Statement of Changes in Beneficial Ownership (4)

Date : 02/05/2019 @ 9:30PM
Source : Edgar (US Regulatory)
Stock : Colony Credit Real Estate Inc (CLNC)
Quote : 12.81  -0.13 (-1.00%) @ 10:09PM
After Hours
Last Trade
Last $ 12.81 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Colony Capital, Inc.
2. Issuer Name and Ticker or Trading Symbol

Colony Credit Real Estate, Inc. [ CLNC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      __ X __ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

515 SOUTH FLOWER STREET, 44TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

2/1/2019
(Street)

LOS ANGELES, CA 90071
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   2/1/2019     J (1)    44399444   A $0   (1) 44399444   I   Colony Capital Operating Company, LLC   (2)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B-3 Common Stock     (1) 2/1/2019     J         44399444      (1)   (1) Class A Common Stock   44399444.0   $0   0   I   Colony Capital Operating Company, LLC  

Explanation of Responses:
(1)  In accordance with the terms of the Class B-3 Common Stock, following the close of trading on February 1, 2019, the 44,399,444 shares of Class B-3 Common Stock held directly by Colony Capital Operating Company, LLC automatically converted into the same number of shares of Class A Common Stock.
(2)  Colony Capital Operating Company, LLC is a direct subsidiary and the operating company of Colony Capital, Inc. Colony Capital, Inc. may be deemed to beneficially own the shares of Class A Common Stock directly owned by Colony Capital Operating Company, LLC.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Colony Capital, Inc.
515 SOUTH FLOWER STREET, 44TH FLOOR
LOS ANGELES, CA 90071

X

Colony Capital Operating Company, LLC
515 SOUTH FLOWER ST., 44TH FLOOR
LOS ANGELES, CA 90071

X


Signatures
Colony Capital, Inc., By: /s/ Mark M. Hedstrom, Executive Vice President, Chief Financial Officer & Chief Operating Officer 2/5/2019
** Signature of Reporting Person Date

Colony Capital Operating Company, LLC, By: /s/ Mark M. Hedstrom, Vice President 2/5/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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