Statement of Changes in Beneficial Ownership (4)

Date : 02/15/2020 @ 6:21AM
Source : Edgar (US Regulatory)
Stock : UMB Financial Corporation (UMBF)
Quote : 58.15  -2.91 (-4.77%) @ 9:30PM
After Hours
Last Trade
Last $ 58.15 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KEMPER J MARINER
2. Issuer Name and Ticker or Trading Symbol

UMB FINANCIAL CORP [ UMBF ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman and CEO
(Last)          (First)          (Middle)

1010 GRAND BLVD.
3. Date of Earliest Transaction (MM/DD/YYYY)

2/11/2020
(Street)

KANSAS CITY, MO 64106
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/11/2020  F  891 D$68.27 179877.1228 D  
Common Stock 2/11/2020  A  11718 A$0 191595.1228 D  
Common Stock         1000 I By Daughter - Custodial Brokerage Account 
Common Stock         2016.0998 I By Esop 
Common Stock         1000 I By Son - Custodial Brokerage Account 
Common Stock         53800 I By Trust - TUW RC Kemper For John Mariner 
Common Stock         290397 I Held by Kemper Realty 
Common Stock         395989 I Held by Pioneer Service Corporation 
Common Stock         2062586 I By Trust - RC Kemper Irrevocable Trust 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
KEMPER J MARINER
1010 GRAND BLVD.
KANSAS CITY, MO 64106
X
Chairman and CEO

Signatures
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper2/14/2020
**Signature of Reporting PersonDate

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