Statement of Changes in Beneficial Ownership (4)
October 01 2020 - 4:48PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ortiz Mauricio A |
2. Issuer Name and Ticker or Trading Symbol
COMERICA INC /NEW/
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CMA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP & Chief Accounting Officer |
(Last)
(First)
(Middle)
1717 MAIN STREET MC 6506 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2020 |
(Street)
DALLAS, TX 75201
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/30/2020 | | A | | 785 (1) | A | $0 | 5384 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | $32.97 | | | | | | | 1/26/2017 (3) | 1/26/2026 | Common Stock | 567.0 | | 567 | D | |
Employee Stock Option (right to buy) | $67.66 | | | | | | | 1/24/2018 (3) | 1/24/2027 | Common Stock | 650.0 | | 650 | D | |
Employee Stock Option (right to buy) | $95.25 | | | | | | | 1/23/2019 (3) | 1/23/2028 | Common Stock | 960.0 | | 960 | D | |
Employee Stock Option (right to buy) | $80.17 | | | | | | | 1/22/2020 (3) | 1/22/2029 | Common Stock | 1285.0 | | 1285 | D | |
Employee Stock Option (right to buy) | $63.15 | | | | | | | 1/28/2021 (3) | 1/28/2030 | Common Stock | 2540.0 | | 2540 | D | |
Explanation of Responses: |
(1) | Restricted stock units awarded under Issuer's Long-Term Incentive Plan |
(2) | Includes shares acquired through employee stock plans as of September 30, 2020. |
(3) | The options vest in four equal annual installments (based on the original grant amount) beginning on the date indicated in this column. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ortiz Mauricio A 1717 MAIN STREET MC 6506 DALLAS, TX 75201 |
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| SVP & Chief Accounting Officer |
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Signatures
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/s/ Jennifer S. Perry, on behalf of Mauricio A. Ortiz through Power of Attorney | | 10/1/2020 |
**Signature of Reporting Person | Date |
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