Statement of Changes in Beneficial Ownership (4)
August 04 2020 - 7:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
KAUFMAN IVAN |
2. Issuer Name and Ticker or Trading Symbol
ARBOR REALTY TRUST INC
[
ABR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB, CEO and President |
(Last)
(First)
(Middle)
C/O ARBOR REALTY TRUST, INC., 333 EARLE OVINGTON BLVD., STE. 900 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2020 |
(Street)
UNIONDALE, NY 11553
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.01 per share | 8/3/2020 | | A | | 313152 | A | (1) | 1332095 | D | |
Common Stock, par value $0.01 per share | 8/2/2020 | | F(2) | | 175102 | D | $10.19 | 1156993 | D | |
Common Stock, par value $0.01 per share | | | | | | | | 3898554 (3) | I | By Arbor Commercial Mortgage, LLC |
Common Stock, par value $0.01 per share | | | | | | | | 3632 | I | By son, Maurice Kaufman |
Common Stock, par value $0.01 per share | | | | | | | | 1632 | I | By son, Adam Kaufman under Uniform Gift to Minors Act |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares of common stock par value $0.01 per share of Arbor Realty Trust, lnc. (the "Company") granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date. |
(2) | Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. |
(3) | Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KAUFMAN IVAN C/O ARBOR REALTY TRUST, INC. 333 EARLE OVINGTON BLVD., STE. 900 UNIONDALE, NY 11553 | X | X | COB, CEO and President |
|
Signatures
|
/s/ Ivan Kaufman | | 8/4/2020 |
**Signature of Reporting Person | Date |
Arbor Realty (NYSE:ABR)
Historical Stock Chart
From Mar 2024 to Apr 2024
Arbor Realty (NYSE:ABR)
Historical Stock Chart
From Apr 2023 to Apr 2024