Current Report Filing (8-k)
January 10 2022 - 07:08AM
Edgar (US Regulatory)
false 0001731348 0001731348 2022-01-10
2022-01-10
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): January 10,
2022
Tilray, Inc.
(Exact name of Registrant as Specified in Its Charter)
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Delaware
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001-38594
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82-4310622
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(State or Other Jurisdiction
of Incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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655 Madison Avenue, Suite 1900
New York, NY
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10065
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(Address of Principal Executive Offices,
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(Zip Code)
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Registrant’s Telephone Number, Including Area Code: (844) 845-7291
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Class 2 Common Stock, $0.0001 par
value per share
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TLRY
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The Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
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Item 2.02
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Results of Operations and Financial Condition.
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On January 10, 2022, Tilray, Inc. (“Tilray”) issued a press release
announcing financial results for its second quarter ended November
30, 2021. A copy of the press release is furnished herewith as
Exhibit 99.1.
The information in this current report on Form 8-K, including the
press release attached as Exhibit 99.1 hereto, is being furnished,
but shall not be deemed to be “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended,
or otherwise subject to the liabilities of that section or Sections
11 and 12(a)(2) of the Securities Act of 1933, as amended. The
information contained herein and in the accompanying exhibit shall
not be incorporated by reference into any filing with the U.S.
Securities and Exchange Commission made by Tilray, whether made
before or after the date hereof, regardless of any general
incorporation language in such filing.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
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Tilray, Inc.
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Date: January 10, 2022
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By:
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/s/ Mitchell Gendel
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Global General Counsel
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