Report of Proposed Sale of Securities (144)
November 12 2021 - 08:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER
THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies
of this form concurrently with either placing an order with a
broker to execute sale or executing a sale directly with a market
maker. 3 (a) Title of the Class of Securities To Be Sold (b) Name
and Address of Each Broker Through Whom the Securities are to be
Offered or Each Market Maker who is Acquiring the Securities
Broker-Dealer File Number SEC USE ONLY (c) Number of Shares or
Other Units To Be Sold (See instr. 3(c)) (d) Aggregate Market Value
(See instr. 3(d)) (e) Number of Shares or Other Units Outstanding
(See instr. 3(e)) (f) Approximate Date of Sale (See instr. 3(f))
(MO. DAY YR.) (g) Name of Each Securities Exchange (See instr.
3(g)) INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer’s I.R.S.
Identification Number (c) Issuer’s S.E.C. file number, if any (d)
Issuer’s address, including zip code (e) Issuer’s telephone number,
including area code 2. (a) Name of person for whose account the
securities are to be sold (b) Such person’s relationship to the
issuer (e.g., officer, director, 10% stockholder, or member of
immediate family of any of the foregoing) (c) Such person’s
address, including zip code SEC 1147 (08-07) INSTRUCTION: The
person filing this notice should contact the issuer to obtain the
I.R.S. Identification Number and the S.E.C. File Number. AREA CODE
NUMBER 3. (a) Title of the class of securities to be sold (b) Name
and address of each broker through whom the securities are intended
to be sold (c) Number of shares or other units to be sold (if debt
securities, give the aggregate face amount) (d) Aggregate market
value of the securities to be sold as of a specified date within 10
days prior to the filing of this notice (e) Number of shares or
other units of the class outstanding, or if debt securities the
face amount thereof outstanding, as shown by the most recent report
or statement published by the issuer (f) Approximate date on which
the securities are to be sold (g) Name of each securities exchange,
if any, on which the securities are intended to be sold OMB
APPROVAL SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK
LOCATION OMB Number: 3235-0101 Expires: Estimated average burden
hours per response ........... 1.00 1 (a) NAME OF ISSUER (Please
type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. 1 (d) ADDRESS
OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. 2 (a) NAME
OF PERSON FOR WHOSE ACCOUNT THE SECURITIES (b) RELATIONSHIP TO (c)
ADDRESS STREET CITY STATE ZIP CODE ARE TO BE SOLD ISSUER Potential
persons who are to respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. February 28,
2014July 31, 23 Via Renewables, Inc. 465453215 001-36559 12140
Wickchester Ln., Suite 100, Houston, TX 77079 713 600-2600 Barbara
Clay 12140 Wickchester Ln., Suite 100, Houston, TX 77079 Officer
Class A Common Stock Morgan Stanley 600 Travis Street, Suite 3700,
37th Floor Houston, TX 77002 7000 $82,860.26 15,572,388 11/08/2021
NASDAQ
TABLE I ––
SECURITIES TO BE SOLD Furnish the following information with
respect to the acquisition of the securities to be sold and with
respect to the payment of all or any part of the purchase price or
other consideration therefor: Title of the Class Date you Acquired
Name of Person from Whom Acquired Nature of Acquisition Transaction
(If gift, also give date donor acquired) Amount of Securities
Acquired Date of Payment Nature of Payment Name and Address of
Seller Title of Securities Sold Date of Sale Amount of Securities
Sold Gross Proceeds TABLE II –– SECURITIES SOLD DURING THE PAST 3
MONTHS Furnish the following information as to all securities of
the issuer sold during the past 3 months by the person for whose
account the securities are to be sold. INSTRUCTIONS: If the
securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made
in installments describe the arrangement and state when the note or
other obligation was discharged in full or the last installment
paid. REMARKS: INSTRUCTIONS: s t See the definition of “person” in
paragraph (a) of Rule 144. Information is to be given not only a o
the person for whose account the securities are to be sold but also
as to all other persons includ in that definition. In addition,
information shall be given as to sales by all persons whose sales
are required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person fi this notice. ATTENTION: The
person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice
that he does not know any material adverse information in regard to
the current and prospective operations of the Issuer of the
securities to be sold which has not been publicly disclosed. If
such person has adopted a written trading plan or given trading
instructions to satisfy Rule 10b5-1 under the Exchange Act, by
signing the form and indicating the date that the plan was adopted
or the instruction given, that person makes such representation as
of the plan adoption or instruction date. (SIGNATURE) ATTENTION:
Intentional misstatements or omission of facts constitute Federal
Criminal Violations (See 18 U.S.C. 1001) DATE OF NOTICE DATE OF
PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1
The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy of the notice shall be
manually signed.Any copies not manually signed shall bear typed or
printed signatures. SEC 1147 (02-08) (S) Class A Common Stock
5/18/2021 Restricted Stock Award Via Renewables, Inc. 7,987
11/12/2021 Barbara Clay
Via Renewables (NASDAQ:VIA)
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