Initial Statement of Beneficial Ownership (3)
April 26 2021 - 10:21AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Douglas Monica Howard |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/21/2021
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3. Issuer Name and Ticker or Trading Symbol
COCA COLA CO [KO]
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(Last)
(First)
(Middle)
C/O THE COCA-COLA COMPANY, ONE COCA-COLA PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP & General Counsel / |
(Street)
ATLANTA, GA 30313
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.25 Par Value | 7748 (1) | D (2) | |
Common Stock, $.25 Par Value | 4871 | I | By 401(k) Plan (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | (4) | 2/15/2022 | Common Stock, $.25 Par Value | 15986 | $34.3525 | D | |
Employee Stock Option (Right to Buy) | (5) | 2/20/2023 | Common Stock, $.25 Par Value | 17139 | $37.61 | D | |
Employee Stock Option (Right to Buy) | (6) | 2/19/2024 | Common Stock, $.25 Par Value | 21074 | $37.205 | D | |
Employee Stock Option (Right to Buy) | (7) | 2/18/2025 | Common Stock, $.25 Par Value | 8874 | $41.885 | D | |
Employee Stock Option (Right to Buy) | (8) | 2/17/2026 | Common Stock, $.25 Par Value | 5435 | $43.515 | D | |
Employee Stock Option (Right to Buy) | (9) | 2/15/2027 | Common Stock, $.25 Par Value | 8113 | $40.89 | D | |
Employee Stock Option (Right to Buy) | (10) | 2/15/2028 | Common Stock, $.25 Par Value | 5450 | $44.475 | D | |
Employee Stock Option (Right to Buy) | (11) | 2/21/2029 | Common Stock, $.25 Par Value | 7555 | $45.435 | D | |
Employee Stock Option (Right to Buy) | (12) | 2/20/2030 | Common Stock, $.25 Par Value | 6710 | $59.485 | D | |
Employee Stock Option (Right to Buy) | (13) | 2/18/2031 | Common Stock, $.25 Par Value | 16338 | $50.4383 | D | |
Hypothetical Shares | (14) | (14) | Common Stock, $.25 Par Value | 876 | (15) | I | By Supplemental 401(k) Plan (16) |
Explanation of Responses: |
(1) | Includes 6,120 restricted stock units issued under The Coca-Cola Company 2014 Equity Plan. |
(2) | Exhibit Index - Exhibit No. 24 - Power of Attorney |
(3) | Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of April 21, 2021. |
(4) | Options (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(5) | Options (with tax withholding right) granted on February 21, 2013 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(6) | Options (with tax withholding right) granted on February 20, 2014 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(7) | Options (with tax withholding right) granted on February 19, 2015 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(8) | Options (with tax withholding right) granted on February 18, 2016 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(9) | Options(with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(10) | Options (with tax withholding right) granted on February 15, 2018 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(11) | Options (with tax withholding right) granted on February 21, 2019 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(12) | Options (with tax withholding right) granted on February 20, 2020 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(13) | Options (with tax withholding right) granted on February 18, 2021 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(14) | There is no data applicable with respect to the hypothetical shares. |
(15) | Each hypothetical share is equal to one share of common stock of The Coca-Cola Company. |
(16) | As of April 21, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Douglas Monica Howard C/O THE COCA-COLA COMPANY ONE COCA-COLA PLAZA ATLANTA, GA 30313 |
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| SVP & General Counsel |
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Signatures
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/s/ Jennifer D. Manning, attorney-in-fact for Monica Howard Douglas | | 4/25/2021 |
**Signature of Reporting Person | Date |
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