FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Appel David
2. Issuer Name and Ticker or Trading Symbol

CARRIER GLOBAL Corp [ CARR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President, Refrigeration
(Last)          (First)          (Middle)

13995 PASTEUR BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/4/2021
(Street)

PALM BEACH GARDENS, FL 33418
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/4/2021  M  38867.0000 (1)A$18.8100 79938.0000 D  
Common Stock 8/4/2021  M  10725.0000 (1)A$14.0500 90663.0000 D  
Common Stock 8/4/2021  D  2620.0000 D$57.5000 88043.0000 D  
Common Stock 8/4/2021  S  8105.0000 D$57.3779 (2)79938.0000 D  
Common Stock 8/4/2021  D  12713.0000 D$57.5000 67225.0000 D  
Common Stock 8/4/2021  S  26154.0000 D$57.3779 (2)41071.0000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Right $14.0500 8/4/2021  M     10725.0000  1/2/2016 1/1/2023 Common Stock 10725.0000 $0.0000 0.0000 D  
Stock Appreciation Right $18.8100 8/4/2021  M     38867.0000  1/2/2017 1/1/2024 Common Stock 38867.0000 $0.0000 0.0000 D  

Explanation of Responses:
(1) The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
(2) The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.275 to $57.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Appel David
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS, FL 33418


President, Refrigeration

Signatures
/s/ William Langston as Attorney-in-Fact8/5/2021
**Signature of Reporting PersonDate

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