United States

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

   

Form 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of The

Securities Exchange Act of 1934

 

December 3, 2020

Date of Report (Date of earliest event reported)

 

Tottenham Acquisition I Limited

(Exact Name of Registrant as Specified in its Charter)

 

British Virgin Islands   001-38614   n/a
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

Unit 902, Lucky Building

39-41 Wellington Street,

Central, Hong Kong

  n/a
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant's telephone number, including area code: +852 3998 4852

 

N/A

(Former name or former address, if changed since last report)

 

 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Title of each class

  Trading Symbol(s)  

Name of each exchange on

which registered

Units, each consisting of one Ordinary Share, par value $.0001 per share, one Redeemable Warrant to acquire one-half of one Ordinary Share, and one Right to acquire one-tenth (1/10) of an Ordinary Share   TOTAU   NASDAQ Capital Market
Ordinary Shares   TOTA   NASDAQ Capital Market
Warrants   TOTAW   NASDAQ Capital Market
Rights   TOTAR   NASDAQ Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 


Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

The disclosure contained in Item 2.03 is incorporated by reference in this Item 1.01

 

Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

 

On December 3, 2020, Tottenham Acquisition I Limited (the “Company”) issued an unsecured promissory note in the aggregate principal amount of $115,028.27 (the “Note”) to Norwich Investment Limited, the Company’s initial public offering sponsor (“Norwich”) in exchange for Norwich depositing such amount into the Company’s trust account in order to extend the amount of time it has available to complete a business combination. The Note does not bear interest and mature upon closing of a business combination by the Company. In addition, the Note may be converted by the holder into units of the Company identical to the units issued in the Company’s initial public offering at a price of $10.00 per unit.

 

Item 8.01 Other Events

 

The Company issued the release filed herewith on December 4, 2020. The materials attached as Exhibit 99.1 are incorporated by reference herein.

 

Item 9.01. Financial Statements and Exhibits.

 

Exhibit No.

 

Description

99.1   Press Release dated December 4, 2020

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 4, 2020

 

TOTTENHAM ACQUISITION I LIMITED  
     
By: /s/Jason Ma  
Name:   Jason Ma  
Title: Chief Executive Officer  

 

 

2

 

 

Tottenham Acquisition I (NASDAQ:TOTA)
Historical Stock Chart
From Oct 2021 to Nov 2021 Click Here for more Tottenham Acquisition I Charts.
Tottenham Acquisition I (NASDAQ:TOTA)
Historical Stock Chart
From Nov 2020 to Nov 2021 Click Here for more Tottenham Acquisition I Charts.