Initial Statement of Beneficial Ownership (3)
April 27 2021 - 6:45PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Son Christine K. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/23/2021
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3. Issuer Name and Ticker or Trading Symbol
Dine Brands Global, Inc. [DIN]
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(Last)
(First)
(Middle)
450 N BRAND BLVD, 7TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, Legal, GC and Secretary / |
(Street)
GLENDALE, CA 91203
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
COMMON STOCK | 3029 | D | |
COMMON STOCK | 3033 (1) | D | |
COMMON STOCK | 2250 (2) | D | |
COMMON STOCK | 1691 (3) | D | |
COMMON STOCK | 1151 (4) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK OPTION (RIGHT TO BUY) | (5) | 2/24/2025 | COMMON STOCK | 1621 | $113.72 | D | |
STOCK OPTION (RIGHT TO BUY) | (6) | 2/26/2026 | COMMON STOCK | 3764 | $90.90 | D | |
STOCK OPTION (RIGHT TO BUY) | (7) | 3/3/2027 | COMMON STOCK | 12593 | $53.49 | D | |
STOCK OPTION (RIGHT TO BUY) | (8) | 2/22/2028 | COMMON STOCK | 4767 | $68.80 | D | |
STOCK OPTION (RIGHT TO BUY) | (9) | 2/25/2029 | COMMON STOCK | 2559 | $98.97 | D | |
STOCK OPTION (RIGHT TO BUY) | (10) | 2/26/2030 | COMMON STOCK | 4143 | $87.17 | D | |
Explanation of Responses: |
(1) | Represents shares of restricted stock that will vest as to one-third of the shares on each of March 4, 2022, 2023 and 2024 subject to the reporting person's continued service with the Issuer on each vesting date. |
(2) | Represents shares of restricted stock that will vest as to one-third of the shares on each of December 15, 2021, 2022 and 2023 subject to the reporting person's continued service with the Issuer on each vesting date. |
(3) | Represents shares of restricted stock that will vest on February 26, 2023 subject to the reporting person's continued service with the Issuer on the vesting date. |
(4) | Represents shares of restricted stock that will vest on February 25, 2022 subject to the reporting person's continued service with the Issuer on the vesting date. |
(5) | The stock option was granted to the reporting person under the Issuer's 2011 Stock Incentive Plan. The option vested as to one-third of the shares on each of February 24, 2016, 2017 and 2018. |
(6) | The stock option was granted to the reporting person under the Issuer's 2011 Stock Incentive Plan. The option vested as to one-third of the shares on each of February 26, 2017, 2018 and 2019. |
(7) | The stock option was granted to the reporting person under the Issuer's 2016 Stock Incentive Plan. The option vested as to one-third of the shares on each of March 3, 2018, 2019 and 2020. |
(8) | The stock option was granted to the reporting person under the Issuer's 2016 Stock Incentive Plan. The option vested as to one-third of the shares on each of February 22, 2019, 2020 and 2021. |
(9) | The stock option was granted to the reporting person under the Issuer's 2016 Stock Incentive Plan. The option vested as to one-third of the shares on each of February 25, 2020 and 2021 and will vest as to one-third of the shares on February 25, 2022. |
(10) | The stock option was granted to the reporting person under the Issuer's 2019 Stock Incentive Plan. The option vested as to one-third of the shares on February 26, 2021 and will vest as to one-third of the shares on each of February 26, 2022 and 2023. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Son Christine K. 450 N BRAND BLVD 7TH FLOOR GLENDALE, CA 91203 |
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| SVP, Legal, GC and Secretary |
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Signatures
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/s/ Christine K. Son | | 4/27/2021 |
**Signature of Reporting Person | Date |
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