UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
| CORNING INCORPORATED |
| (Exact Name of Registrant as Specified in Charter) |
| |
New York
(State or Other Jurisdiction
of incorporation) |
1-3247
(Commission File No.) |
16-0393470
(IRS Employer
Identification Number) |
One Riverfront Plaza, Corning New York
(Address of Principal Executive Offices) |
|
14831
(Zip Code) |
|
Daniel P. Christmas
|
|
(607) 974-9000 |
| |
|
|
(Name and telephone number, including
area code, of the person to contact in
connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this
form is being filed, and provide the period to which the information in this form applies:
| ý | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the
reporting period from January 1 to December 31, 2024. |
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Corning Incorporated evaluated its current product lines
and determined that certain products we manufacture or contract to manufacture contain tin, tantalum, tungsten and/or gold (3TG). The
results of our reasonable country of origin inquiry and due diligence are contained in the Conflict Minerals Report filed herewith.
A copy of the Company’s Conflict Minerals Report is provided
as Exhibit 1.01 hereto and is publicly available on the Investor Relations page of Corning’s website (see http://www.corning.com/investor_relations/index.aspx
and click on “View All Filings”).
Item 1.02 Exhibit
As specified in Section
2, Item 2.01, Corning Incorporated is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 - Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| CORNING INCORPORATED |
|
|
| |
|
|
| By: |
/s/ Eric S. Musser |
|
May 28, 2025 |
| |
Eric S. Musser |
|
(Date) |
| |
President & Chief Operating Officer |
|
|
Exhibit
1.01
Corning
Incorporated
Conflict Minerals Report
For the Year Ended December 31, 2024
This
Conflict Minerals Report (CMR) for the year ended December 31, 2024 is presented to comply with Rule 13p-1 under the Securities Exchange
Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements
related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The
Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary
to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite,
and their derivatives, which are limited to tin, tantalum, tungsten, and gold (3TG).
This
report is available on the Investor Relations page of Corning’s website (see http://www.corning.com/investor_relations/index.aspx
and click on “View All Filings”).
This
report has been prepared by management of Corning Incorporated (herein referred to as “Corning,” the “Company,”
“we,” “us,” or “our”). The information includes the activities of all majority-owned subsidiaries
and variable interest entities that are required to be consolidated in accordance with US Generally Accepted Accounting Principles. It
does not include the activities of subsidiaries or variable interest entities that are not required to be consolidated.
Corning
is a world leader in the manufacture of specialty glass and ceramics. Drawing on over 170 years of materials science and process engineering
knowledge, Corning creates and makes keystone components that enable high-technology systems for consumer electronics, mobile emissions
control, telecommunications and life sciences. Corning operates in five reportable segments: Display, Optical Communications, Automotive,
Specialty Materials, and Life Sciences. Corning manufactures products at 124 plants in 15 countries.
Corning’s
principal products, by segment, are as follows:
Corning’s
Display segment manufactures glass substrates for flat panel displays, including liquid crystal displays (LCDs) and organic light-emitting
diode (OLEDs) that are used primarily in televisions, notebook computers, desktop monitors, tablets and handheld devices.
Corning’s
Optical Communications segment is classified into two main product groupings – carrier network and enterprise network. The carrier
network product group consists primarily of products and solutions for optical-based communications infrastructure for services such
as video, data and voice communications. The enterprise network product group consists primarily of optical-based communication networks
sold to businesses, governments and individuals for their own use.
Corning’s
Automotive segment manufactures ceramic substrates and filter products for emissions control in mobile applications; as well as glass
products for the interior and exterior of vehicles.
The
Specialty Materials segment manufactures products that provide more than 150 material formulations for glass, glass ceramics and crystals,
as well as precision metrology instruments and software to meet requirements for unique customer needs. Consequently, this segment
operates in a wide variety of commercial and industrial markets that include materials optimized for mobile consumer electronics, semiconductor
equipment
optics and consumables, aerospace and defense optics, radiation shielding products, sunglasses, and telecommunications components.
Corning’s
Life Sciences segment is a leading developer, manufacturer and global supplier of laboratory products, including consumables, such as
plastic vessels, liquid handling plastics, specialty surfaces, cell culture media and serum, as well as general labware, glassware and
equipment.
All
other businesses that do not meet the quantitative threshold for separate reporting have been grouped as Hemlock and Emerging Growth
Businesses. Net sales for this group are mainly attributable to Hemlock Semiconductor Group, an operating segment that produces solar
and semiconductor products. The emerging growth businesses primarily consist of Pharmaceutical Technologies and the Emerging Innovations
Group.
Corning
maintains complex and diverse supply chains across its reported segments, involving thousands of suppliers to the Company. We rely on
our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us – including
sources of 3TG that are supplied to them from lower-tier suppliers. Contracts with our suppliers are frequently in force for three years
or more and we cannot unilaterally impose new contract terms and flow-down requirements. Corning has incorporated a clause into relevant
agreements that requires suppliers to provide information about the source of conflict minerals and the location of smelters. Based upon
these contractual requirements and our supplier relationships, we work annually with selected suppliers to ensure they provide us the
3TG sourcing information required.
Based
upon technical knowledge regarding our products, as well as the results of the prior supplier surveys regarding conflict minerals, relevant
personnel in each of our reported segments identified the suppliers to survey regarding whether the components or materials supplied
to Corning by such suppliers contain 3TG. We relied upon these suppliers, 369 in total, to provide us with information about whether
the components or materials supplied to Corning contain 3TG; and, if so, the source of such 3TG. Our direct suppliers are similarly reliant
upon information provided by their suppliers, or in the case of distributors from whom we purchase components or materials, reliant upon
the manufacturers of such items. Many of our larger suppliers are also SEC registrants and subject to the Rule.
| 4. | Reasonable
Country of Origin Inquiry (RCOI) and RCOI Conclusion |
| 4.1 | Requests
for Information |
We
surveyed those suppliers described above using version 6.4 of the conflict minerals reporting template developed by the Responsible Business
Alliance (“RBA”) and The Global e-Sustainability Initiative (“GeSI”), known as the Responsible Minerals Initiative
(“RMI”) Conflict Minerals Reporting Template (or the “CMRT”). The CMRT was developed to facilitate disclosure
and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding
a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers
use. In addition, the CMRT contains questions about the origin of conflict minerals included in their products, as well as supplier due
diligence. Written instructions and recorded training illustrating the use of the tool are available on the Responsible Business Alliance’s
website. The CMRT is being used by many companies in their due diligence processes related to 3TG.
To
determine whether any 3TG necessary to our products originated in the Covered Countries, we retained a third-party service provider,
Assent Compliance (“Assent”) to assist us in surveying our supply chain. During our supplier survey, we contacted suppliers
via the Assent Compliance Manager (“ACM”), a SaaS platform provided by Assent that enables its users to complete and track
supplier communications and allows suppliers to upload completed CMRTs directly to the platform for
assessment
and management. The use of the CMRT allowed for some elimination of irrelevant suppliers. Specifically, question one of the CMRT asks
suppliers whether any 3TGs are necessary to the functionality or production of their products. We also reviewed the supplier list to
ensure that irrelevant or “out of scope” suppliers were removed from the survey process (e.g., the removal of suppliers who
provided only packaging to Corning).
Assent
requested that all in-scope suppliers complete a CMRT and included training and education to guide suppliers on best practices and the
use of the template. Assent monitored and tracked all communications in the ACM for future reporting and transparency. Corning directly
contacted suppliers that were unresponsive to Assent’s communications during the diligence process and requested that such suppliers
complete and submit the CMRT to Assent.
Where
the CMRT responses included the names of entities listed by our suppliers as smelters or refiners, Assent consulted the RMI publicly
available information to determine whether such entities had been identified as certified Conflict-Free. In some cases, the CMRT responses
did not provide smelter information; this was one of the items that we typically requested in follow-up communications with suppliers.
Ultimately, some suppliers were unable to provide us with smelter information because they were engaged in their own efforts to obtain
that information from their suppliers.
Through
Assent’s platform, automated data validation was performed on all submitted CMRTs. The goal of data validation is to increase the
accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on logical sequencing and required
correlations between the CMRT questions (for example, if a supplier does not report having received information from 100% of its 3TG
sources, it cannot logically offer definitive statements in response to certain other questions).
All
submitted CMRTs are first accepted and then classified as valid or invalid so that their data is still retained. Suppliers are contacted
in regard to invalid forms and are encouraged to resubmit a valid form. As of May 8, 2025, there were six (6) invalid supplier submissions
in Corning’s supplier survey that could not be corrected.
Many
of the responses we received provided data at a company or divisional level or, as described above, were unable to specify with certainty
all of the smelters or refiners used for components supplied to Corning. In some instances, we engaged in follow-up communications with
suppliers to request that they provide a CMRT response specific to the components or materials supplied to Corning; however, in many
cases, the suppliers were unable to do so because they were unable to obtain detailed information from their own suppliers.
Our
RCOI determined that certain of the 3TG contained in the products sold by Corning may have originated in the Covered Countries. Thus,
we are required under the Rule to conduct due diligence on the source and chain of custody of those minerals and submit to the SEC a
Conflict Minerals Report as an Exhibit to Form SD.
| 5.1 | Design
of Due Diligence |
Our
due diligence measures have been designed to conform, in all material respects, with the
framework
in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals
from Conflict-Affected and High-Risk Areas, Third Edition, 2016 (OECD Guidance) and the related Supplements for gold and for tin, tantalum
and tungsten. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve
each step. We developed our due diligence process to address each of these five steps, namely:
| 1. | Establishing
strong company management systems regarding conflict minerals; |
| 2. | Identifying
and assessing risks in our supply chain; |
| 3. | Designing
and implementing a strategy to respond to identified risks in our supply chain; |
| 4. | Utilizing
independent third-party audits of supply chain diligence; and |
| 5. | Publicly
reporting on our supply chain due diligence. |
We
are mostly a downstream supplier, many steps removed from the mining of 3TGs. A large number of suppliers, through multiple tiers of
distribution, supply the components and materials integrated into our products. Furthermore, we do not purchase raw ore or unrefined
conflict minerals directly. The origin of the conflict minerals cannot be determined with any certainty once the raw ores are smelted,
refined and converted to ingots, bullion or other conflict mineral containing derivatives. The smelters and refiners consolidate raw
ore and represent the best actors in the total supply chain to possess knowledge of the origin of the ores they procure.
| 5.2 | Establish
Strong Company Management Systems |
| 5.2.1 | Responsible
Minerals Policy |
We
have adopted the following Corporate Position on Conflict Minerals, effective February 2022:
Corning
Incorporated’s Corporate Position on Conflict Minerals
At
Corning, corporate social responsibility is a proactive commitment to preserving the trust of our stakeholders. This commitment contributes
to sustainable economic and environmental development through all our business activities – how we operate, what we sell, how we
give, and how we support our people, the communities in which we operate, and society at large. It is also a demonstration of how we
live our Values which represent the unchanging moral and ethical compass that guides everything we do.
As
part of our commitment to corporate social responsibility, Corning is committed to the responsible sourcing of minerals – sourcing
done in an ethical and sustainable manner that safeguards the human rights of everyone in our global supply chain and preserves the environment.
Any connection between the materials used in Corning products and armed violence or human rights abuses is unacceptable.
Corning
requires our suppliers to comply with our requests to provide complete and accurate information about minerals supplied to Corning, and
to perform further due diligence as required about the source of any minerals in their products which are provided to us in order to
ensure alignment throughout the supply chain. Failure to provide this information to Corning when requested may result in removal from
active status as a Corning supplier.
We
also require our suppliers to extend these expectations to their own suppliers. Suppliers are required to include provisions equivalent
to Corning’s Supplier Code of Conduct, which
include
a commitment to responsible minerals sourcing and prohibition of forced labor, in their supply chain agreements and to flowdown the same
requirements throughout their supply chains. See our Supplier Code of Conduct here.
Conflict
Minerals
The
term “conflict minerals” refers to the mineral precursors of the metals tantalum, tin, tungsten, and gold (also known as
“3TG”), which are found in small amounts in virtually all electronic products. Revenue from mining these minerals in the
Democratic Republic of Congo (DRC) and nine neighboring countries has been linked to funding for groups engaged in extreme violence and
human rights atrocities.
Pursuant
to the Dodd–Frank Wall Street Reform and Consumer Protection Act, public companies in the US that make products for which 3TG metals
are necessary to the functionality or production of those products are required to assess their supply chains and report on the source
of these materials. Corning is a public company, and therefore is committed to complying with this law.
Corning’s
Position on Conflict Minerals
The
3TG supply chain is complex, typically including many stages between Corning and the smelters that purchase and process the ore into
metals. The greatest risk of conflict minerals entering our supply chain is through these smelters’ ore purchasing practices. We
require our suppliers to source 3TG for Corning products only from smelters that comply with the Responsible Minerals Initiative 's (RMI,
formerly the Conflict Free Sourcing Initiative) Responsible Minerals Assurance Process (RMAP, formerly the Conflict-Free Smelter Program),
which requires a third-party sourcing audit. To monitor 3TG suppliers’ performance, we assess their responses to the RMI’s
Conflict Minerals Reporting Template, and request corrective action where needed, including the removal from our supply chain of smelters
that pose a risk. More information about the Responsible Minerals Initiative can be found here.
Our due diligence measures implemented as part of our conflict minerals program have been designed to conform, in all material respects,
with the framework in The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply
Chains of Minerals from Conflict-Affected and High-Risk Areas.
Our
policy is publicly available on our website at the following link:
https://www.corning.com/media/worldwide/global/documents/Responsible%20Minerals%20Policy.pdf
Corning
has established a cross-functional Conflict Minerals Compliance Team for managing our conflict minerals program. Our Conflict Minerals
Compliance Team includes a steering team sponsored by the Vice President and Chief Supply Chain Officer as well as executive-level representatives
from the company’s finance and legal functions. Reporting to the steering team is a core working team, which is led by our Global
Supply Management organization. This core team, which includes subject matter experts from relevant functions such as finance, legal,
and global supply management, is responsible for implementing our conflict minerals compliance strategy. Senior management is briefed
about the results of our due diligence efforts on an annual basis. Corning also uses a third-party
service
provider, Assent, to assist us with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development
and implementation of additional due diligence steps that we will undertake with suppliers regarding conflict minerals.
Corning
leverages Assent’s Managed Services in order to work with dedicated program specialists who support Corning’s conflict minerals
program. Corning communicates regularly with the Assent team in order to receive updates on program status. Each member of Assent’s
Customer Success team is trained in conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting,
as well as Section 1502 of the Dodd-Frank Act.
As
we do not typically have a direct relationship with 3TG smelters and refiners, we have relied upon industry-wide initiatives to disclose
upstream actors in the supply chain. Specifically, as part of our due diligence efforts, we have utilized the smelter information provided
by the Responsible Minerals Initiative.
In
addition, with the assistance of personnel from Corning’s accounting, compliance and reporting function, we previously developed
a detailed risk control matrix through which Corning’s conflict minerals program can be evaluated and monitored.
With
respect to the OECD requirement to strengthen engagement with suppliers, we have added a conflict minerals clause to our purchase order
terms and conditions and relevant contract templates in order to communicate to suppliers our expectations and requirements regarding
the sourcing of and disclosure of conflict minerals. We also include our Supplier Code of Conduct in our supplier contracts, which contains
Corning’s expectations for suppliers with respect to humane labor conditions, health and safety, and environmental factors, among
others. Further, Corning’s suppliers are required to flow down these expectations from Corning’s Supplier Code of Conduct
to their own supply chains.
A
copy of our Supplier Code of Conduct is available at https://www.corning.com/worldwide/en/sustainability/processes/supply-chain-social-responsibility/supplier-responsibility/supplier-code-of-conduct.html
Corning’s
Supplier Code of Conduct, referenced in 5.2.4 above, instructs suppliers that questions or concerns may be submitted to Corning’s
third-party telephone and web hotline service. This hotline is also described in Corning’s Code of Conduct, as referenced above.
These phone or web services can be used to make an anonymous report and are available on a 24/7 basis. Corning maintains a robust internal
compliance and ethics program under the oversight of a Vice President and Chief Compliance Officer to ensure that all such reports are
properly investigated, reported and remediated as required.
Violations
or grievances at the industry level can be reported to the RMI directly as well. This can be done at https://www.responsiblemineralsinitiative.org/rmap/grievance-mechanism/
Corning
has an existing document retention policy which governs the retention of documentation relevant to our due diligence efforts. We also
implemented a document retention policy through Assent to retain conflict minerals related documents, including supplier responses to
CMRTs. Assent stores the information and findings from this process in a database that can be audited by internal or external parties.
| |
5.3 | Identify
and Assess Risks in the Supply Chain |
Because
of our size, the complexity of our products, and the depth and breadth of our supply chain, it is difficult to identify actors upstream
from our direct suppliers. One method for identifying risks in our supply chain is through automatic checks in the ACM system based on
criteria established by Assent for supplier responses as outlined above.
In
accordance with OECD Guidelines, it is important to understand risk levels associated with conflict minerals in the supply chain. Smelters
or refiners not being certified DRC-Conflict Free pose a significant risk to the supply chain. Certain of the responses provided by our
suppliers via the CMRT included the names of facilities listed by the suppliers as smelters or refiners. We do not typically have
a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. Assent
compared these facilities listed in the responses to the list of smelters and refiners maintained by the RMI and, if a supplier indicated
that the facility was certified as “Conflict-Free,” confirmed that the name was listed by RMI. As of May 8, 2025, of the
365 legitimate smelter and refiners identified by our suppliers, we have validated 232 smelters or refiners as Responsible Minerals Assurance
Process (“RMAP”) conformant. Due to the provision of a mix of company-level, product-level and user defined CMRTs, we cannot
definitively determine the connection of any smelters or refiners listed in them to our in-scope products.
Each
facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined
in the OECD Guidance. Assent determines the level of risk that each smelter poses to the supply chain by identifying the following red
flags:
| ● | Geographic
proximity to the DRC and Covered Countries; |
| ● | Responsible
Minerals Assurance Process (RMAP) audit status; |
| ● | Credible
evidence of unethical or conflict sourcing; |
| ● | Known
mineral source country of origin; and |
| ● | Peer
Assessments conducted by credible third-party sources. |
Based
on these criteria the following facilities have been identified as “high risk” smelters that may exist in Corning’s
supply chain:
| ● | Yunnan
Copper Industry Co., Ltd. |
| ● | JSC
Novosibirsk Refinery |
| ● | Gejiu
Zili Mining And Metallurgy Co., Ltd. |
| ● | Hunan
Jintai New Material Co., Ltd. |
| ● | JSC
Ekaterinburg Non-Ferrous Metal Processing Plant |
| ● | Gejiu
Kai Meng Industry and Trade LLC |
| ● | Moscow
Special Alloys Processing Plant |
| ● | OJSC
"The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
| ● | Prioksky
Plant of Non-Ferrous Metals |
| ● | SOE
Shyolkovsky Factory of Secondary Precious Metals |
| ● | Solikamsk
Magnesium Works OAO |
| ● | VQB
Mineral and Trading Group JSC |
| ● | Fidelity
Printers and Refiners Ltd. |
| ● | Nghe
Tinh Non-Ferrous Metals Joint Stock Company |
| ● | Unecha
Refractory metals plant |
| ● | GGC
Gujrat Gold Centre Pvt. Ltd. |
| ● | Kyshtym
Copper-Electrolytic Plant ZAO |
| ● | Pongpipat
Company Limited |
| ● | JSC
"Kirovgrad Hard Alloys Plant" |
| ● | Kundan
Care Products Ltd. |
| ● | Industrial
Refining Company |
Notably,
nineteen of the above facilities are in Russia. Effective in September 2022, RMI suspended new RMAP assessments in Russia, based on legal
compliance requirements and risks associated with facilitating audits in Russia, as RMI explained in more detail at https://www.responsiblemineralsinitiative.org/news/notice-regarding-rmap-russia-based-auditees/.
The suspension impacts inclusion of auditees in Russia on the public RMAP Conformant and Active lists. Thus, the inclusion of Russian
facilities in the list above may not indicate concerns with their mineral sourcing practices.
As
part of our risk management plan under the OECD Guidance, when these facilities were reported on a CMRT by one of the suppliers we surveyed,
risk mitigation activities were initiated. Through our third-party vendor, Assent Compliance, submissions that included any of the above
facilities immediately produced a receipt instructing the supplier to take their own risk mitigation actions, including submission of
a product specific CMRT to better identify the connection to products that they supply to Corning, and escalating up to removal of these
high-risk smelters from their supply chain.
As
per the OECD Guidance, risk mitigation will depend on the supplier’s specific context. Suppliers may be given clear
performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these red flags from the
supply chain. Suppliers are guided to the Assent University learning platform to review educational materials on mitigating the risk
of smelters or refiners on the supply chain. Additionally, suppliers are evaluated on program strength (further assisting in
identifying risk in the supply chain). Evaluating and tracking the strength of the program meets the
OECD
Due Diligence Guidelines and can assist in making key risk mitigation decisions as the program progresses. The criteria used to evaluate
the strength of the program are based on these four questions in the CMRT:
A.
Have you established a conflict minerals sourcing policy?
E.
Have you implemented due diligence measures for conflict-free sourcing?
G.
Do you review due diligence information received from your suppliers against your company’s expectations?
H.
Does your review process include corrective action management?
When
suppliers meet or exceed those criteria (Yes to at least A, E, G, H), they are deemed to have a strong program. When suppliers do not
meet those criteria, they are deemed to have a weak program. At this time, twelve percent (12%) of our responsive suppliers have been
identified as having a weak program.
| 5.4 | Design
and Implement a Strategy to Respond to Risks |
Corning
has developed processes to assess and respond to the risks identified in the supply chain. Corning has implemented a conflict minerals
program that with the support of Assent manages and monitors conflict mineral related risk in our supply chain. As the program progresses,
escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation
for compliance to the conflict minerals rules and Corning’s expectations.
As
described in our conflict minerals policy, we intend to engage with any of our suppliers which we have reason to believe are supplying
us with 3TG from sources that may support conflict in the DRC or any adjoining country to appropriately address the situation, which
may include establishing an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance. The result
and timing will depend upon factors such as the criticality of the specific part and the availability of alternate suppliers. The results
of the program and risk assessment are shared with the Conflict Minerals Compliance Team and the leadership of Corning’s Global
Supply Management function to ensure transparency within the company.
| 5.5 | Carry
out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the
Supply Chain |
Corning
does not perform direct audits of 3TG smelters or refiners within our supply chain. Thus, we rely on third-party audits of smelters and
refiners conducted as part of the RMAP and other RMI compliant audit programs. The RMAP uses independent private-sector auditors, and
audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters and refiners that
agree to participate in the program.
In
early 2020, Corning became a member of the Responsible Minerals Initiative, enabling us to expand our industry collaborative efforts
through RMI membership and to utilize RMI’s flagship Responsible Minerals Assurance Process (“RMAP”) through our supply
chain as described above.
Assent
also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather
information regarding each facility’s sourcing practices on behalf of its compliance partners. Corning is a signatory of this communication
in accordance with the requirements of downstream companies detailed in the OECD Guidance.
Through
the company’s membership in the RMI, smelters or refiners have been encouraged to
participate
in the RMAP. Any smelters or refiners that were reported by suppliers who were not part of the RMAP were also contacted directly by Assent
to encourage them to participate in the RMAP.
| 5.6 | Report
on Supply Chain Due Diligence |
In
addition to this report, see our website at http://www.corning.com/worldwide/en/about-us/suppliers.html
for further information about Corning’s commercial relationships with and expectations of its suppliers.
| 5.6.1 | Due
Diligence Process |
Corning
conducted a survey of its relevant suppliers (as described above) using the template originally developed jointly by the RBA and The
Global e-Sustainability Initiative (“GeSI”), known as the Responsible Minerals Initiative Conflict Minerals Reporting Template
(the “CMRT”). The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide
material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its
direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the CMRT contains questions about the
origin of conflict minerals included in suppliers’ products, as well as supplier due diligence. Written instructions and recorded
training illustrating the use of the tool are available on RMI’s website and via the website of Assent Compliance, our third-party
provider.
Corning
surveyed 369 suppliers based upon the likelihood that such suppliers supplied materials or components to Corning that contained one or
more 3TG, and we received responses from 291 of the suppliers we surveyed. A total of twenty-one (21) suppliers indicated in their survey
responses that they sourced 3TG from the Covered Countries, but those 3TG were “conflict free.” 58 of the suppliers surveyed
stated that the 3TG they sourced came from outside of the Covered Countries, and 49 suppliers reported as “undeterminable”
in regard to sourcing 3TGs from the Covered Countries.
| 5.6.3 | Efforts
to Determine Country of Origin of Mine or 3TG |
We
have determined that seeking information about 3TG smelters and refiners in our supply chain through the use of the CMRT with our relevant
suppliers represents the most reasonable effort we are able to make to determine the mines or locations of origin of the 3TG in our supply
chain.
| 5.6.4 | Efforts
to Identify Smelters or Refiners |
Because
of the incomplete information provided to us by our suppliers in response to our surveys, or the receipt of company-level responses that
do not provide information specific to materials or components supplied to Corning, in many cases the smelters and refiners we have identified
to date cannot be tied to specific Corning products. However, in certain instances, our suppliers did provide CMRTs specific to the products
supplied to Corning. We have reported all legitimate smelter or refiner information included in the CMRTs we received on Appendix A to
this report, recognizing as stated above that not all such smelters or refiners can definitively be tied to Corning products. Of the
365 legitimate smelters identified on the CMRTs we received, as of May 8, 2025, 232 were identified as RMAP Conformant and 4 were actively
working toward a “conflict free” designation. As noted, our
list
of processing smelters and refiners disclosed in Appendix A may contain more facilities than those that processed the conflict minerals
actually contained in our products.
Appendix
B includes an aggregated list of the countries of origin from which the reported facilities collectively source conflict minerals, based
on information provided by suppliers and the RMI. As mentioned in the above section, many responses were provided at the company level;
therefore, Appendix B may contain more countries than those that the conflict minerals used in our products are sourced from.
| 6. | Steps
to be taken to mitigate risk |
We
have taken and/or intend to continue to take the following steps to improve the due diligence conducted to further mitigate any risk
that the necessary conflict minerals in our products could benefit armed groups in the DRC or adjoining countries:
| A. | Include
a conflict minerals flow-down clause in relevant new or renewed supplier contracts. |
| B. | Include
a step in our supplier enrollment process to directly identify new suppliers who could potentially
supply Corning with products or materials containing 3TG. |
| C. | Partner
with a third-party company, Assent Compliance, which specializes in conducting conflict minerals
compliance programs, to improve the accuracy and efficiency of our supplier survey and reporting
process. |
| D. | Engage
with suppliers to attempt to increase the response rate and improve the content of the supplier
survey responses. |
| E. | Engage
any of our suppliers found to be supplying us with 3TG from sources that support conflict
in the DRC or any adjoining country to address the situation, which may include establishing
an alternative source of 3TG that does not support such conflict, with timing depending on
factors such as the criticality of the specific part and the availability of alternate suppliers. |
| F. | Maintain
Corning’s membership in the Responsible Minerals Initiative, enabling us to expand
our industry collaborative efforts through RMI membership and to utilize RMI’s flagship
Responsible Minerals Assurance Process (RMAP) through our supply chain. |
FORWARD-LOOKING
STATEMENTS
This
Conflict Minerals Report contains “forward-looking statements” that express our expectations, beliefs, goals, plans or objectives
regarding future events and may contain words such as “will,” “believe,” “anticipate,” “expect,”
“intend,” “plan,” “seek,” “see,” “would,” “target,” “estimate,”
“forecast,” or similar expressions. Forward-looking statements in this Conflict Minerals Report include, but are not limited
to, statements regarding our future due diligence activities, expectations regarding supplier policies and practices and supplier engagement
with respect to Conflict Minerals. By their nature, all forward-looking statements involve risks, uncertainties and assumptions. Although
Corning believes that these forward-looking statements are based upon reasonable assumptions, there can be no assurance that these forward-looking
statements will prove to be accurate and actual results and future events could differ materially from those contemplated in such statements.
Undue reliance should not be placed on such statements. Factors that could materially affect our ability to complete
intended
due diligence steps include, among other things, the timeliness, cooperation and accuracy of our suppliers in our due diligence efforts,
our ability to identify and mitigate related risks in our supply chain, future legal and regulatory developments relating to Conflict
Minerals as well as the other risks and uncertainties discussed in our most recent Annual Report on Form 10-K and Quarterly Reports on
Form 10-Q, including under the “Forward-Looking Statements” and “Risk Factors” sections set forth therein. Except
as may be required by law, we undertake no obligation to update any forward-looking statements, whether as a result of future events,
new information, estimates, or opinions, or otherwise.
Appendix A
RMI Smelter List1
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Gold |
Royal
Canadian Mint |
Canada |
CID001534 |
Conformant |
No |
No |
| Tin |
Chenzhou
Yunxiang Mining and Metallurgy Co., Ltd. |
China |
CID000228 |
Conformant |
No |
Yes |
| Tin |
Alpha |
United
States Of America |
CID000292 |
Conformant |
No |
Yes |
| Tin |
PT
Aries Kencana Sejahtera |
Indonesia |
CID000309 |
Conformant |
No |
Yes |
| Tin |
PT
Premium Tin Indonesia |
Indonesia |
CID000313 |
Conformant |
No |
Yes |
| Tin |
Dowa |
Japan |
CID000402 |
Conformant |
No |
No |
| Tin |
EM
Vinto |
Bolivia
(Plurinational State Of) |
CID000438 |
Conformant |
No |
Yes |
| Tin |
Estanho
de Rondonia S.A. |
Brazil |
CID000448 |
Conformant |
No |
No |
| Tin |
Fenix
Metals |
Poland |
CID000468 |
Conformant |
No |
Yes |
| Tin |
Gejiu
Non-Ferrous Metal Processing Co., Ltd. |
China |
CID000538 |
Conformant |
No |
Yes |
| Tin |
China
Tin Group Co., Ltd. |
China |
CID001070 |
Conformant |
No |
Yes |
| Tin |
Malaysia
Smelting Corporation (MSC) |
Malaysia |
CID001105 |
Conformant |
Yes |
Yes |
| Tin |
Metallic
Resources, Inc. |
United
States Of America |
CID001142 |
Conformant |
No |
Yes |
| Gold |
Metalor
Technologies (Suzhou) Ltd. |
China |
CID001147 |
Conformant |
No |
No |
| Gold |
Metalor
Technologies (Hong Kong) Ltd. |
China |
CID001149 |
Conformant |
Yes |
Yes |
| Gold |
Metalor
Technologies (Singapore) Pte., Ltd. |
Singapore |
CID001152 |
Conformant |
No |
No |
| Gold |
Metalor
Technologies S.A. |
Switzerland |
CID001153 |
Conformant |
Yes |
Yes |
| Gold |
Metalor
USA Refining Corporation |
United
States Of America |
CID001157 |
Conformant |
No |
No |
| Tin |
Mineracao
Taboca S.A. |
Brazil |
CID001173 |
Conformant |
No |
No |
| Tin |
Minsur |
Peru |
CID001182 |
Conformant |
No |
Yes |
| Tin |
Mitsubishi
Materials Corporation |
Japan |
CID001191 |
Conformant |
No |
No |
1 This Exhibit contains all legitimate smelter or refiner information we received on the CMRTs provided
by our suppliers in response to our survey requests. Because these CMRTs in some instances contained incomplete information, or were
not specific to the products supplied to Corning, many of these smelters and refiners cannot be tied to specific Corning products.
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tin |
Jiangxi
New Nanshan Technology Ltd. |
China |
CID001231 |
Conformant |
No |
Yes |
| Tin |
O.M.
Manufacturing (Thailand) Co., Ltd. |
Thailand |
CID001314 |
Conformant |
No |
No |
| Tin |
Operaciones
Metalurgicas S.A. |
Bolivia
(Plurinational State Of) |
CID001337 |
Conformant |
No |
Yes |
| Tin |
PT
Artha Cipta Langgeng |
Indonesia |
CID001399 |
Conformant |
No |
Yes |
| Tin |
PT
Babel Inti Perkasa |
Indonesia |
CID001402 |
Conformant |
No |
Yes |
| Tin |
PT
Babel Surya Alam Lestari |
Indonesia |
CID001406 |
Conformant |
No |
No |
| Tin |
PT
Bangka Tin Industry |
Indonesia |
CID001419 |
Conformant |
Yes |
Yes |
| Tin |
PT
Belitung Industri Sejahtera |
Indonesia |
CID001421 |
Conformant |
No |
Yes |
| Tin |
PT
Bukit Timah |
Indonesia |
CID001428 |
Conformant |
No |
Yes |
| Tin |
PT
Mitra Stania Prima |
Indonesia |
CID001453 |
Conformant |
No |
Yes |
| Tin |
PT
Prima Timah Utama |
Indonesia |
CID001458 |
Conformant |
No |
Yes |
| Tin |
PT
Refined Bangka Tin |
Indonesia |
CID001460 |
Conformant |
No |
Yes |
| Tin |
PT
Sariwiguna Binasentosa |
Indonesia |
CID001463 |
Conformant |
No |
Yes |
| Tin |
PT
Stanindo Inti Perkasa |
Indonesia |
CID001468 |
Conformant |
No |
Yes |
| Tin |
PT
Timah Tbk Kundur |
Indonesia |
CID001477 |
Conformant |
No |
Yes |
| Tin |
PT
Timah Tbk Mentok |
Indonesia |
CID001482 |
Conformant |
No |
Yes |
| Tin |
PT
Timah Nusantara |
Indonesia |
CID001486 |
Conformant |
No |
Yes |
| Tin |
PT
Tinindo Inter Nusa |
Indonesia |
CID001490 |
Conformant |
No |
Yes |
| Tin |
PT
Tommy Utama |
Indonesia |
CID001493 |
Conformant |
No |
No |
| Tin |
Rui
Da Hung |
Taiwan,
Province Of China |
CID001539 |
Conformant |
No |
Yes |
| Tin |
Thaisarco |
Thailand |
CID001898 |
Conformant |
Yes |
Yes |
| Gold |
Umicore
S.A. Business Unit Precious Metals Refining |
Belgium |
CID001980 |
Conformant |
No |
No |
| Tin |
White
Solder Metalurgia e Mineracao Ltda. |
Brazil |
CID002036 |
Conformant |
Yes |
Yes |
| Tin |
Yunnan
Chengfeng Non-ferrous Metals Co., Ltd. |
China |
CID002158 |
Conformant |
No |
Yes |
| Tin |
Tin
Smelting Branch of Yunnan Tin Co., Ltd. |
China |
CID002180 |
Conformant |
No |
No |
| Tungsten |
Ganzhou
Jiangwu Ferrotungsten Co., Ltd. |
China |
CID002315 |
Conformant |
Yes |
Yes |
| Tungsten |
Jiangxi
Yaosheng Tungsten Co., Ltd. |
China |
CID002316 |
Conformant |
No |
No |
| Tin |
CV
Venus Inti Perkasa |
Indonesia |
CID002455 |
Conformant |
No |
Unknown |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tin |
Magnu's
Minerais Metais e Ligas Ltda. |
Brazil |
CID002468 |
Conformant |
No |
Yes |
| Tungsten |
Asia
Tungsten Products Vietnam Ltd. |
Viet
Nam |
CID002502 |
Conformant |
Yes |
Yes |
| Tin |
PT
ATD Makmur Mandiri Jaya |
Indonesia |
CID002503 |
Conformant |
No |
Yes |
| Tungsten |
Hunan
Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |
China |
CID002513 |
Conformant |
No |
Yes |
| Tin |
O.M.
Manufacturing Philippines, Inc. |
Philippines |
CID002517 |
Conformant |
No |
Yes |
| Tantalum |
Materion
Newton Inc. |
United
States Of America |
CID002548 |
Conformant |
Yes |
Yes |
| Tin |
CV
Ayi Jaya |
Indonesia |
CID002570 |
Conformant |
No |
Yes |
| Tin |
PT
Rajehan Ariq |
Indonesia |
CID002593 |
Conformant |
No |
Yes |
| Tin |
PT
Cipta Persada Mulia |
Indonesia |
CID002696 |
Conformant |
No |
No |
| Tin |
Resind
Industria e Comercio Ltda. |
Brazil |
CID002706 |
Conformant |
Yes |
Yes |
| Tin |
Super
Ligas |
Brazil |
CID002756 |
Conformant |
Yes |
Yes |
| Tin |
Aurubis
Beerse |
Belgium |
CID002773 |
Conformant |
Yes |
Yes |
| Tin |
Aurubis
Berango |
Spain |
CID002774 |
Conformant |
No |
Yes |
| Tin |
PT
Bangka Prima Tin |
Indonesia |
CID002776 |
Conformant |
No |
Yes |
| Gold |
WIELAND
Edelmetalle GmbH |
Germany |
CID002778 |
Conformant |
No |
No |
| Tin |
PT
Sukses Inti Makmur |
Indonesia |
CID002816 |
Conformant |
No |
Yes |
| Tin |
PT
Menara Cipta Mulia |
Indonesia |
CID002835 |
Conformant |
No |
Yes |
| Tin |
HuiChang
Hill Tin Industry Co., Ltd. |
China |
CID002844 |
Conformant |
No |
No |
| Gold |
Bangalore
Refinery |
India |
CID002863 |
Active |
No |
No |
| Tin |
Guangdong
Hanhe Non-Ferrous Metal Co., Ltd. |
China |
CID003116 |
Conformant |
No |
Yes |
| Tin |
Chifeng
Dajingzi Tin Industry Co., Ltd. |
China |
CID003190 |
Conformant |
No |
No |
| Tin |
PT
Bangka Serumpun |
Indonesia |
CID003205 |
Conformant |
No |
Yes |
| Tin |
Tin
Technology & Refining |
United
States Of America |
CID003325 |
Conformant |
No |
No |
| Tin |
PT
Rajawali Rimba Perkasa |
Indonesia |
CID003381 |
Conformant |
No |
No |
| Tin |
Luna
Smelter, Ltd. |
Rwanda |
CID003387 |
Conformant |
Yes |
Yes |
| Tin |
Yunnan
Yunfan Non-ferrous Metals Co., Ltd. |
China |
CID003397 |
Conformant |
No |
Yes |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tin |
Precious
Minerals and Smelting Limited |
India |
CID003409 |
Non
Conformant |
No |
No |
| Tin |
PT
Mitra Sukses Globalindo |
Indonesia |
CID003449 |
Conformant |
No |
No |
| Tin |
CRM
Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
Brazil |
CID003486 |
Conformant |
No |
No |
| Tin |
CRM
Synergies |
Spain |
CID003524 |
Conformant |
No |
No |
| Tin |
Fabrica
Auricchio Industria e Comercio Ltda. |
Brazil |
CID003582 |
Non
Conformant |
No |
No |
| Tin |
DS
Myanmar |
Myanmar |
CID003831 |
Conformant |
No |
Yes |
| Tin |
PT
Putera Sarana Shakti (PT PSS) |
Indonesia |
CID003868 |
Conformant |
Unknown |
Unknown |
| Tin |
Mining
Minerals Resources SARL |
Congo,
Democratic Republic Of The |
CID004065 |
Conformant |
Yes |
Yes |
| Tungsten |
A.L.M.T.
Corp. |
Japan |
CID000004 |
Conformant |
Yes |
Yes |
| Gold |
Advanced
Chemical Company |
United
States Of America |
CID000015 |
Conformant |
No |
No |
| Gold |
Aida
Chemical Industries Co., Ltd. |
Japan |
CID000019 |
Conformant |
No |
No |
| Gold |
Agosi
AG |
Germany |
CID000035 |
Conformant |
No |
No |
| Gold |
Almalyk
Mining and Metallurgical Complex (AMMC) |
Uzbekistan |
CID000041 |
Conformant |
Yes |
Yes |
| Gold |
AngloGold
Ashanti Corrego do Sitio Mineracao |
Brazil |
CID000058 |
Conformant |
Yes |
No |
| Gold |
Argor-Heraeus
S.A. |
Switzerland |
CID000077 |
Conformant |
No |
No |
| Gold |
Asahi
Pretec Corp. |
Japan |
CID000082 |
Conformant |
No |
No |
| Gold |
Asaka
Riken Co., Ltd. |
Japan |
CID000090 |
Conformant |
No |
No |
| Gold |
Atasay
Kuyumculuk Sanayi Ve Ticaret A.S. |
Turkey |
CID000103 |
Outreach
Required |
No |
No |
| Tungsten |
Kennametal
Huntsville |
United
States Of America |
CID000105 |
Conformant |
No |
Yes |
| Gold |
Aurubis
AG |
Germany |
CID000113 |
Conformant |
No |
No |
| Gold |
Bangko
Sentral ng Pilipinas (Central Bank of the Philippines) |
Philippines |
CID000128 |
Conformant |
No |
No |
| Gold |
Boliden
Ronnskar |
Sweden |
CID000157 |
Conformant |
No |
No |
| Gold |
C.
Hafner GmbH + Co. KG |
Germany |
CID000176 |
Conformant |
No |
No |
| Gold |
Caridad |
Mexico |
CID000180 |
Outreach
Required |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Gold |
CCR
Refinery - Glencore Canada Corporation |
Canada |
CID000185 |
Conformant |
Yes |
Yes |
| Gold |
Cendres
+ Metaux S.A. |
Switzerland |
CID000189 |
Non
Conformant |
No |
No |
| Gold |
Yunnan
Copper Industry Co., Ltd. |
China |
CID000197 |
Outreach
Required |
Yes |
Yes |
| Tungsten |
Guangdong
Xianglu Tungsten Co., Ltd. |
China |
CID000218 |
Conformant |
No |
No |
| Gold |
Chimet
S.p.A. |
Italy |
CID000233 |
Conformant |
No |
No |
| Tungsten |
Chongyi
Zhangyuan Tungsten Co., Ltd. |
China |
CID000258 |
Conformant |
Yes |
Yes |
| Gold |
Chugai
Mining |
Japan |
CID000264 |
Conformant |
No |
No |
| Tungsten |
CNMC
(Guangxi) PGMA Co., Ltd. |
China |
CID000281 |
Outreach
Required |
No |
No |
| Tantalum |
Guangdong
Rising Rare Metals-EO Materials Ltd. |
China |
CID000291 |
Conformant |
Yes |
Yes |
| Gold |
Daye
Non-Ferrous Metals Mining Ltd. |
China |
CID000343 |
Outreach
Required |
No |
No |
| Gold |
DSC
(Do Sung Corporation) |
Korea,
Republic Of |
CID000359 |
Conformant |
No |
No |
| Gold |
Dowa |
Japan |
CID000401 |
Conformant |
No |
Yes |
| Gold |
Eco-System
Recycling Co., Ltd. East Plant |
Japan |
CID000425 |
Conformant |
No |
No |
| Tantalum |
F&X
Electro-Materials Ltd. |
China |
CID000460 |
Conformant |
Yes |
Yes |
| Gold |
JSC
Novosibirsk Refinery |
Russian
Federation |
CID000493 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Refinery
of Seemine Gold Co., Ltd. |
China |
CID000522 |
Outreach
Required |
No |
No |
| Tin |
Gejiu
Zili Mining And Metallurgy Co., Ltd. |
China |
CID000555 |
Non
Conformant |
No |
Yes |
| Tungsten |
Global
Tungsten & Powders LLC |
United
States Of America |
CID000568 |
Conformant |
Yes |
Yes |
| Tantalum |
XIMEI
RESOURCES (GUANGDONG) LIMITED |
China |
CID000616 |
Conformant |
Yes |
Yes |
| Gold |
Guoda
Safina High-Tech Environmental Refinery Co., Ltd. |
China |
CID000651 |
Outreach
Required |
No |
No |
| Gold |
Hangzhou
Fuchunjiang Smelting Co., Ltd. |
China |
CID000671 |
Outreach
Required |
No |
No |
| Gold |
LT
Metal Ltd. |
Korea,
Republic Of |
CID000689 |
Conformant |
No |
No |
| Gold |
Heimerle
+ Meule GmbH |
Germany |
CID000694 |
Conformant |
Yes |
Yes |
| Gold |
Heraeus
Metals Hong Kong Ltd. |
China |
CID000707 |
Conformant |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Gold |
Heraeus
Germany GmbH Co. KG |
Germany |
CID000711 |
Conformant |
No |
No |
| Tungsten |
Hunan
Chenzhou Mining Co., Ltd. |
China |
CID000766 |
Conformant |
No |
No |
| Gold |
Hunan
Chenzhou Mining Co., Ltd. |
China |
CID000767 |
Outreach
Required |
No |
No |
| Tungsten |
Hunan
Jintai New Material Co., Ltd. |
China |
CID000769 |
Non
Conformant |
No |
Yes |
| Gold |
Hunan
Guiyang yinxing Nonferrous Smelting Co., Ltd. |
China |
CID000773 |
Outreach
Required |
Yes |
No |
| Gold |
HwaSeong
CJ CO., LTD. |
Korea,
Republic Of |
CID000778 |
Communication
Suspended - Not Interested |
No |
No |
| Gold |
Inner
Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
China |
CID000801 |
Conformant |
No |
No |
| Gold |
Ishifuku
Metal Industry Co., Ltd. |
Japan |
CID000807 |
Conformant |
No |
No |
| Gold |
Istanbul
Gold Refinery |
Turkey |
CID000814 |
Conformant |
Yes |
Yes |
| Gold |
Japan
Mint |
Japan |
CID000823 |
Conformant |
No |
No |
| Tungsten |
Japan
New Metals Co., Ltd. |
Japan |
CID000825 |
Conformant |
No |
Yes |
| Gold |
Jiangxi
Copper Co., Ltd. |
China |
CID000855 |
Conformant |
No |
No |
| Tantalum |
JiuJiang
JinXin Nonferrous Metals Co., Ltd. |
China |
CID000914 |
Conformant |
Yes |
Yes |
| Tantalum |
Jiujiang
Tanbre Co., Ltd. |
China |
CID000917 |
Conformant |
Yes |
Yes |
| Gold |
Asahi
Refining USA Inc. |
United
States Of America |
CID000920 |
Conformant |
Yes |
Yes |
| Gold |
Asahi
Refining Canada Ltd. |
Canada |
CID000924 |
Conformant |
No |
No |
| Gold |
JSC
Ekaterinburg Non-Ferrous Metal Processing Plant |
Russian
Federation |
CID000927 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
JSC
Uralelectromed |
Russian
Federation |
CID000929 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
JX
Nippon Mining & Metals Co., Ltd. |
Japan |
CID000937 |
Conformant |
No |
No |
| Tin |
Gejiu
Kai Meng Industry and Trade LLC |
China |
CID000942 |
Non
Conformant |
No |
No |
| Gold |
Kazakhmys
Smelting LLC |
Kazakhstan |
CID000956 |
Outreach
Required |
No |
No |
| Gold |
Kazzinc |
Kazakhstan |
CID000957 |
Conformant |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tungsten |
Kennametal
Fallon |
United
States Of America |
CID000966 |
Conformant |
Yes |
Yes |
| Gold |
Kennecott
Utah Copper LLC |
United
States Of America |
CID000969 |
Conformant |
No |
No |
| Gold |
Kojima
Chemicals Co., Ltd. |
Japan |
CID000981 |
Conformant |
No |
No |
| Gold |
Kyrgyzaltyn
JSC |
Kyrgyzstan |
CID001029 |
Non
Conformant |
No |
No |
| Gold |
L'azurde
Company For Jewelry |
Saudi
Arabia |
CID001032 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Lingbao
Gold Co., Ltd. |
China |
CID001056 |
Outreach
Required |
No |
No |
| Gold |
Lingbao
Jinyuan Tonghui Refinery Co., Ltd. |
China |
CID001058 |
Outreach
Required |
No |
No |
| Tantalum |
AMG
Brasil |
Brazil |
CID001076 |
Conformant |
Yes |
Yes |
| Gold |
LS
MnM Inc. |
Korea,
Republic Of |
CID001078 |
Conformant |
No |
No |
| Gold |
Luoyang
Zijin Yinhui Gold Refinery Co., Ltd. |
China |
CID001093 |
Outreach
Required |
No |
No |
| Gold |
Materion |
United
States Of America |
CID001113 |
Conformant |
No |
No |
| Gold |
Matsuda
Sangyo Co., Ltd. |
Japan |
CID001119 |
Conformant |
No |
No |
| Gold |
Metalurgica
Met-Mex Penoles S.A. De C.V. |
Mexico |
CID001161 |
Conformant |
No |
No |
| Tantalum |
Metallurgical
Products India Pvt., Ltd. |
India |
CID001163 |
Conformant |
No |
No |
| Tantalum |
Mineracao
Taboca S.A. |
Brazil |
CID001175 |
Conformant |
No |
No |
| Gold |
Mitsubishi
Materials Corporation |
Japan |
CID001188 |
Conformant |
Yes |
Yes |
| Tantalum |
Mitsui
Mining and Smelting Co., Ltd. |
Japan |
CID001192 |
Conformant |
Yes |
Yes |
| Gold |
Mitsui
Mining and Smelting Co., Ltd. |
Japan |
CID001193 |
Conformant |
No |
No |
| Tantalum |
NPM
Silmet AS |
Estonia |
CID001200 |
Conformant |
Yes |
Yes |
| Gold |
Moscow
Special Alloys Processing Plant |
Russian
Federation |
CID001204 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Nadir
Metal Rafineri San. Ve Tic. A.S. |
Turkey |
CID001220 |
Conformant |
No |
No |
| Gold |
Navoi
Mining and Metallurgical Combinat |
Uzbekistan |
CID001236 |
Conformant |
No |
No |
| Gold |
Nihon
Material Co., Ltd. |
Japan |
CID001259 |
Conformant |
Yes |
Yes |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tantalum |
Ningxia
Orient Tantalum Industry Co., Ltd. |
China |
CID001277 |
Conformant |
Yes |
Yes |
| Tin |
Novosibirsk
Tin Combine |
Russian
Federation |
CID001305 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Ohura
Precious Metal Industry Co., Ltd. |
Japan |
CID001325 |
Conformant |
No |
No |
| Gold |
OJSC
"The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Russian
Federation |
CID001326 |
RMI
Due Diligence Review - Unable to Proceed |
No |
Yes |
| Gold |
MKS
PAMP SA |
Switzerland |
CID001352 |
Conformant |
Yes |
No |
| Gold |
Penglai
Penggang Gold Industry Co., Ltd. |
China |
CID001362 |
Outreach
Required |
No |
No |
| Gold |
Prioksky
Plant of Non-Ferrous Metals |
Russian
Federation |
CID001386 |
RMI
Due Diligence Review - Unable to Proceed |
No |
Yes |
| Gold |
PT
Aneka Tambang (Persero) Tbk |
Indonesia |
CID001397 |
Conformant |
No |
No |
| Tin |
PT
Panca Mega Persada |
Indonesia |
CID001457 |
Outreach
Required |
No |
Yes |
| Gold |
PX
Precinox S.A. |
Switzerland |
CID001498 |
Conformant |
No |
No |
| Tantalum |
QuantumClean |
United
States Of America |
CID001508 |
Conformant |
No |
No |
| Gold |
Rand
Refinery (Pty) Ltd. |
South
Africa |
CID001512 |
Conformant |
Yes |
Yes |
| Tantalum |
Yanling
Jincheng Tantalum & Niobium Co., Ltd. |
China |
CID001522 |
Conformant |
No |
No |
| Gold |
Sabin
Metal Corp. |
United
States Of America |
CID001546 |
Communication
Suspended - Not Interested |
No |
Yes |
| Gold |
Samduck
Precious Metals |
Korea,
Republic Of |
CID001555 |
Non
Conformant |
Yes |
Yes |
| Gold |
Samwon
Metals Corp. |
Korea,
Republic Of |
CID001562 |
Communication
Suspended - Not Interested |
No |
No |
| Gold |
SEMPSA
Joyeria Plateria S.A. |
Spain |
CID001585 |
Conformant |
No |
No |
| Gold |
Shandong
Tiancheng Biological Gold Industrial Co., Ltd. |
China |
CID001619 |
Outreach
Required |
No |
No |
| Gold |
Shandong
Zhaojin Gold & Silver Refinery Co., Ltd. |
China |
CID001622 |
Conformant |
No |
No |
| Gold |
Sichuan
Tianze Precious Metals Co., Ltd. |
China |
CID001736 |
Conformant |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Gold |
SOE
Shyolkovsky Factory of Secondary Precious Metals |
Russian
Federation |
CID001756 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Solar
Applied Materials Technology Corp. |
Taiwan,
Province Of China |
CID001761 |
Conformant |
No |
No |
| Tantalum |
Solikamsk
Magnesium Works OAO |
Russian
Federation |
CID001769 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Sumitomo
Metal Mining Co., Ltd. |
Japan |
CID001798 |
Conformant |
No |
No |
| Gold |
Super
Dragon Technology Co., Ltd. |
Taiwan,
Province Of China |
CID001810 |
Outreach
Required |
No |
No |
| Tantalum |
Taki
Chemical Co., Ltd. |
Japan |
CID001869 |
Conformant |
No |
No |
| Gold |
Tanaka
Kikinzoku Kogyo K.K. |
Japan |
CID001875 |
Conformant |
No |
No |
| Tantalum |
Telex
Metals |
United
States Of America |
CID001891 |
Conformant |
Yes |
Yes |
| Tin |
Gejiu
Yunxin Nonferrous Electrolysis Co., Ltd. |
China |
CID001908 |
Non
Conformant |
No |
No |
| Gold |
Great
Wall Precious Metals Co., Ltd. of CBPM |
China |
CID001909 |
Outreach
Required |
No |
No |
| Gold |
Shandong
Gold Smelting Co., Ltd. |
China |
CID001916 |
Conformant |
Yes |
Yes |
| Gold |
Tokuriki
Honten Co., Ltd. |
Japan |
CID001938 |
Conformant |
No |
No |
| Gold |
Tongling
Nonferrous Metals Group Co., Ltd. |
China |
CID001947 |
Outreach
Required |
No |
No |
| Gold |
Torecom |
Korea,
Republic Of |
CID001955 |
Non
Conformant |
No |
No |
| Tantalum |
Ulba
Metallurgical Plant JSC |
Kazakhstan |
CID001969 |
Conformant |
Yes |
Yes |
| Gold |
United
Precious Metal Refining, Inc. |
United
States Of America |
CID001993 |
Conformant |
No |
No |
| Gold |
Valcambi
S.A. |
Switzerland |
CID002003 |
Conformant |
Yes |
Yes |
| Tin |
VQB
Mineral and Trading Group JSC |
Viet
Nam |
CID002015 |
Outreach
Required |
Yes |
Yes |
| Gold |
Western
Australian Mint (T/a The Perth Mint) |
Australia |
CID002030 |
Conformant |
No |
No |
| Tungsten |
Wolfram
Bergbau und Hutten AG |
Austria |
CID002044 |
Conformant |
Yes |
No |
| Tungsten |
Xiamen
Tungsten Co., Ltd. |
China |
CID002082 |
Conformant |
Yes |
Yes |
| Gold |
Yamakin
Co., Ltd. |
Japan |
CID002100 |
Conformant |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Gold |
Yokohama
Metal Co., Ltd. |
Japan |
CID002129 |
Conformant |
Yes |
Yes |
| Gold |
Zhongyuan
Gold Smelter of Zhongjin Gold Corporation |
China |
CID002224 |
Conformant |
No |
No |
| Gold |
Gold
Refinery of Zijin Mining Group Co., Ltd. |
China |
CID002243 |
Conformant |
No |
No |
| Gold |
Morris
and Watson |
New
Zealand |
CID002282 |
Outreach
Required |
No |
No |
| Gold |
SAFINA
A.S. |
Czechia |
CID002290 |
Conformant |
No |
No |
| Gold |
Guangdong
Jinding Gold Limited |
China |
CID002312 |
Outreach
Required |
No |
No |
| Tungsten |
Jiangxi
Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
China |
CID002313 |
Communication
Suspended - Not Interested |
No |
No |
| Gold |
Umicore
Precious Metals Thailand |
Thailand |
CID002314 |
Non
Conformant |
No |
No |
| Tungsten |
Jiangxi
Xinsheng Tungsten Industry Co., Ltd. |
China |
CID002317 |
Conformant |
Yes |
Yes |
| Tungsten |
Jiangxi
Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
China |
CID002318 |
Conformant |
No |
Yes |
| Tungsten |
Malipo
Haiyu Tungsten Co., Ltd. |
China |
CID002319 |
Conformant |
No |
Yes |
| Tungsten |
Xiamen
Tungsten (H.C.) Co., Ltd. |
China |
CID002320 |
Conformant |
Yes |
Yes |
| Tungsten |
Jiangxi
Gan Bei Tungsten Co., Ltd. |
China |
CID002321 |
Conformant |
No |
Yes |
| Tin |
PT
Tirus Putra Mandiri |
Indonesia |
CID002478 |
Outreach
Required |
No |
No |
| Tantalum |
Hengyang
King Xing Lifeng New Materials Co., Ltd. |
China |
CID002492 |
Conformant |
No |
No |
| Tungsten |
Ganzhou
Seadragon W & Mo Co., Ltd. |
China |
CID002494 |
Conformant |
No |
Yes |
| Tin |
Melt
Metais e Ligas S.A. |
Brazil |
CID002500 |
Active |
No |
Yes |
| Tantalum |
D
Block Metals, LLC |
United
States Of America |
CID002504 |
Conformant |
Yes |
Yes |
| Tantalum |
FIR
Metals & Resource Ltd. |
China |
CID002505 |
Conformant |
No |
No |
| Tantalum |
Jiujiang
Zhongao Tantalum & Niobium Co., Ltd. |
China |
CID002506 |
Conformant |
Yes |
Yes |
| Tantalum |
XinXing
HaoRong Electronic Material Co., Ltd. |
China |
CID002508 |
Conformant |
No |
No |
| Gold |
MMTC-PAMP
India Pvt., Ltd. |
India |
CID002509 |
Conformant |
Yes |
No |
| Gold |
KGHM
Polska Miedz Spolka Akcyjna |
Poland |
CID002511 |
Conformant |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tantalum |
Jiangxi
Dinghai Tantalum & Niobium Co., Ltd. |
China |
CID002512 |
Conformant |
No |
No |
| Gold |
Fidelity
Printers and Refiners Ltd. |
Zimbabwe |
CID002515 |
RMI
Due Diligence Review - Unable to Proceed |
Yes |
Yes |
| Gold |
Singway
Technology Co., Ltd. |
Taiwan,
Province Of China |
CID002516 |
Non
Conformant |
No |
No |
| Gold |
Shandong
Humon Smelting Co., Ltd. |
China |
CID002525 |
Outreach
Required |
No |
No |
| Gold |
Shenzhen
Zhonghenglong Real Industry Co., Ltd. |
China |
CID002527 |
Outreach
Required |
No |
No |
| Tantalum |
KEMET
de Mexico |
Mexico |
CID002539 |
Conformant |
Yes |
Yes |
| Tungsten |
H.C.
Starck Tungsten GmbH |
Germany |
CID002541 |
Conformant |
Yes |
Yes |
| Tungsten |
TANIOBIS
Smelting GmbH & Co. KG |
Germany |
CID002542 |
Conformant |
Yes |
Yes |
| Tungsten |
Masan
High-Tech Materials |
Viet
Nam |
CID002543 |
Conformant |
No |
Yes |
| Tantalum |
TANIOBIS
Co., Ltd. |
Thailand |
CID002544 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS
GmbH |
Germany |
CID002545 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS
Japan Co., Ltd. |
Japan |
CID002549 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS
Smelting GmbH & Co. KG |
Germany |
CID002550 |
Conformant |
Yes |
Yes |
| Tungsten |
Jiangwu
H.C. Starck Tungsten Products Co., Ltd. |
China |
CID002551 |
Conformant |
Yes |
Yes |
| Tantalum |
Global
Advanced Metals Boyertown |
United
States Of America |
CID002557 |
Conformant |
Yes |
Yes |
| Tantalum |
Global
Advanced Metals Aizu |
Japan |
CID002558 |
Conformant |
Yes |
Yes |
| Gold |
Al
Etihad Gold Refinery DMCC |
United
Arab Emirates |
CID002560 |
Non
Conformant |
No |
No |
| Gold |
Emirates
Gold DMCC |
United
Arab Emirates |
CID002561 |
Non
Conformant |
Yes |
No |
| Gold |
International
Precious Metal Refiners |
United
Arab Emirates |
CID002562 |
Outreach
Required |
No |
No |
| Gold |
Kaloti
Precious Metals |
United
Arab Emirates |
CID002563 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Tin |
Electro-Mechanical
Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Viet
Nam |
CID002572 |
Non
Conformant |
No |
No |
| Tin |
Nghe
Tinh Non-Ferrous Metals Joint Stock Company |
Viet
Nam |
CID002573 |
Outreach
Required |
Yes |
Yes |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tin |
Tuyen
Quang Non-Ferrous Metals Joint Stock Company |
Viet
Nam |
CID002574 |
Outreach
Required |
No |
No |
| Gold |
T.C.A
S.p.A |
Italy |
CID002580 |
Conformant |
No |
No |
| Gold |
REMONDIS
PMR B.V. |
Netherlands |
CID002582 |
Conformant |
No |
No |
| Gold |
Fujairah
Gold FZC |
United
Arab Emirates |
CID002584 |
Outreach
Required |
No |
No |
| Gold |
Shirpur
Gold Refinery Ltd. |
India |
CID002588 |
Outreach
Required |
No |
No |
| Tungsten |
Niagara
Refining LLC |
United
States Of America |
CID002589 |
Conformant |
No |
Yes |
| Gold |
Korea
Zinc Co., Ltd. |
Korea,
Republic Of |
CID002605 |
Conformant |
No |
No |
| Gold |
Marsam
Metals |
Brazil |
CID002606 |
Non
Conformant |
No |
No |
| Gold |
TOO
Tau-Ken-Altyn |
Kazakhstan |
CID002615 |
Conformant |
No |
No |
| Tungsten |
China
Molybdenum Tungsten Co., Ltd. |
China |
CID002641 |
Conformant |
No |
No |
| Tungsten |
Hydrometallurg,
JSC |
Russian
Federation |
CID002649 |
RMI
Due Diligence Review - Unable to Proceed |
Yes |
Yes |
| Tin |
An
Vinh Joint Stock Mineral Processing Company |
Viet
Nam |
CID002703 |
Outreach
Required |
No |
No |
| Tantalum |
Resind
Industria e Comercio Ltda. |
Brazil |
CID002707 |
Conformant |
No |
No |
| Gold |
Abington
Reldan Metals, LLC |
United
States Of America |
CID002708 |
Conformant |
No |
No |
| Tungsten |
Unecha
Refractory metals plant |
Russian
Federation |
CID002724 |
Non
Conformant |
No |
Yes |
| Gold |
Shenzhen
CuiLu Gold Co., Ltd. |
China |
CID002750 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Albino
Mountinho Lda. |
Portugal |
CID002760 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
SAAMP |
France |
CID002761 |
Non
Conformant |
No |
Yes |
| Gold |
L'Orfebre
S.A. |
Andorra |
CID002762 |
Non
Conformant |
Yes |
Yes |
| Gold |
8853
S.p.A. |
Italy |
CID002763 |
Non
Conformant |
No |
No |
| Gold |
Italpreziosi |
Italy |
CID002765 |
Conformant |
No |
No |
| Gold |
Ogussa
Osterreichische Gold- und Silber-Scheideanstalt GmbH |
Austria |
CID002779 |
Active |
No |
Yes |
| Tungsten |
Philippine
Chuangxin Industrial Co., Inc. |
Philippines |
CID002827 |
Conformant |
No |
No |
| Tungsten |
ACL
Metais Eireli |
Brazil |
CID002833 |
Non
Conformant |
No |
Yes |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tantalum |
Jiangxi
Tuohong New Raw Material |
China |
CID002842 |
Conformant |
No |
No |
| Tungsten |
Moliren
Ltd. |
Russian
Federation |
CID002845 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
AU
Traders and Refiners |
South
Africa |
CID002850 |
Non
Conformant |
Yes |
Yes |
| Gold |
GGC
Gujrat Gold Centre Pvt. Ltd. |
India |
CID002852 |
Non
Conformant |
No |
Yes |
| Gold |
Sai
Refinery |
India |
CID002853 |
Outreach
Required |
No |
No |
| Gold |
Modeltech
Sdn Bhd |
Malaysia |
CID002857 |
Non
Conformant |
No |
No |
| Tin |
Modeltech
Sdn Bhd |
Malaysia |
CID002858 |
Non
Conformant |
No |
No |
| Gold |
Kyshtym
Copper-Electrolytic Plant ZAO |
Russian
Federation |
CID002865 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Degussa
Sonne / Mond Goldhandel GmbH |
Germany |
CID002867 |
Outreach
Required |
No |
No |
| Gold |
Pease
& Curren |
United
States Of America |
CID002872 |
Communication
Suspended - Not Interested |
No |
Yes |
| Gold |
JALAN
& Company |
India |
CID002893 |
Outreach
Required |
No |
No |
| Gold |
SungEel
HiMetal Co., Ltd. |
Korea,
Republic Of |
CID002918 |
Conformant |
No |
No |
| Gold |
Planta
Recuperadora de Metales SpA |
Chile |
CID002919 |
Conformant |
No |
No |
| Gold |
ABC
Refinery Pty Ltd. |
Australia |
CID002920 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Safimet
S.p.A |
Italy |
CID002973 |
Non
Conformant |
Yes |
No |
| Gold |
State
Research Institute Center for Physical Sciences and Technology |
Lithuania |
CID003153 |
Outreach
Required |
Yes |
Yes |
| Gold |
Gold
Coast Refinery |
Ghana |
CID003186 |
Outreach
Required |
No |
No |
| Gold |
NH
Recytech Company |
Korea,
Republic Of |
CID003189 |
Conformant |
No |
No |
| Tin |
Pongpipat
Company Limited |
Myanmar |
CID003208 |
Outreach
Required |
No |
Yes |
| Gold |
QG
Refining, LLC |
United
States Of America |
CID003324 |
Outreach
Required |
Yes |
Yes |
| Gold |
Dijllah
Gold Refinery FZC |
United
Arab Emirates |
CID003348 |
Outreach
Required |
No |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tin |
Dongguan
CiEXPO Environmental Engineering Co., Ltd. |
China |
CID003356 |
Non
Conformant |
No |
No |
| Tin |
Ma'anshan
Weitai Tin Co., Ltd. |
China |
CID003379 |
Non
Conformant |
No |
No |
| Gold |
CGR
Metalloys Pvt Ltd. |
India |
CID003382 |
Outreach
Required |
No |
No |
| Gold |
Sovereign
Metals |
India |
CID003383 |
Outreach
Required |
Yes |
Yes |
| Tungsten |
Lianyou
Metals Co., Ltd. |
Taiwan,
Province Of China |
CID003407 |
Conformant |
No |
No |
| Tungsten |
JSC
"Kirovgrad Hard Alloys Plant" |
Russian
Federation |
CID003408 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Tin |
Gejiu
City Fuxiang Industry and Trade Co., Ltd. |
China |
CID003410 |
Outreach
Required |
No |
No |
| Tungsten |
NPP
Tyazhmetprom LLC |
Russian
Federation |
CID003416 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Tungsten |
Hubei
Green Tungsten Co., Ltd. |
China |
CID003417 |
Conformant |
No |
No |
| Gold |
Eco-System
Recycling Co., Ltd. North Plant |
Japan |
CID003424 |
Conformant |
No |
No |
| Gold |
Eco-System
Recycling Co., Ltd. West Plant |
Japan |
CID003425 |
Conformant |
No |
No |
| Tungsten |
Albasteel
Industria e Comercio de Ligas Para Fundicao Ltd. |
Brazil |
CID003427 |
Non
Conformant |
Yes |
Yes |
| Gold |
Augmont
Enterprises Private Limited |
India |
CID003461 |
Non
Conformant |
No |
No |
| Gold |
Kundan
Care Products Ltd. |
India |
CID003463 |
Outreach
Required |
Yes |
No |
| Tungsten |
Cronimet
Brasil Ltda |
Brazil |
CID003468 |
Conformant |
No |
No |
| Gold |
Emerald
Jewel Industry India Limited (Unit 1) |
India |
CID003487 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Emerald
Jewel Industry India Limited (Unit 2) |
India |
CID003488 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Emerald
Jewel Industry India Limited (Unit 3) |
India |
CID003489 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Emerald
Jewel Industry India Limited (Unit 4) |
India |
CID003490 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
K.A.
Rasmussen |
Norway |
CID003497 |
Outreach
Required |
Yes |
No |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Gold |
Alexy
Metals |
United
States Of America |
CID003500 |
Non
Conformant |
No |
No |
| Gold |
MD
Overseas |
India |
CID003548 |
Outreach
Required |
No |
No |
| Tungsten |
Artek
LLC |
Russian
Federation |
CID003553 |
RMI
Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Metallix
Refining Inc. |
United
States Of America |
CID003557 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Metal
Concentrators SA (Pty) Ltd. |
South
Africa |
CID003575 |
Conformant |
No |
No |
| Tantalum |
RFH
Yancheng Jinye New Material Technology Co., Ltd. |
China |
CID003583 |
Conformant |
Unknown |
Unknown |
| Tungsten |
Fujian
Xinlu Tungsten Co., Ltd. |
China |
CID003609 |
Conformant |
Unknown |
Unknown |
| Tungsten |
OOO
“Technolom” 2 |
Russian
Federation |
CID003612 |
RMI
Due Diligence Review - Unable to Proceed |
Unknown |
Unknown |
| Tungsten |
OOO
“Technolom” 1 |
Russian
Federation |
CID003614 |
RMI
Due Diligence Review - Unable to Proceed |
Unknown |
Unknown |
| Gold |
WEEEREFINING |
France |
CID003615 |
Conformant |
Unknown |
Unknown |
| Gold |
Gold
by Gold Colombia |
Colombia |
CID003641 |
Conformant |
Unknown |
Unknown |
| Tungsten |
LLC
Vostok |
Russian
Federation |
CID003643 |
RMI
Due Diligence Review - Unable to Proceed |
Unknown |
Unknown |
| Tungsten |
YUDU
ANSHENG TUNGSTEN CO., LTD. |
China |
CID003662 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Dongwu
Gold Group |
China |
CID003663 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Sam
Precious Metals |
United
Arab Emirates |
CID003666 |
In
Communication |
Unknown |
Unknown |
| Tantalum |
5D
Production OU |
Estonia |
CID003926 |
Outreach
Required |
Unknown |
Unknown |
| Tungsten |
HANNAE
FOR T Co., Ltd. |
Korea,
Republic Of |
CID003978 |
Outreach
Required |
Unknown |
Unknown |
| Tungsten |
Tungsten
Vietnam Joint Stock Company |
Viet
Nam |
CID003993 |
Conformant |
Unknown |
Unknown |
| Gold |
Coimpa
Industrial LTDA |
Brazil |
CID004010 |
Conformant |
Unknown |
Unknown |
| Tungsten |
Nam
Viet Cromit Joint Stock Company |
Viet
Nam |
CID004034 |
Outreach
Required |
Unknown |
Unknown |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tantalum |
PowerX
Ltd. |
Rwanda |
CID004054 |
Conformant |
Unknown |
Unknown |
| Tungsten |
MALAMET
SMELTING SDN. BHD. |
Malaysia |
CID004056 |
Outreach
Required |
Unknown |
Unknown |
| Tungsten |
DONGKUK
INDUSTRIES CO., LTD. |
Korea,
Republic Of |
CID004060 |
Outreach
Required |
Unknown |
Unknown |
| Tungsten |
Lianyou
Resources Co., Ltd. |
Taiwan,
Province Of China |
CID004397 |
Conformant |
Unknown |
Unknown |
| Tin |
Takehara
PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. |
Japan |
CID004403 |
Conformant |
No |
No |
| Tungsten |
Shinwon
Tungsten (Fujian Shanghang) Co., Ltd. |
China |
CID004430 |
Conformant |
Unknown |
Unknown |
| Tin |
Malaysia
Smelting Corporation Berhad (Port Klang) |
Malaysia |
CID004434 |
Conformant |
Unknown |
Unknown |
| Gold |
SHENZHEN
JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. |
China |
CID004435 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
GG
Refinery Ltd. |
Tanzania,
United Republic Of |
CID004506 |
Conformant |
Unknown |
Unknown |
| Tungsten |
Kenee
Mining Corporation Vietnam |
Viet
Nam |
CID004619 |
Conformant |
Unknown |
Unknown |
| Gold |
Attero
Recycling Pvt Ltd |
India |
CID004697 |
Outreach
Required |
Unknown |
Unknown |
| Gold |
Impala
Platinum - Platinum Metals Refinery (PMR) |
South
Africa |
CID004714 |
Conformant |
Unknown |
Unknown |
| Tin |
Woodcross
Smelting Company Limited |
Uganda |
CID004724 |
Conformant |
Unknown |
Unknown |
| Gold |
Elite
Industech Co., Ltd. |
Taiwan,
Province Of China |
CID004755 |
Conformant |
Unknown |
Unknown |
| Tantalum |
Jiangxi
Sanshi Nonferrous Metals Co., Ltd |
China |
CID004813 |
In
Communication |
Unknown |
Unknown |
| Gold |
Sudan
Gold Refinery |
Sudan |
CID002567 |
Outreach
Required |
Yes |
Yes |
| Gold |
Industrial
Refining Company |
Belgium |
CID002587 |
Non
Conformant |
No |
No |
| Gold |
African
Gold Refinery |
Uganda |
CID003185 |
RMI
Due Diligence Review - Unable to Proceed |
Yes |
Yes |
| Gold |
NOBLE
METAL SERVICES |
United
States Of America |
CID003690 |
Outreach
Required |
Unknown |
Unknown |
| Metal |
Smelter
Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from DRC? |
Source
from
CAHRAs? |
| Tungsten |
Philippine
Carreytech Metal Corp. |
Philippines |
CID004438 |
Active |
Unknown |
Unknown |
| Tin |
RIKAYAA
GREENTECH PRIVATE LIMITED |
India |
CID004692 |
Outreach
Required |
Unknown |
Unknown |
| Tin |
Global
Advanced Metals Greenbushes Pty Ltd. |
Australia |
CID004754 |
Conformant |
Unknown |
Unknown |
| Tin |
Longnan
Chuangyue Environmental Protection Technology Development Co., Ltd |
China |
CID004796 |
Outreach
Required |
Unknown |
Unknown |
| Tungsten |
Philippine
Bonway Manufacturing Industrial Corporation |
Philippines |
CID004797 |
Conformant |
Unknown |
Unknown |
| Tin |
PT
Mitra Graha Raya |
Indonesia |
CID004685 |
Outreach
Required |
Unknown |
Unknown |
Appendix
B
Country
of Origin Information
This
list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important
to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be
specifically linked to our products.
China
Brazil
Australia
Indonesia
Japan
Peru
Canada
Malaysia
Germany
Spain
Russian
Federation
India
United
Kingdom
Chile
Austria
Niger
Thailand
Nigeria
Portugal
Argentina
Belgium
Ireland
France
Myanmar
Switzerland
Colombia
Mongolia
Kazakhstan
Singapore
Mexico
Israel
Hungary
Guyana
Luxembourg
Ecuador
Ethiopia
Cambodia
Estonia
Egypt
Sierra
Leone
Namibia
Madagascar
Rwanda
Hong
Kong
Netherlands
|
Slovakia
Korea
Mozambique
South
Africa
Bolivia
(Plurinational State of)
Burundi
Panama
Suriname
Philippines
Taiwan
Andorra
Uzbekistan
Turkey
Djibouti
Guinea
Ghana
Tanzania
Democratic
Republic of Congo
Italy
Saudi
Arabia
Sweden
Belarus
United
Arab Emirates
Papua
New Guinea
Eritrea
Morocco
Poland
Zambia
Mali
New
Zealand
Sudan
Azerbaijan
Benin
Finland
Guatemala
Honduras
Liechtenstein
Nicaragua
Uganda
Angola
Armenia
Burkina
Faso
Congo
El
Salvador
Kyrgyzstan
|
Mauritania
Vietnam
Bulgaria
Central
African Republic
Dominican
Republic
Georgia
Liberia
Senegal
Tajikistan
Botswana
Cyprus
Fiji
Kenya
Lithuania
Oman
Serbia
South
Sudan
Uruguay
Bermuda
Dominica
Norway |
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