Statement of Changes in Beneficial Ownership (4)
November 04 2020 - 04:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
| 1. Name
and Address of Reporting Person * Fisher Cynthia
A |
2. Issuer Name and Ticker or Trading
Symbol BOSTON BEER CO INC [ SAM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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|
(Last)
(First)
(Middle)
186 PARK STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/2/2020
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|
(Street)
NEWTON, MA 02458
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Class A Common |
11/2/2020 |
|
M |
|
1128.00 |
A |
$104.675 |
1528.00 |
D |
|
|
Class A Common |
11/2/2020 |
|
S |
|
320.00 |
D |
$1046.08 (1) |
1208.00 |
D |
|
|
Class A Common |
11/2/2020 |
|
S |
|
663.00 |
D |
$1047.16 |
545.00 |
D |
|
|
Class A Common |
11/2/2020 |
|
S |
|
145.00 |
D |
$1048.45 (2) |
400.00 |
D |
|
|
Class A Common |
11/3/2020 |
|
M |
|
550.00 |
A |
$151.49 |
950.00 |
D |
|
|
Class A Common |
11/3/2020 |
|
S |
|
548.00 |
D |
$1011.34 (3) |
402.00 |
D |
|
|
Class A Common |
11/3/2020 |
|
S |
|
2.00 |
D |
$1012.30 |
400.00 |
D |
|
|
Class A Common |
11/3/2020 |
|
S |
|
1458.00 |
D |
$1005.00 |
22529.00 |
I |
By LLC managed by Reporting
Person (4) |
|
Class A Common |
11/3/2020 |
|
S |
|
259.00 |
D |
$1007.31 (5) |
22270.00 |
I |
By LLC managed by Reporting
Person (4) |
|
Class A Common |
11/3/2020 |
|
S |
|
8.00 |
D |
$1008.62 |
22262.00 |
I |
By LLC managed by Reporting
Person (4) |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
879.00 |
D |
$1000.36 (7) |
53248.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
221.00 |
D |
$1001.25 (8) |
53027.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
200.00 |
D |
$1002.65 (9) |
52827.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
100.00 |
D |
$1003.26 |
52727.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
100.00 |
D |
$1008.82 |
52627.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
566.00 |
D |
$1021.12 (10) |
52061.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
278.00 |
D |
$1022.09 (11) |
51783.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
156.00 |
D |
$1023.73 (12) |
51627.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
200.00 |
D |
$1028.33 (13) |
51427.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
100.00 |
D |
$1030.08 |
51327.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
11/3/2020 |
|
S(6) |
|
200.00 |
D |
$1041.00 |
51127.00 |
I |
By Foundation managed by Reporting
Person |
|
Class A Common |
|
|
|
|
|
|
|
44248.00 |
I |
By LLC managed by Reporting
Person (14) |
|
Class A Common |
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|
|
|
|
|
|
23487.00 |
I |
By spouse as custodian for children under
UGTMA |
|
Class A Common |
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|
|
|
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|
3656.00 |
I |
Custodian for children under
UGTMA |
|
Class A Common |
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|
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|
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|
2532.00 |
I |
As trustee in trust for
children |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Stock option (Right to Buy) |
$104.675 |
11/2/2020 |
|
M |
|
|
1128.00 |
5/23/2012 |
5/22/2022 |
Class A Common |
1128.00 |
$0.00 |
0.00 |
D |
|
|
Stock option (Right to Buy) |
$151.49 |
11/3/2020 |
|
M |
|
|
550.00 |
5/29/2013 |
5/28/2023 |
Class A Common |
550.00 |
$0.00 |
1094.00 |
D |
|
| Explanation of
Responses: |
| (1) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 320 shares is from $1,046.08
to $1046.09. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (2) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 145 shares is from $1,048.39
to $1,048.62. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (3) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 548 shares is from $1,011.13
to $1,012.09. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (4) |
The shares are held by West
Summit Grand LLC, a limited liability company managed by the
Reporting Person. The Reporting Person expressly disclaims
beneficial ownership of the securities except to the extent of her
pecuniary interest therein. |
| (5) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 259 shares is from $1,007.11
to $$1,007.24. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (6) |
The transactions reported in
this Form 4 were effected pursuant to a Rule 10b5-1 trading plan
adopted by the Foundation on August 6, 2020. The shares are held by
a Foundation managed by the Reporting Person's Spouse. The
Reporting Person serves on the Board of Directors of the
Foundation, but expressly disclaims beneficial ownership of the
shares. |
| (7) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 879 shares is from $1000.00
to $1000.89. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (8) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 221 shares is from $1001.07
to $1001.57. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (9) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 200 shares is from $1002.25
to $1003.05. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (10) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 566 shares is from $1020.63
to $1021.40. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (11) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 278 shares is from $1021.89
to $1022.82. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (12) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 156 shares is from $1023.73
to $1023.75. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (13) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 200 shares is from $1028.29
to $1028.36. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
| (14) |
The shares are held by an
LLC managed by the Reporting Person and owned by Descendant's
Trusts established for the benefit of the Reporting Person's
children and the Reporting Person's spouse's children. The
Reporting Person is the Trustee or Co-Trustee for each
Trust. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Fisher Cynthia A
186 PARK STREET
NEWTON, MA 02458 |
X |
|
|
|
Signatures
|
|
Michael G. Andrews under POA for the benefit of
Cynthia A. Fisher |
|
11/4/2020 |
| **Signature of
Reporting Person |
Date |
