Current Report Filing (8-k)
August 17 2021 - 4:02PM
Edgar (US Regulatory)
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2021-08-16
2021-08-16
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2021-08-16
2021-08-16
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2021-08-16
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WALDU:RedeemableWarrantsEachWholeWarrantExercisableForOneClassOrdinaryShareAtExercisePriceOf11.50Member
2021-08-16
2021-08-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
August 16, 2021
Waldencast Acquisition Corp.
(Exact name of registrant as specified in its charter)
Cayman Islands
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001-40207
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98-1575727
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(State or other jurisdiction
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(Commission File Number)
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(I.R.S. Employer
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of incorporation)
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Identification No.)
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10 Bank Street, Suite 560
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White Plains, New York
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10606
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(Address of principal executive offices)
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(Zip Code)
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(917) 546-6828
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Securities Exchange
Act of 1934:
Title of each class
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Trading Symbol(s)
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Name of each exchange
on which registered
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Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
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WALDU
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The Nasdaq Stock Market LLC
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Class A ordinary shares, par value $0.0001 per share
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WALD
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The Nasdaq Stock Market LLC
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Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
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WALDW
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The Nasdaq Stock Market LLC
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Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☒
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 - Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.
On August 16, 2021, the Board of Directors of Waldencast Acquisition
Corp. (the “Company”) appointed Tassilo Festetics as the Chief Financial and Technology Officer of the Company, with such
appointment to be effective as of August 17, 2021. In this position, Mr. Festetics will serve as the principal financial officer of the
Company.
Mr. Festetics, age 43, was previously employed by Anheuser-Busch
Inbev (ABI), where he was a General Partner at the Growth Equity fund of ZX Ventures, the venture fund at ABI. Since joining ABI in 2007,
Mr. Festetics held various finance roles across multiple geographies to become in 2015 ABI’s Chief Financial Officer of Asia Pacific.
He later held a global role in New York City where he oversaw the company-wide agenda for Technology, Analytics and Shares Services Footprint.
Mr. Festetics is Austrian and holds a Master’s degree in genetic engineering from the University of Vienna. He is also a board member
of the Leila Janah Foundation and the beauty brand LXMI.
Mr. Festetics has no family relationships with any current
director, executive officer, or person nominated to become a director or executive officer, of the Company, and there are no transactions
or proposed transactions, to which the Company is a party, or intended to be a party, in which Mr. Festetics has, or will have, a material
interest subject to disclosure under Item 404(a) of Regulation S-K. In addition, effective as of August 17, 2021, the Company entered
into a customary indemnification agreement with Mr. Festetics.
The role of principal financial officer was previously held by
Michel Brousset, Chief Executive Officer, and the principal executive and accounting officer, of the Company.
SIGNATURE
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Waldencast Acquisition Corp.
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By:
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/s/ Michel Brousset
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Name:
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Michel Brousset
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Title:
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Chief Executive Officer
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Date: August 17, 2021
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