Current Report Filing (8-k)
May 27 2021 - 5:31PM
Edgar (US Regulatory)
0001035201
false
--12-31
0001035201
2021-05-26
2021-05-26
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13
or 15(d) of
The Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
May 26, 2021
CALIFORNIA WATER SERVICE GROUP
(Exact name of Registrant as Specified in
its Charter)
Delaware
(State or other jurisdiction
of incorporation)
|
|
1-13883
(Commission file number)
|
|
77-0448994
(I.R.S. Employer
Identification Number)
|
1720 North First Street
San Jose, California
(Address of principal executive offices)
|
|
95112
(Zip Code)
|
(408) 367-8200
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common Shares, par value $0.01
|
|
CWT
|
|
New York Stock Exchange
|
Indicate by check mark whether the registrant is an emerging
growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.03. Amendments
to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On May 26,
2021, in connection with the election of Dr. Yvonne A. Maldonado to the Board of Directors (the “Board”) of California
Water Service Group (the “Company”) at its 2021 Annual Meeting of Stockholders (the “Annual Meeting”),
the Board amended Section 2.2 of the Company’s Amended and Restated Bylaws (the “Bylaws”) to change the specified
Board size from a range of 7-11 directors to a range of 7-14 directors, the exact number to be fixed by a resolution of stockholders or
the Board.
The foregoing is a general description
only and is qualified in its entirety by reference to the actual language of the Bylaws, a copy of which is attached hereto as Exhibit
3.1, and incorporated herein by reference.
Item 5.07. Submission
of Matters to a Vote of Security Holders
The
“Company held the Annual Meeting on May 26, 2021. Stockholders acted on the following items of business at the Annual Meeting:
|
1.
|
The following nominees for Director were elected to serve until
the 2022 Annual Meeting of Stockholders based upon the following votes:
|
Nominee
|
|
Votes For
|
|
|
Votes Against
|
|
|
Abstentions
|
|
|
Broker Non-Votes
|
|
Gregory E. Aliff
|
|
39,203,811
|
|
|
474,815
|
|
|
139,708
|
|
|
4,868,757
|
|
Terry P. Bayer
|
|
38,098,848
|
|
|
1,585,245
|
|
|
134,241
|
|
|
4,868,757
|
|
Shelly M. Esque
|
|
39,502,575
|
|
|
193,393
|
|
|
122,366
|
|
|
4,868,757
|
|
Martin A. Kropelnicki
|
|
39,443,643
|
|
|
249,647
|
|
|
125,044
|
|
|
4,868,757
|
|
Thomas M. Krummel, M.D.
|
|
37,918,978
|
|
|
1,762,982
|
|
|
136,374
|
|
|
4,868,757
|
|
Richard P. Magnuson
|
|
38,252,782
|
|
|
1,425,591
|
|
|
139,961
|
|
|
4,868,757
|
|
Yvonne A. Maldonado, M.D.
|
|
39,537,108
|
|
|
161,562
|
|
|
119,664
|
|
|
4,868,757
|
|
Scott L. Morris
|
|
38,051,651
|
|
|
1,630,603
|
|
|
136,080
|
|
|
4,868,757
|
|
Peter C. Nelson
|
|
38,473,182
|
|
|
1,217,399
|
|
|
127,753
|
|
|
4,868,757
|
|
Carol M. Pottenger
|
|
39,479,961
|
|
|
219,418
|
|
|
118,955
|
|
|
4,868,757
|
|
Lester A. Snow
|
|
38,004,853
|
|
|
1,673,478
|
|
|
140,003
|
|
|
4,868,757
|
|
Patricia K. Wagner
|
|
39,506,014
|
|
|
185,986
|
|
|
126,334
|
|
|
4,868,757
|
|
|
2.
|
The proposal for an advisory vote on the compensation paid to
the Company’s named executive officers was approved as follows:
|
Votes For
|
|
Votes Against
|
|
Abstentions
|
|
Broker Non-Votes
|
36,953,393
|
|
2,619,749
|
|
245,192
|
|
4,868,757
|
|
3.
|
The appointment of Deloitte & Touche LLP as the independent
registered public accounting firm of the Company for 2021 was ratified as follows:
|
Votes For
|
|
Votes Against
|
|
Abstentions
|
44,086,264
|
|
448,954
|
|
151,873
|
Item 9.01.
Financial Statements and Exhibits.
We hereby include the following exhibits with
this report:
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
CALIFORNIA WATER SERVICE GROUP
|
|
|
|
|
Date: May 27, 2021
|
By:
|
/s/ Martin A. Kropelnicki
|
|
Name:
|
Martin A. Kropelnicki
|
|
Title:
|
President & Chief Executive Officer
|
California Water Service (NYSE:CWT)
Historical Stock Chart
From Mar 2024 to Apr 2024
California Water Service (NYSE:CWT)
Historical Stock Chart
From Apr 2023 to Apr 2024