Statement of Changes in Beneficial Ownership (4)
May 19 2023 - 05:01PM
Edgar (US Regulatory)
|
FORM 4
☐ Check this
box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Pace
Stephen J. |
2. Issuer Name and Ticker or Trading
Symbol Dynatrace, Inc. [ DT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Revenue Officer |
|
(Last)
(First)
(Middle)
C/O DYNATRACE, INC., 1601 TRAPELO ROAD, SUITE 116 |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/17/2023
|
|
(Street)
WALTHAM, MA 02451 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
|
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate
that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense
conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
5/17/2023 |
|
A(1) |
|
10033 |
A |
$0 |
130956 |
D |
|
|
Common Stock |
5/17/2023 |
|
A(2) |
|
60159 |
A |
$0 |
191115 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Represents shares earned
upon the vesting of one-third of PSUs granted on May 15, 2021,
following the Compensation Committee's certification of financial
performance results for the fiscal year ended March 31, 2023.
One-third of these PSUs previously vested in May 2022. The
remaining one-third of these PSUs will vest on May 15, 2024, or if
later, on the applicable certification date, subject to the
achievement of financial performance results for the fiscal year
ending on March 31, 2024. The PSUs were awarded under the Company's
2019 Equity Incentive Plan. |
| (2) |
Represents shares earned
under the PSUs granted on June 5, 2022, following the Compensation
Committee's certification of financial performance results for the
fiscal year ended March 31, 2023. These PSUs were awarded under the
Company's 2019 Equity Incentive Plan; 33% of these PSUs will vest
on June 5, 2023 and the remaining 67% will vest in equal quarterly
installments over the subsequent two years, subject to continued
employment. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Pace Stephen J.
C/O DYNATRACE, INC.
1601 TRAPELO ROAD, SUITE 116
WALTHAM, MA 02451 |
|
|
Chief Revenue Officer |
|
Signatures
|
|
/s/ Anne-Celine Woelk, by power of
attorney |
|
5/19/2023 |
| **Signature of
Reporting Person |
Date |
|
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Dynatrace (NYSE:DT)
Historical Stock Chart
From Aug 2023 to Sep 2023
Dynatrace (NYSE:DT)
Historical Stock Chart
From Sep 2022 to Sep 2023
