Current Report Filing (8-k)

Date : 08/05/2019 @ 9:03PM
Source : Edgar (US Regulatory)
Stock : Dow Inc (DOW)
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Current Report Filing (8-k)



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
August 5, 2019

Commission
File Number
 
Exact Name of Registrant as Specified in its Charter,
Principal Office Address and Telephone Number
 
State of
Incorporation or
Organization
 
I.R.S. Employer
Identification No.
001-38646
 
Dow Inc.
 
Delaware
 
30-1128146
 
 
2211 H.H. Dow Way, Midland, MI 48674
 
 
 
 
 
 
(989) 636-1000
 
 
 
 
 
 
 
 
 
 
 
001-03433
 
The Dow Chemical Company
 
Delaware
 
38-1285128
 
 
2211 H.H. Dow Way, Midland, MI 48674
 
 
 
 
 
 
(989) 636-1000
 
 
 
 

Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Registrant
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Dow Inc.
Common Stock, par value $0.01 per share
DOW
New York Stock Exchange
The Dow Chemical Company
4.625% Notes due October 1, 2044
DOW/44
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  


Item 8.01 Other Events.

The Dow Chemical Company (the “Company”) is filing this Current Report on Form 8-K to provide a legality opinion with respect to its Dow Internotes, which may be offered and sold from time to time as described in the prospectus supplement dated July 26, 2019, relating to the Dow Internotes. The Dow Internotes have been registered under the Securities Act of 1933, as amended, pursuant to the Company’s effective registration statement on Form S-3 (File No. 333-232862-01) (the “Registration Statement”) filed with the Securities and Exchange Commission.   The Company incorporates by reference the exhibits filed herewith into the Registration Statement.


Item 9.01 Financial Statements and Exhibits.

(d) Exhibits. The exhibits listed on the Exhibit Index are incorporated herein by reference.

EXHIBIT INDEX
 
   
Exhibit No.
Exhibit Description
 
 
 
 
 
 





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.


DOW INC.
THE DOW CHEMICAL COMPANY



Date: August 5, 2019
/s/ RONALD C. EDMONDS
 
Ronald C. Edmonds
 
Controller and Vice President of Controllers and Tax



 
 

 
 


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