Securities Registration: Employee Benefit Plan (s-8)
May 06 2022 - 4:29PM
Edgar (US Regulatory)
As
filed with the Securities and Exchange Commission on May 6, 2022
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT
OF 1933
Boston
Scientific Corporation |
(Exact name
of registrant as specified in its charter) |
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Delaware |
04-2695240 |
(State or other jurisdiction
of
incorporation or organization) |
(I.R.S. Employer Identification
No.) |
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300 Boston Scientific Way
Marlborough, Massachusetts |
01752 |
(Address of Principal Executive
Offices) |
(Zip Code) |
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BOSTON SCIENTIFIC CORPORATION EMPLOYEE
STOCK PURCHASE PLAN |
(Full title
of the plan) |
Vance R Brown
Senior Vice President, General Counsel and
Corporate Secretary
Boston Scientific Corporation
300 Boston Scientific Way
Marlborough, Massachusetts 01752
(508) 683-4000
(Name, address, telephone number,
including area code, of agent for service) |
Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging
growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting
company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated
filer x |
Accelerated
filer ¨ |
Non-accelerated
filer ¨ |
Smaller reporting
company ¨ |
Emerging growth
company ¨ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
EXPLANATORY NOTE
This Registration
Statement on Form S-8 (this “Registration Statement”) relates to the registration of 10,000,000 shares (the
“Shares”) of the common stock, par value $0.01 per share, of Boston Scientific Corporation (the
“Registrant”). The Shares are securities of the same class and relate to the same employee benefit plan, the Boston
Scientific Corporation 2006 Global Employee Stock Ownership Plan, which, as amended and restated, has since been renamed as the
Employee Stock Purchase Plan, as those registered pursuant to the Registrant’s registration statement on Form S-8
(File Number 333-196672), previously filed with the Securities and Exchange Commission (the “Commission”) on
June 11, 2014, on Form S-8
(File Number 333-174620), previously filed with the Commission on May 31, 2011 and on Form S-8
(File Number 333-174620), previously filed with the Commission on June 9, 2006 (File
Number 333-134932) (the “Prior Registration Statements”). In accordance with General Instruction E of Form S-8,
the contents of the Prior Registration Statements are incorporated herein by reference and the information required by Part II
is omitted, except as supplemented by the new information set forth below.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. |
Incorporation
of Documents by Reference. |
The following documents previously
filed by the Registrant with the Commission are incorporated herein by reference and shall be deemed to be a part hereof:
(1) The
Registrant’s Annual Report on Form 10-K for the year ended December 31, 2021, filed with the Commission on February 23,
2022;
(2)
The Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, filed with the Commission on May 5, 2022;
(3) The
Registrant’s Current Reports on Form 8-K filed with the Commission on the following dates in 2022: February 15,
March 8,
March 17,
and April 5
(provided that any portions of such reports that are deemed furnished and not filed pursuant to instructions to Form 8-K shall not
be incorporated by reference into this Registration Statement); and
(4) The
description of the Registrant’s Common Stock under the heading “Description of Common Stock” contained in the Registration
Statement on Form S-3
(Registration No. 333-132626) as originally filed by the Registrant with the Commission on March 22, 2006, including any
reports filed that updated such description.
In addition, all documents
that the Registrant files pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act subsequent to the effective date of
this Registration Statement (except for any portions of the Registrant’s Current Reports on Form 8-K furnished pursuant to
Item 2.02 or Item 7.01 thereof and any corresponding exhibits thereto not filed with the Commission), but prior to the filing of a post-effective
amendment to this Registration Statement indicating that all securities offered hereby have been sold or which deregisters all securities
then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the
date of filing such documents.
For purposes of this Registration
Statement, any document or statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed
to be modified or superseded to the extent that a statement contained herein or in any other subsequently filed document which also is
or is deemed to be incorporated by reference herein modifies or supersedes such document or statement in such document. Any such statement
so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Item 8. Exhibits.
EXHIBIT
NUMBER |
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DESCRIPTION |
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4.1 |
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Third
Restated Certificate of Incorporation of Boston Scientific Corporation (incorporated herein by reference to Exhibit 3.2 to the
Registrant's Annual Report on Form 10-K, filed with the Commission on February 28, 2008). |
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4.2 |
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Amended
and Restated By-laws of Boston Scientific Corporation (incorporated herein by reference to Exhibit 3.1 to the Registrant's Current
Report on Form 8-K, filed with the Commission on May 15, 2019). |
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4.3
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Specimen Certificate for shares of the Company's
Common Stock (incorporated herein by reference to Exhibit 4.1, Form S-1 Registration No. 33-46980).
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4.4 |
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Boston
Scientific Corporation Employee Stock Purchase Plan, as amended and restated effective July 1, 2022 (incorporated herein by
reference to Annex B to the Registrant's Proxy Statement, filed with the Commission on March 23, 2022). |
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5.1 |
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Opinion
of Baker & McKenzie LLP. |
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23.1 |
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Consent
of Ernst & Young LLP, independent Registered Public Accounting Firm. |
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23.2 |
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Consent
of Baker & McKenzie LLP (contained in Exhibit 5.1). |
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24.1 |
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Power
of Attorney (included on signature page of this Registration Statement). |
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107 |
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Filing
Fee Table |
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of Marlborough, Commonwealth of Massachusetts, on May 6, 2022.
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BOSTON SCIENTIFIC CORPORATION |
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By: |
/s/
Vance R. Brown |
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Name: Vance R. Brown |
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Title: Senior Vice President, General Counsel
and Corporate Secretary |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE
PRESENTS, that each person whose signature appears below constitutes and appoints Michael F. Mahoney, Daniel J. Brennan, Vance R. Brown,
and Susan J. Thompson, each acting alone, his and her true and lawful attorney-in-fact, with full power of substitution and resubstitution
for him and her and in his or her name, place and stead, in any and all capacities to sign any and all amendments including post-effective
amendments to this Registration Statement on Form S-8 (including, without limitation, any additional registration statement filed
pursuant to Rule 462 under the Securities Act of 1933), and to file the same, with all exhibits thereto, and other documents in
connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorney-in-fact or
his or her substitute, each acting alone, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements
of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and
on the dates indicated.
Name |
Position |
Date |
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Executive Vice President
and Chief |
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/s/
Daniel J. Brennan |
Financial Officer |
May 6, 2022 |
Daniel J. Brennan |
(Principal Financial Officer) |
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Director, Chairman of the
Board, |
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/s/
Michael F. Mahoney |
President and Chief Executive
Officer |
May 6, 2022 |
Michael F. Mahoney |
(Principal Executive Officer) |
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Vice President, Global Controller
and |
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/s/
Jonathan R. Monson |
Chief Accounting Officer
(Principal |
May 6, 2022 |
Jonathan R. Monson |
Accounting Officer) |
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/s/
Nelda J. Connors |
Director |
May 6, 2022 |
Nelda J. Connors |
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/s/
Charles J. Dockendorff |
Director |
May 6, 2022 |
Charles J. Dockendorff |
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/s/
Yoshiaki Fujimori |
Director |
May 6, 2022 |
Yoshiaki Fujimori |
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/s/
Donna A. James |
Director |
May 6, 2022 |
Donna A. James |
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/s/
Edward J. Ludwig |
Director |
May 6, 2022 |
Edward J. Ludwig |
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/s/
David J. Roux |
Director |
May 6, 2022 |
David J. Roux |
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/s/
John E. Sununu |
Director |
May 6, 2022 |
John E. Sununu |
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/s/
David S. Wichmann |
Director |
May 6, 2022 |
David S. Wichmann |
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/s/
Ellen M. Zane |
Director |
May 6, 2022 |
Ellen M. Zane |
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