Current Report Filing (8-k)
September 06 2022 - 09:21AM
Edgar (US Regulatory)
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
Date of report (Date of earliest event reported): September 6,
2022
ATHENE HOLDING LTD.
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(Exact name of registrant as specified in its charter) |
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Bermuda |
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001-37963 |
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98-0630022 |
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(State or other jurisdiction of |
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(Commission file number) |
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(I.R.S. Employer |
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incorporation or organization) |
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Identification Number) |
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Second Floor, Washington House
16 Church Street
Hamilton, HM 11, Bermuda
(441) 279-8400
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(Address, including zip code, and telephone number, including area
code, of registrant’s principal executive offices) |
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions: |
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the
Act: |
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Title
of each class |
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Trading Symbols |
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Name of each exchange on which registered |
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Depositary Shares, each representing a 1/1,000th
interest in a 6.35% Fixed-to-Floating Rate
Perpetual Non-Cumulative Preference Share, Series
A
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ATHPrA |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 5.625% Fixed Rate Perpetual Non-Cumulative
Preference Share, Series B
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ATHPrB |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 6.375% Fixed-Rate Reset
Perpetual Non-Cumulative Preference Share, Series
C
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ATHPrC |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 4.875% Fixed-Rate
Perpetual Non-Cumulative Preference Share, Series
D
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ATHPrD |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 8.01 Other Events.
On September 6, 2022, Athene Holding Ltd. (the “Company”) issued a
press release announcing the commencement of tender offers to
purchase for cash by Athene Global Funding (the “Issuer”) any and
all of the Issuer’s (i) 3.205% Senior Secured Medium Term Notes due
2027, which are secured by a funding agreement issued by Athene
Annuity and Life Company, and (ii) 2.450% Senior Secured Medium
Term Notes due 2027, which are secured by a funding agreement
issued by Athene Annuity & Life Assurance Company. A copy of
the press release is attached as Exhibit 99.1 and incorporated by
reference herein.
The information in this Item 8.01 is neither an offer to purchase
nor a solicitation of an offer to sell securities. No offer,
solicitation, purchase or sale will be made in any jurisdiction in
which such offer, solicitation, or sale would be
unlawful.
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Item 9.01. |
Financial Statements and Exhibits. |
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(d) |
Exhibits |
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99.1 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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ATHENE HOLDING LTD. |
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Date: |
September 6, 2022 |
/s/ John L. Golden |
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John L. Golden |
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Executive Vice President and General Counsel |
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