Current Report Filing (8-k)
December 02 2021 - 04:14PM
Edgar (US Regulatory)
0001403568false00014035682021-12-022021-12-02
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of
the Securities Exchange Act of
1934
Date of Report (Date of earliest event
reported): December 2,
2021
ULTA BEAUTY, INC.
(Exact name of registrant as specified
in its charter)
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Delaware
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001-33764
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38-4022268
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1000 Remington Blvd., Suite
120, Bolingbrook, Illinois
60440
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(Address of Principal Executive
Offices and zip code)
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(630)
410-4800
(Registrant’s telephone number,
including area code)
Not Applicable
(Former Name or Former Address, if
Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 C.F.R. §230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 C.F.R. §240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 C.F.R. §240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 C.F.R. §240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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ULTA
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The NASDAQ Global Select Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02
Results of Operations and Financial
Condition.
On December 2, 2021, Ulta
Beauty, Inc. issued a press release regarding its consolidated
financial results for the third quarter ended October 30, 2021. A
copy of the press release is furnished as Exhibit 99.1 to this
report.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits.
The exhibit listed in the Exhibit Index below is being furnished
herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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ULTA BEAUTY, INC.
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Date: December 2,
2021
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By:
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/s/ Jodi J. Caro
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Jodi J. Caro
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General Counsel, Chief Risk & Compliance Officer
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