false 0000014707 0000014707 2020-09-01 2020-09-01
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) September 1, 2020
 
CALERES, INC.
(Exact name of registrant as specified in its charter)
 
         
New York
 
1-2191
 
43-0197190
(State or other jurisdiction of incorporation or organization)
 
(Commission File Number)
 
(IRS Employer Identification Number)
         
 
     
8300 Maryland Avenue St. Louis, Missouri
 
63105
(Address of principal executive offices)
 
(Zip Code)
 
(314) 854-4000
(Registrant's telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock - par value of $0.01 per share
CAL
New York Stock Exchange
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

 
 

 
 
Item 2.02   Results of Operations and Financial Condition
 
On September 1, 2020, Caleres, Inc. (the "Company") issued a press release (the "Press Release") announcing, among other things, its results of operations for the quarter ended August 1, 2020.  A copy of the Press Release is being furnished as Exhibit 99.1 hereto, and the statements contained therein are incorporated by reference herein.
 
In accordance with General Instruction B.2. of Form 8-K, the information contained in Item 2.02 and the Exhibit attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
 
Item 9.01   Financial Statements and Exhibits
 
(d)
Exhibits
 
 
99.1
  104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 

 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
CALERES, INC.
   
(Registrant)
     
     
Date:  September 1, 2020
/s/ Thomas C. Burke
   
Thomas C. Burke
   
Vice President, General Counsel and Secretary
 
 

 
 
INDEX TO EXHIBITS
 
 
Exhibit Number
 
Description
99.1
 
 
 
Caleres (NYSE:CAL)
Historical Stock Chart
From Oct 2020 to Nov 2020 Click Here for more Caleres Charts.
Caleres (NYSE:CAL)
Historical Stock Chart
From Nov 2019 to Nov 2020 Click Here for more Caleres Charts.