Statement of Changes in Beneficial Ownership (4)
December 12 2022 - 12:14PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * MUSA OSAMA M |
2. Issuer Name and Ticker or Trading
Symbol ASHLAND INC. [ ASH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Sr. Vice President |
(Last)
(First)
(Middle)
8145 BLAZER DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/17/2022
|
(Street)
WILMINGTON, DE 19808
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
11/17/2022 |
|
M |
|
1451 |
A |
$110.74 |
15981 |
D |
|
Common Stock |
11/17/2022 |
|
F(1) |
|
724 |
D |
$110.74 |
15257 |
D |
|
Common Stock |
11/18/2022 |
|
M |
|
1095 |
A |
$111.88 |
16352 |
D |
|
Common Stock |
11/18/2022 |
|
F(1) |
|
561 |
D |
$111.88 |
15791 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(2) |
11/17/2022 |
|
M |
|
|
1415 |
(3) |
(3) |
Common Stock |
1415 |
$0 |
1415.659 |
D |
|
Restricted Stock Units |
(2) |
11/17/2022 |
|
A |
|
2760 |
|
(4) |
(4) |
Common Stock |
2760 |
$110.74 |
2760 |
D |
|
Restricted Stock Units |
(2) |
11/18/2022 |
|
M |
|
|
1095 |
(5) |
(5) |
Common Stock |
1095 |
$0 |
2191.09 |
D |
|
Explanation of
Responses: |
(1) |
Payment of tax liability by
withholding securities incident to the vesting of Restricted Stock
Units, acquired pursuant to Ashland's incentive plan as approved by
the shareholders and exempt pursuant to Rule 16b-3. |
(2) |
Each Restricted Stock Unit
(RSU) represents a right to receive one (1) share of Ashland Common
Stock. |
(3) |
Grant of Restricted Stock
Units on November 17, 2020 pursuant to Ashland's incentive plan as
approved by the shareholders and exempt pursuant to Rule 16b-3. The
restricted stock units vest in three annual installments beginning
one year from the date of grant, provided that the Reporting Person
remains in continuous employment with the issuer. |
(4) |
Grant of Restricted Stock
Units, pursuant to Ashland's incentive plan as approved by the
shareholders and exempt pursuant to Rule 16b-3. The shares in this
grant vest in three annual equal installments beginning one year
from the date of grant, provided that the Reporting Person remains
in continuous employment with the issuer. |
(5) |
Grant of Restricted Stock
Units on November 18, 2021 pursuant to Ashland's incentive plan as
approved by the shareholders and exempt pursuant to Rule 16b-3. The
restricted stock units vest in three annual installments beginning
one year from the date of grant, provided that the Reporting Person
remains in continuous employment with the issuer. |
Remarks:
This Form 4 was originally filed on 11/21/22 using the incorrect
CIK number for the Issuer and is being refiled under the correct
CIK number. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
MUSA OSAMA M
8145 BLAZER DRIVE
WILMINGTON, DE 19808 |
|
|
Sr. Vice President |
|
Signatures
|
/s/ Babatunde Adwodira, Attorney in
Fact |
|
12/12/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Ashland (NYSE:ASH)
Historical Stock Chart
From Aug 2023 to Sep 2023
Ashland (NYSE:ASH)
Historical Stock Chart
From Sep 2022 to Sep 2023