Statement of Changes in Beneficial Ownership (4)
June 01 2023 - 06:01PM
Edgar (US Regulatory)
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FORM 4
☐ Check this
box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Baratta Joseph |
2. Issuer Name and Ticker or Trading
Symbol Blackstone Inc. [ BX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O BLACKSTONE INC., 345 PARK AVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/31/2023
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(Street)
NEW YORK, NY 10154 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate
that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense
conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Blackstone Holdings partnership
units |
(1) |
5/31/2023 |
|
G (2) |
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|
58000 |
(1) |
(1) |
Common Stock |
58000 |
$0.00 |
4433950 |
I |
See footnote (3) |
|
Blackstone Holdings partnership
units |
(1) |
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|
|
|
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|
(1) |
(1) |
Common Stock |
2223058 |
|
2223058 |
D |
|
|
Blackstone Holdings partnership
units |
(1) |
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|
|
|
|
|
(1) |
(1) |
Common Stock |
142237 |
|
142237 |
I |
See footnote (4) |
| Explanation of
Responses: |
| (1) |
A "Blackstone Holdings
partnership" unit collectively refers to one limited partner
interest in each of Blackstone Holdings I L.P., Blackstone Holdings
II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P.
and Blackstone Holdings AI L.P. Subject to the minimum retained
ownership requirements and transfer restrictions set forth in the
partnership agreements of the Blackstone partnerships, the holder
has the right, exercisable from time to time, to exchange each
Blackstone Holdings partnership unit for one share of Common Stock
of Blackstone Inc. The Blackstone Holdings partnership units have
no expiration date and may not be exchanged other than pursuant to
transactions or programs approved by Blackstone. |
| (2) |
The Reporting Person donated
58,000 Blackstone Holdings partnership units to a charitable
foundation. |
| (3) |
These securities are held by
a limited liability company, of which the Reporting Person is the
manager. |
| (4) |
These securities are held by
a trust for the benefit of the Reporting Person's family, of which
the Reporting Person is a trustee. |
Remarks:
The Reporting Person disclaims beneficial ownership of the
securities reported on this form except to the extent of his
pecuniary interest. |
Reporting
Owners
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|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Baratta Joseph
C/O BLACKSTONE INC.
345 PARK AVE
NEW YORK, NY 10154 |
X |
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Signatures
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Tabea Hsi as Attorney-In-Fact |
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6/1/2023 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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