Amended Statement of Ownership (sc 13g/a)
February 04 2019 - 1:44PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 24)
VICOR
CORPORATION
(Name of Issuer)
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
925815 10 2
(CUSIP
Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
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CUSIP No. 925815 10 2
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13G/A
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Page
2
of 6 Pages
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1
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NAME OF
REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Patrizio Vinciarelli
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
20,885,253
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
20,885,253
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,885,253
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
52.9%
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12
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 925815 10 2
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13G/A
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Page
3
of 6 Pages
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ITEM 1(A).
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NAME OF ISSUER:
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Vicor Corporation
ITEM 1(B).
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ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES:
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25 Frontage Road, Andover, MA 01810
ITEM 2(A).
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NAME OF PERSON FILING:
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Patrizio Vinciarelli
ITEM 2(B).
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ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
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Vicor Corporation, 25 Frontage Road, Andover, MA 01810
United States
ITEM 2(D)
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TITLE OF CLASS OF SECURITIES:
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Common Stock, par value $.01 per share
925815 10 2
ITEM 3.
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IF THIS STATEMENT IS FILED PURSUANT TO RULE
13D-1(B),
OR
13D-2(B)
OR (C), CHECK WHETHER THE PERSON FILING IS A:
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Not applicable
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CUSIP No. 925815 10 2
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13G/A
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Page
4
of 6 Pages
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
(a) Amount beneficially owned: 20,885,253
As of December 31, 2018, Mr. Vinciarelli was the beneficial owner of 9,861,605 shares of Vicor Corporation Common Stock (there are no
shares which Mr. Vinciarelli has the right to acquire upon the exercise of options to purchase Common Stock within 60 days of December 31, 2018). Additionally, he owned 11,023,648 shares of Vicor Corporation Class B Common Stock,
which may be converted at any time into 11,023,648 shares of Common Stock.
(b) Percent of class:
52.9%
(c) Number of shares as
to which such person has:
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(i)
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Sole power to vote or to direct the vote: 20,885,253
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(ii)
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Shared power to vote or to direct the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of: 20,885,253
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
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Not applicable.
ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
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Not applicable.
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CUSIP No. 925815 10 2
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13G/A
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Page
5
of 6 Pages
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY.
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Not applicable.
ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
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Not applicable.
ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP.
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Not applicable.
Not applicable.
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CUSIP No. 925815 10 2
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13G/A
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Page
6
of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Dated: February 4, 2019
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/s/ Patrizio Vinciarelli
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Name:
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Patrizio Vinciarelli
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Title:
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Chairman of the Board,
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President and Chief
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Executive Officer
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