Statement of Ownership (sc 13g)
August 18 2022 - 04:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
AVAYA HOLDINGS CORP.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
05351X101
(CUSIP Number)
August 8, 2022
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
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The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures
provided in a prior cover page.
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The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject
to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
CUSIP No. 05351X101
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1 |
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NAME OF REPORTING PERSON
Theodore Walker Cheng-De King
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see
instructions)
(a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION
Malta
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5 |
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SOLE VOTING POWER
11,432,250
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6 |
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SHARED VOTING POWER
0
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7 |
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SOLE DISPOSITIVE POWER
11,432,250
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8 |
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SHARED DISPOSITIVE POWER
0
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11,432,250
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (see instructions)
☐
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.32%(1)
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12 |
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TYPE OF REPORTING PERSON (see instructions)
IN
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Calculated based on 85,836,560 shares of common stock,
par value $0.01 per share, of Avaya Holdings Corp. (the
“Issuer”) outstanding as of April 30, 2022, as reported on
the Issuer’s Form 10-Q filed by the Issuer with the U.S. Securities
and Exchange Commission on May 10, 2022.
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Item 1(a). Name of Issuer: Avaya Holdings
Corp.
Item 1(b). Address of Issuer’s Principal Executive
Offices: The Issuer’s principal executive offices are located
at 2605 Meridian Parkway, Suite 200, Durham, North Carolina
27713.
Item 2(a). Name of Person Filing: This Schedule
13G is being filed by Theodore Walker Cheng De-King (the “Reporting
Person”).
Item 2(b). Address of Principal Business Office or,
if None, Residence: The address of the residence of the
Reporting Person is Unit 1502, 15th Floor, 99 Hennessy
Road, Wanchai, Hong Kong.
Item 2(c). Citizenship: The Reporting Person is
a citizen of Malta.
Item 2(d). Title of Class of
Securities: Common stock, par value $0.01 per share.
Item 2(e). CUSIP No.: 05351X101
Item 3. If this statement is filed pursuant to §§
240.13d-1(b) or
240.13d-2(b) or (c), check
whether the person filing is a:
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Broker or dealer registered under Section 15
of the Act (15 U.S.C. 78o); |
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Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C. 78c); |
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| (c) |
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Insurance company as defined in
Section 3(a)(19) of the Act (15 U.S.C. 78c); |
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| (d) |
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Investment company registered under Section 8
of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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| (e) |
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An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E); |
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| (f) |
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An employee benefit plan or endowment fund in
accordance with § 240.13d-1(b)(1)(ii)(F); |
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| (g) |
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A parent holding company or control person in
accordance with § 240.13d-1(b)(1)(ii)(G); |
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| (h) |
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A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
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| (i) |
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A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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| (j) |
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A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
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| (k) |
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S. institution in
accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution: _________________. |
Not Applicable.
Item 4. Ownership.
The information set forth in rows 5 through 11 of the cover page to
this Schedule 13G is incorporated by reference herein for the
Reporting Person.
Item 5. Ownership of Five Percent or Less of a
Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check
the following ☐.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
Not Applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members
of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certifications.
The Reporting Person hereby makes the following certification:
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §
240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
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| Dated: August 18, 2022 |
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/s/ Theodore Walker Cheng-De King
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Theodore Walker Cheng-De King |
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