Current Report Filing (8-k)
November 04 2021 - 10:51AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 3,
2021
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Via Renewables, Inc. |
(Exact Name of Registrant as Specified in its Charter) |
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Delaware |
001-36559 |
46-5453215 |
(State or Other Jurisdiction
of Incorporation) |
(Commission
File Number) |
(IRS Employer
Identification Number) |
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12140
Wickchester Ln, Suite 100
Houston, Texas 77079
(Address of principal executive offices)
(713) 600-2600
(Registrant's telephone number, including area code)
Spark Energy, Inc.
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
Trading Symbols(s) |
Name of exchange on which registered |
Class A common stock, par value $0.01 per share
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VIA
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The NASDAQ Global Select Market
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8.75% Series A Fixed-to-Floating Rate
Cumulative Redeemable Perpetual Preferred Stock, par value $0.01
per share |
VIASP |
The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
Item 2.02 Results of Operations and Financial
Condition.
On November 3, 2021, Via Renewables, Inc. (the “Company”) issued a
press release announcing third quarter 2021 earnings (the “Press
Release”). The Press Release is being furnished as Exhibit 99.1 to
this Current Report and is incorporated by reference
herein.
The information in Item 2.02 of this Current Report on Form 8-K is
being “furnished” and not “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”) or
otherwise subject to the liabilities of that section, and is not
incorporated by reference into any registration statement filed by
the Company under the Securities Act of 1933, as amended (the
“Securities Act”), or the Exchange Act, unless specifically
identified therein as being incorporated by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit No. |
Description |
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99.1 |
Press Release of Via Renewables, Inc. November 3, 2021 |
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document) |
EXHIBIT INDEX
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Exhibit No. |
Description |
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99.1 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
Dated: November 4, 202
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Via Renewables, Inc. |
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By: /s/ James G. Jones II |
Name: James G. Jones II |
Title: Chief Financial Officer |
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