SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE
13D
(Rule
13d-101)
INFORMATION TO
BE INCLUDED IN STATEMENTS FILED PURSUANT
TO 13d-1(a) AND
AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)
Amendment No.
2
American
Financial Group, Inc.
(Name of Issuer)
Common Stock, no par
value
(Title of Class of
Securities)
025932 10 4
(CUSIP Number)
Karl J. Grafe, Esq.
301 East Fourth Street
Cincinnati, Ohio 45202
(513)
579-2540
(Name, Address and Telephone
Number of Person
Authorized to Receive Notices and
Communications)
April 25, 2022
(Date of Event Which Requires
Filing of this Statement)
If the filing person has previously
filed a statement on Schedule 13G to report the acquisition which
is the subject of this Schedule 13D, and is filing this schedule
because of Rule 13d-1(b)(3) or (4), check the following box ☐
1
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NAMES OF
REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF
ABOVE PERSONS (ENTITIES ONLY)
Edyth B. Lindner
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2
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CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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(b)
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3
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SEC USE
ONLY
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4
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SOURCE OF FUNDS
(SEE INSTRUCTIONS)
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5
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CHECK BOX IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D)
OR 2(E)
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☐
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6
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CITIZENSHIP OR
PLACE OF ORGANIZATION
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING
POWER
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8
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SHARED VOTING
POWER
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9
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SOLE DISPOSITIVE
POWER
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10
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SHARED
DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
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12
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CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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13
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11)
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14
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TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
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This Amendment No. 2 (this
“Amendment”) amends and supplements the Schedule 13D filed on
October 10, 2012, as amended by Amendment No. 1 filed on June 11,
2013 (as so amended, the “Original Schedule 13D”), relating to the
Common Stock, no par value per share (“Common Stock”) issued by
American Financial Group, Inc. (“AFG” or the “Company”).
Capitalized terms used and not defined in this Amendment have the
meanings set forth in the Original Schedule 13D.
After giving effect to the
transactions set forth below under Item 5(d), the Reporting
Person’s interest in the Common Stock is below 5%.
Item 5. |
Interest in Securities of the
Issuer.
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Items 5(a) and 5(b) of the Original
13D are amended and restated as follows:
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(a) |
See Items 11 and 13 on page of this Schedule 13D.
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(b) |
See Items 7, 9 and 11 on page 2 of this Schedule 13D.
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The shares reported in 5(a) and
5(b) include 2,092,662 shares held in the Reporting Person’s trust
over which she has voting and dispositive power, 461,194 shares
held in a charitable foundation over which the Reporting Person
shares voting and dispositive power and 719,751 shares held in a
trust over which the Reporting Person has dispositive power.
Item 5(c) of the Original 13D is
amended by adding the following:
Within the 60-day period preceding
the date of filing of this Amendment, the Reporting Person had
engaged in the following transactions.
Date
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Transaction
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Number of
Shares
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Price(3)
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2/11/2022
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Gift
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(1,150)
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n/a
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3/28/2022
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Distribution from Reporting
Person’s trust
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(1,497,659)
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n/a
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4/25/2022
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Distribution from Reporting
Person’s trust
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(1,087,544)
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n/a
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After reasonable inquiry and to the
best knowledge and belief of the undersigned, it is hereby
certified that the information set forth in this statement is true,
complete and correct.
Dated: May 12, 2022
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/s/ Karl J. Grafe
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Karl J. Grafe, as Attorney-in-Fact for
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Edyth B. Lindner
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