Statement of Changes in Beneficial Ownership (4)
November 18 2022 - 04:36PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person *
MCCONNELL RICK M |
2. Issuer Name and Ticker or Trading
Symbol Dynatrace, Inc. [ DT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Executive Officer |
|
(Last)
(First)
(Middle)
C/O DYNATRACE, INC., 1601 TRAPELO ROAD. SUITE 116 |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/16/2022
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|
(Street)
WALTHAM, MA 02451
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
11/16/2022 |
|
S |
|
28741 (1) |
D |
$38.139 |
298584 |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
20000 |
I |
See Footnote (2) |
|
Common Stock |
|
|
|
|
|
|
|
500 |
I |
See Footnote (3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Represents the number of
shares required to be sold by the Reporting Person to cover tax
withholding obligations in connection with the vesting of
RSUs. |
| (2) |
Shares held by the Rick
McConnell Trust dated July 30, 2013 (the "Rick McConnell Trust"),
for which the Reporting Person is the sole trustee. The Reporting
Person disclaims Section 16 beneficial ownership of the shares
except to the extent of his pecuniary interest, if any, therein,
and nothing contained in this report shall be deemed an admission
that the Reporting Person is the beneficial owner of any of the
shares for Section 16 purposes or otherwise. |
| (3) |
Shares held by the Anne
Marie McConnell Trust dated July 16, 2021 (the "Anne Marie
McConnell Trust"), for which the Reporting Person's spouse is the
sole trustee. The Reporting Person disclaims Section 16 beneficial
ownership of the shares except to the extent of his pecuniary
interest, if any, therein, and nothing contained in this report
shall be deemed an admission that the Reporting Person is the
beneficial owner of any of the shares for Section 16 purposes or
otherwise. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
MCCONNELL RICK M
C/O DYNATRACE, INC.
1601 TRAPELO ROAD. SUITE 116
WALTHAM, MA 02451 |
X |
|
Chief Executive Officer |
|
Signatures
|
|
/s/ Anne-Celine Woelk, by power of
attorney |
|
11/18/2022 |
| **Signature of
Reporting Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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