Initial Statement of Beneficial Ownership (3)
December 10 2021 - 4:52PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Murphy John Scott |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/3/2021
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3. Issuer Name and Ticker or Trading Symbol
AUTOZONE INC [AZO]
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(Last)
(First)
(Middle)
123 FRONT STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Vice President, Controller / |
(Street)
MEMPHIS, TN 38103
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1164.5341 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) (1) | (2) | 10/2/2023 | Common Stock | 2250.0000 | $425.1100 | D | |
Non-Qualified Stock Option (right to buy) (1) | (3) | 9/24/2024 | Common Stock | 2070.0000 | $507.7900 | D | |
Non-Qualified Stock Option (right to buy) (1) | (4) | 9/26/2027 | Common Stock | 1660.0000 | $587.1300 | D | |
Non-Qualified Stock Option (right to buy) (1) | (5) | 10/7/2025 | Common Stock | 1580.0000 | $744.6200 | D | |
Non-Qualified Stock Option (right to buy) (1) | (6) | 9/23/2026 | Common Stock | 1200.0000 | $744.8500 | D | |
Non-Qualified Stock Option (right to buy) (1) | (7) | 9/25/2028 | Common Stock | 1200.0000 | $772.8000 | D | |
Non-Qualified Stock Option (right to buy) (1) | (8) | 10/7/2029 | Common Stock | 1065.0000 | $1060.8100 | D | |
Non-Qualified Stock Option (right to buy) (1) | (9) | 10/7/2030 | Common Stock | 945.0000 | $1139.9900 | D | |
Non-Qualified Stock Option (right to buy) | 10/15/2022 (10) | 10/6/2031 | Common Stock | 800.0000 | $1651.2200 | D | |
Explanation of Responses: |
(1) | Options granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. |
(2) | Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively. |
(3) | Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017, and 2018 respectively. |
(4) | Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020, and 2021 respectively. |
(5) | Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018, and 2019, respectively. |
(6) | Options exercisable in one-fourth increments on September 23, 2017, 2018, 2019 and 2020, respectively. |
(7) | Options exercisable in one-fourth increments on September 25, 2019, 2020, 2021 and 2022, respectively. |
(8) | Options exercisable in one-fourth increments on October 7, 2020, 2021,2022, and 2023 respectively |
(9) | Options exercisable in one-fourth increments on October 7, 2021, 2022, 2023, and 2024 respectively. |
(10) | Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan and exercisable in annual, one-fourth increments beginning on the date shown. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Murphy John Scott 123 FRONT STREET MEMPHIS, TN 38103 |
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| Vice President, Controller |
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Signatures
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/s/ J. Scott Murphy | | 12/10/2021 |
**Signature of Reporting Person | Date |
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