Statement of Changes in Beneficial Ownership (4)
August 24 2022 - 07:54PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Willis
Austin Chandler |
2. Issuer Name and Ticker or Trading
Symbol WILLIS LEASE FINANCE CORP [ WLFC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Executive Officer |
(Last)
(First)
(Middle)
4700 LYONS TECHNOLOGY PARKWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/23/2022
|
(Street)
COCONUT CREEK, FL 33073
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
8/23/2022 |
|
S |
|
2500 (1) |
D |
$39.79 (2) |
91198 |
D |
|
Common Stock |
8/24/2022 |
|
S |
|
2500 (1) |
D |
$39.52 (3) |
88698 |
D |
|
Common Stock |
|
|
|
|
|
|
|
5337 |
I |
Daughter (4) |
Common Stock |
|
|
|
|
|
|
|
7922 |
I |
Brother (5) |
Common Stock |
|
|
|
|
|
|
|
5337 |
I |
Son (6) |
Common Stock |
|
|
|
|
|
|
|
2654 |
I |
Austin C. Willis 2019 Irrevocable
Trust (7) |
Common Stock |
|
|
|
|
|
|
|
8692 |
I |
CFW V 2016 Trust (8) |
Common Stock |
|
|
|
|
|
|
|
246715 |
I |
2019 Willis Family Trust (9)(10) |
Common Stock |
|
|
|
|
|
|
|
405488 |
I |
CFW Partners (11) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Shares sold pursuant to a
10b5-1 transaction. |
(2) |
Represents the weighted
average sales price per share. The shares were sold at prices
ranging from $39.57 to $40.10. The reporting person has provided to
the issuer, and will provide to any security holder of the issuer
or the SEC staff, upon request, information regarding the number of
shares sold at each price within the range. |
(3) |
Represents the weighted
average sales price per share. The shares were sold at prices
ranging from $39.16 to $39.88. The reporting person has provided to
the issuer, and will provide to any security holder of the issuer
or the SEC staff, upon request, information regarding the number of
shares sold at each price within the range. |
(4) |
Wilder Grace Willis 2019
Trust, Austin Willis Trustee |
(5) |
Charles F. Willis V 2019
Trust, Austin Willis Trustee |
(6) |
Rooster A. Willis 2019
Trust, Austin Willis Trustee |
(7) |
Austin C. Willis 2019
Irrevocable Trust, Mary Willis Trustee |
(8) |
Charles F. Willis V 2016
Trust, Austin Willis Trustee |
(9) |
2019 Willis Family Trust,
Austin Willis Trustee |
(10) |
Includes 213,415 shares
having shared voting power of CFW Partners with Charles F. Willis
IV |
(11) |
Shared voting power of CFW
Partners with Charles F. Willis IV |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Willis Austin Chandler
4700 LYONS TECHNOLOGY PARKWAY
COCONUT CREEK, FL 33073 |
X |
|
Chief Executive Officer |
|
Signatures
|
/s/ Austin C. Willis |
|
8/24/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Willis Lease Finance (NASDAQ:WLFC)
Historical Stock Chart
From Feb 2023 to Mar 2023
Willis Lease Finance (NASDAQ:WLFC)
Historical Stock Chart
From Mar 2022 to Mar 2023