EXPLANATORY NOTE
At the 2022 annual meeting of stockholders of Evercore Inc. (the
“Company” or the “Registrant”), the Company’s stockholders approved
the Second Amended and Restated 2016 Evercore Inc. Stock Incentive
Plan (the “Second Amended 2016 Plan”), which provides for grants of
equity awards to designated employees, directors and other service
providers of the Company and its affiliates. The number of shares
of the Company’s Class A common stock, par value $0.01 (the
“Shares”) which may be granted under the Second Amended 2016 Plan
has been increased by 6,500,000 Shares from the previous 41,000,000
Shares which were previously authorized for issuance under the
Amended and Restated 2016 Evercore Inc. Stock Incentive Plan,
effective June 16, 2020. This Registration Statement on Form
S-8 relates to the
additional 6,500,000 Shares authorized for issuance under the
Second Amended 2016 Plan.
Pursuant to General Instruction E on Form S-8, the contents of the Registration
Statement on Form S-8 with
respect to the Amended and Restated 2016 Evercore Inc. Stock
Incentive Plan (Registration No. 333-239435), filed with the
Securities and Exchange Commission on June 25, 2020, including
the information contained therein, are hereby incorporated by
reference to this Registration Statement on Form S-8 (the “Registration Statement”),
except that the provisions contained in Part II of such earlier
registration statement are modified as set forth in this
Registration Statement.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a)
PROSPECTUS
The information specified in Items 1 and 2 of Part I of the Form
S-8 is omitted from this
filing in accordance with the provisions of Rule 428 under the
Securities Act of 1933 and the introductory note to Part I of the
Form S-8. The documents
containing the information specified in this Part I will be
delivered to the participants in the Plan covered by this
Registration Statement as required by Rule 428(b)(1).
PART II
INFORMATION REQUIRED IN THE REGISTRATION
STATEMENT
Item 3. Incorporation of Documents by Reference
Not required to be filed with this Registration Statement pursuant
to General Instruction E to Form S-8.
Item 4. Description of Securities
Not required to be filed with this Registration Statement pursuant
to General Instruction E to Form S-8.
Item 5. Interests of Named Experts and Counsel
Not required to be filed with this Registration Statement pursuant
to General Instruction E to Form S-8.
Item 6. Indemnification of Directors and Officers
Section 145 of the Delaware General Corporation Law provides,
in summary, that directors and officers of Delaware corporations
are entitled, under certain circumstances, to be indemnified
against all expenses and liabilities (including attorneys’ fees)
incurred by them as a result of suits brought against them in their
capacity as a director or officer, if they acted in good faith and
in a manner they reasonably believed to be in or not opposed to the
Company’s best interests, and, with respect to any criminal action
or proceeding, if they had no reasonable cause to believe their
conduct was unlawful; provided that no indemnification may be made
against expenses in respect of any claim, issue or matter as to
which they shall have been adjudged to be liable to the Company,
unless and only to the extent that the court in which such action
or suit was brought shall determine upon application that, despite
the adjudication of liability but in view of all the circumstances
of the case, they are fairly and reasonably entitled to indemnity
for such expenses which the court shall deem proper. Any such
indemnification may be made by the Company only as authorized in
each specific case upon a determination by the stockholders,
disinterested directors or independent legal counsel that
indemnification is proper because the indemnitee has met the
applicable standard of conduct.
The Company’s certificate of incorporation provides that the
Company will indemnify its directors and officers to the fullest
extent permitted by law and that no director shall be liable for
monetary damages to the Company or its stockholders for any breach
of fiduciary duty, except to the extent provided by applicable
law.
The Company currently maintains liability insurance for its
directors and officers. Such insurance is available to the
Company’s directors and officers in accordance with its terms.