FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fetterolf Brian S
2. Issuer Name and Ticker or Trading Symbol

TriState Capital Holdings, Inc. [ TSC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO, TSC Bank, Director TSC
(Last)          (First)          (Middle)

301 GRANT STREET, SUITE 2700
3. Date of Earliest Transaction (MM/DD/YYYY)

12/11/2020
(Street)

PITTSBURGH, PA 15219
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2020  P  500 A$16.27 (1)86439 D (2) 
Common Stock 12/14/2020  P  500 A$16.51 (3)86939 D (2) 
Common Stock         213325 D  
Common Stock         13334 I Trust for Donald L. Fetterolf (4)
Common Stock         10750 I Crosshair Ventures, L.P. (5)
Depositary Shares - Series A         4000 D  
Depositary Shares - Series B         1000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) This price represents the approximate weighted average price per share of purchases of the Issuer's common stock, which were executed at prices ranging from $16.26 to $16.27 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price.
(2) Held jointly with Reporting Person's spouse.
(3) This price represents the approximate weighted average price per share of purchases of the Issuer's shares, which were executed at prices ranging from $16.50 to $16.54 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price.
(4) The Reporting Person is one of two trustees and a beneficiary of the Trust.
(5) The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fetterolf Brian S
301 GRANT STREET
SUITE 2700
PITTSBURGH, PA 15219
X
CEO, TSC Bank, Director TSC

Signatures
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact12/14/2020
**Signature of Reporting PersonDate

TriState Capital (NASDAQ:TSC)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more TriState Capital Charts.
TriState Capital (NASDAQ:TSC)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more TriState Capital Charts.