0001606268FALSE00016062682021-11-032021-11-030001606268us-gaap:CommonClassAMember2021-11-032021-11-030001606268us-gaap:SeriesAPreferredStockMember2021-11-032021-11-03


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
    
FORM 8-K
    
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 3, 2021
    
Via Renewables, Inc.
(Exact Name of Registrant as Specified in its Charter)
   
Delaware 001-36559 46-5453215
(State or Other Jurisdiction
of Incorporation)		 (Commission
File Number)		 (IRS Employer
Identification Number)
    12140 Wickchester Ln, Suite 100
Houston, Texas 77079
(Address of principal executive offices)
 
(713) 600-2600
(Registrant's telephone number, including area code)


Spark Energy, Inc.
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:



Title of each class Trading Symbols(s) Name of exchange on which registered
Class A common stock, par value $0.01 per share
VIA
The NASDAQ Global Select Market
8.75% Series A Fixed-to-Floating Rate
Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share		 VIASP The NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

    2



Item 2.02 Results of Operations and Financial Condition.

On November 3, 2021, Via Renewables, Inc. (the “Company”) issued a press release announcing third quarter 2021 earnings (the “Press Release”). The Press Release is being furnished as Exhibit 99.1 to this Current Report and is incorporated by reference herein.

The information in Item 2.02 of this Current Report on Form 8-K is being “furnished” and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, and is not incorporated by reference into any registration statement filed by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, unless specifically identified therein as being incorporated by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No. Description
99.1 Press Release of Via Renewables, Inc. November 3, 2021
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)





    3

EXHIBIT INDEX
Exhibit No. Description
99.1
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)





    4

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: November 4, 202

Via Renewables, Inc.
By: /s/ James G. Jones II
Name: James G. Jones II
Title: Chief Financial Officer





    5
Via Renewables (NASDAQ:VIA)
Historical Stock Chart
From Jun 2022 to Jul 2022 Click Here for more Via Renewables Charts.
Via Renewables (NASDAQ:VIA)
Historical Stock Chart
From Jul 2021 to Jul 2022 Click Here for more Via Renewables Charts.