|
|
|
ROCKIES EXPRESS PIPELINE
|
|
CORPORATE DEBT - 4.95%, 2029
|
|
**
|
|
255,000
|
|
|
|
|
|
|
SABINE PASS LIQUEFACTION
|
|
CORPORATE DEBT - 5.75%, 2024
|
|
**
|
|
372,661
|
|
|
|
|
|
|
SAN FRAN ARPT
|
|
MUNICIPAL BONDS - 5.00%, 2049
|
|
**
|
|
116,644
|
|
|
|
|
|
|
SAN FRANCISCO W
|
|
MUNICIPAL BONDS - 2.83%, 2045
|
|
**
|
|
240,888
|
|
|
|
|
|
|
SANTANDER UK GROUP HLDGS
|
|
CORPORATE DEBT - Variable, 2024
|
|
**
|
|
378,949
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SANTANDER UK GROUP HLDGS
|
|
CORPORATE DEBT - Variable, 2024
|
|
**
|
|
55,635
|
|
|
|
|
|
|
SANTANDER UK PLC
|
|
CORPORATE DEBT - 5.00%, 2023
|
|
**
|
|
82,789
|
|
|
|
|
|
|
SEQUOIA MTG TR 1ML+64
|
|
MTGE BACKED SECURITIES - Variable, 2034
|
|
**
|
|
547,327
|
|
|
|
|
|
|
SL GREEN OPER PARTNERSHIP
|
|
CORPORATE DEBT - 3.25%, 2022
|
|
**
|
|
258,131
|
|
|
|
|
|
|
SLC STUDENT LN TR 2008-1
|
|
ASSET BACKED SECURITIES - Variable, 2032
|
|
**
|
|
1,060,876
|
|
|
|
|
|
|
SLM STUDENT LN TR 2008 3M
|
|
ASSET BACKED SECURITIES - Variable, 2083
|
|
**
|
|
388,201
|
|
|
|
|
|
|
SLM STUDENT LN TR 2008 5
|
|
ASSET BACKED SECURITIES - Variable, 2073
|
|
**
|
|
387,654
|
|
|
|
|
|
|
SLM STUDENT LN TR 2008-2
|
|
ASSET BACKED SECURITIES - Variable, 2083
|
|
**
|
|
177,583
|
|
|
|
|
|
|
SLM STUDENT LN TR 2008-4
|
|
ASSET BACKED SECURITIES - Variable, 2073
|
|
**
|
|
226,990
|
|
|
|
|
|
|
SLM STUDENT LN TR 2008-8
|
|
ASSET BACKED SECURITIES - Variable, 2075
|
|
**
|
|
229,050
|
|
|
|
|
|
|
SLM STUDENT LN TR 2012-1
|
|
ASSET BACKED SECURITIES - Variable, 2028
|
|
**
|
|
396,191
|
|
|
|
|
|
|
SLM STUDENT LN TR 2012-7
|
|
ASSET BACKED SECURITIES - Variable, 2026
|
|
**
|
|
400,015
|
|
|
|
|
|
|
SLM STUDENT LN TR 3ML+60
|
|
ASSET BACKED SECURITIES - Variable, 2041
|
|
**
|
|
1,307,978
|
|
|
|
|
|
|
SLMA 2007-7 A4 3ML+33
|
|
ASSET BACKED SECURITIES - Variable, 2022
|
|
**
|
|
383,647
|
|
|
|
|
|
|
SLMA 2008-6 A4 3ML+110 7/
|
|
ASSET BACKED SECURITIES - Variable, 2023
|
|
**
|
|
302,876
|
|
|
|
|
|
|
SLMA 2008-9 A 3ML+150 4/2
|
|
ASSET BACKED SECURITIES - Variable, 2023
|
|
**
|
|
641,087
|
|
|
|
|
|
|
SPECTRA ENERGY PARTNERS LP
|
|
CORPORATE DEBT - 3.50%, 2025
|
|
**
|
|
220,495
|
|
|
|
|
|
|
SPRINT SPEC
|
|
CORPORATE DEBT - 3.36%, 2023
|
|
**
|
|
182,638
|
|
|
|
|
|
|
SPRINT SPECTRUM CO LLC
|
|
CORPORATE DEBT - 4.74%, 2029
|
|
**
|
|
774,409
|
|
|
|
|
|
|
SPRINT SPECTRUM CO LLC
|
|
CORPORATE DEBT - 5.15%, 2029
|
|
**
|
|
98,388
|
|
|
|
|
|
|
STRUCTURED ASSET MTG INVS I
|
|
MTGE BACKED SECURITIES - Variable, 2034
|
|
**
|
|
219,342
|
|
|
|
|
|
|
SUNOCO LOGISTICS PRTNR OP
|
|
CORPORATE DEBT - 5.40%, 2047
|
|
**
|
|
646,517
|
|
|
|
|
|
|
TC PIPELINES MLP
|
|
CORPORATE DEBT - 4.38%, 2025
|
|
**
|
|
338,296
|
|
|
|
|
|
|
TCW EMERGING MKT INCM LP
|
|
MUTUAL FUNDS
|
|
**
|
|
2,978,594
|
|
|
|
|
|
|
TEACHERS INS&ANNUITY ASSN
|
|
CORPORATE DEBT - 3.30%, 2050
|
|
**
|
|
462,275
|
|
|
|
|
|
|
TIME WARNER CABLE INC
|
|
CORPORATE DEBT - 5.50%, 2041
|
|
**
|
|
340,050
|
|
|
|
|
|
|
T-MOBILE USA INC
|
|
CORPORATE DEBT - 2.55%, 2031
|
|
**
|
|
249,917
|
|
|
|
|
|
|
T-MOBILE USA INC
|
|
CORPORATE DEBT - 3.88%, 2030
|
|
**
|
|
223,496
|
|
|
|
|
|
|
TOWD PT MTG TR 2017-5 A1
|
|
MTGE BACKED SECURITIES - Variable, 2057
|
|
**
|
|
400,890
|
|
|
|
|
|
|
TPMT 17-1 A1
|
|
MTGE BACKED SECURITIES - 2.75%, 2056
|
|
**
|
|
507,874
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TPMT 2016-3
|
|
MTGE BACKED SECURITIES - 2.25%, 2056
|
|
**
|
|
366,558
|
|
|
|
|
|
|
UMBS 15YR 1
|
|
MTGE BACKED SECURITIES - 1.50%, 2036
|
|
**
|
|
1,157,980
|
|
|
|
|
|
|
UMBS 15YR
|
|
MTGE BACKED SECURITIES - 2.00%, 2036
|
|
**
|
|
470,631
|
|
|
|
|
|
|
UMBS 30YR
|
|
MTGE BACKED SECURITIES - 2.00%, 2051
|
|
**
|
|
8,913,941
|
|
|
|
|
|
|
UMBS 30YR
|
|
MTGE BACKED SECURITIES - 2.00%, 2051
|
|
**
|
|
5,085,833
|
|
|
|
|
|
|
UMBS 30YR
|
|
MTGE BACKED SECURITIES - 2.50%, 2051
|
|
**
|
|
2,715,316
|
|
|
|
|
|
|
UMBS 30YR 2.5
|
|
MTGE BACKED SECURITIES - 2.50%, 2051
|
|
**
|
|
4,184,307
|
|
|
|
|
|
|
UNITED STATES TREASURY BIILS
|
|
GOVERNMENT OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
11,558,959
|
|
|
|
|
|
|
UNIV CA MED CTR 3.256 5/1
|
|
MUNICIPAL BONDS - 3.26%, 2060
|
|
**
|
|
787,332
|
|
|
|
|
|
|
US 5YR NOTE (CBT) FUT MAR
|
|
FUTURES
|
|
**
|
|
3,154,102
|
|
|
|
|
|
|
UST BILLS
|
|
GOVERNMENT OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
1,539,996
|
|
|
|
|
|
|
UST BILLS
|
|
GOVERNMENT OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
2,574,968
|
|
|
|
|
|
|
UST BILLS
|
|
GOVERNMENT OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
1,279,979
|
|
|
|
|
|
|
UST BILLS
|
|
GOVERNMENT OBLIGATIONS - 0.00%, 2021
|
|
**
|
|
884,974
|
|
|
|
|
|
|
UST NOTES
|
|
GOVERNMENT OBLIGATIONS - 0.13%, 2022
|
|
**
|
|
11,501,348
|
|
|
|
|
|
|
UST NOTES
|
|
GOVERNMENT OBLIGATIONS - 0.13%, 2022
|
|
**
|
|
25,472,990
|
|
|
|
|
|
|
UST NOTES
|
|
GOVERNMENT OBLIGATIONS - 0.13%, 2022
|
|
**
|
|
6,490,254
|
|
|
|
|
|
|
UST NOTES
|
|
GOVERNMENT OBLIGATIONS - 0.38%, 2025
|
|
**
|
|
12,384,496
|
|
|
|
|
|
|
UST NOTES
|
|
GOVERNMENT OBLIGATIONS - 0.38%, 2025
|
|
**
|
|
13,752,517
|
|
|
|
|
|
|
UST NOTES
|
|
GOVERNMENT OBLIGATIONS - 0.88%, 2030
|
|
**
|
|
5,288,262
|
|
|
|
|
|
|
VENTAS RLTY LTD PARTNERSHIP
|
|
CORPORATE DEBT - 3.85%, 2027
|
|
**
|
|
335,636
|
|
|
|
|
|
|
VODAFONE GROUP PLC
|
|
CORPORATE DEBT - 4.88%, 2026
|
|
**
|
|
1,087,758
|
|
|
|
|
|
|
WALGREENS BOOTS ALLIANCE
|
|
CORPORATE DEBT - 3.45%, 2026
|
|
**
|
|
198,493
|
|
|
|
|
|
|
WALGREENS BOOTS ALLIANCE
|
|
CORPORATE DEBT - 4.80%, 2044
|
|
**
|
|
165,861
|
|
|
|
|
|
|
WAMU 05-AR2 2A1A 1ML+31
|
|
MTGE BACKED SECURITIES - Variable, 2045
|
|
**
|
|
354,443
|
|
|
|
|
|
|
WAMU 2005-AR1 A1A 1ML+32
|
|
MTGE BACKED SECURITIES - Variable, 2045
|
|
**
|
|
318,877
|
|
|
|
|
|
|
WAMU MTG PASS THROUGH CTF
|
|
MTGE BACKED SECURITIES - Variable, 2045
|
|
**
|
|
356,788
|
|
|
|
|
|
|
WELLS FARGO & CO
|
|
CORPORATE DEBT - 2.39%, 2028
|
|
**
|
|
287,328
|
|
FirstEnergy Corp. Savings Plan
Schedule H, line 4i - Schedule of Assets (Held at End of Year)
December 31, 2020
#34-1843785 Plan 002
_________________________________________________________________________________________________________________________________________________________
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|
|
|
Identity of issue, borrower, lessor or similar party
|
|
Description of investment, including maturity date, rate of interest, collateral, par or maturity value
|
|
Cost
|
|
Current Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WELLS FARGO & CO
|
|
CORPORATE DEBT - 3.07%, 2041
|
|
**
|
|
364,423
|
|
|
|
|
|
|
WELLS FARGO & CO
|
|
CORPORATE DEBT - 5.01%, 2051
|
|
**
|
|
724,429
|
|
|
|
|
|
|
WELLTOWER INC
|
|
CORPORATE DEBT - 3.75%, 2023
|
|
**
|
|
843,311
|
|
|
|
|
|
|
WFCM 2012-LC5 A3
|
|
MTGE BACKED SECURITIES - 2.92%, 2023
|
|
**
|
|
399,850
|
|
|
|
|
|
|
WILLIAMS PARTNERS L P NEW
|
|
CORPORATE DEBT - 5.10%, 2045
|
|
**
|
|
185,123
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Metwest Total Return Fund
|
|
|
|
|
|
274,868,523
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments
|
|
|
|
3,764,151,444
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
*Notes receivable from participants
|
|
Loans receivable with repayment interest of 4.25% to 9.75%
|
|
$
|
—
|
|
|
48,417,112
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,812,568,556
|
|
|
* Parties-in-interest
|
|
|
|
|
|
** Information is not required pursuant to Form 5500 instructions
|
|
|
|
|
EXHIBIT INDEX
FIRSTENERGY CORP. SAVINGS PLAN
Exhibit
Number Description
23.1 Consent of Independent Registered Public Accounting Firm
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Savings Plan Committee, the administrator of the FirstEnergy Corp. Savings Plan, has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
FIRSTENERGY CORP.
|
|
|
SAVINGS PLAN
|
|
Date: June 22, 2021
|
|
|
|
|
|
|
|
|
|
|
|
By
|
/s/ Ana M. Fluke
|
|
|
Ana M. Fluke
|
|
|
Chairperson
|
|
|
Savings Plan Committee
|
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