- Current report filing (8-K)
September 09 2010 - 4:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
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Date
of report (Date of earliest event reported):
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September 7, 2010
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(Exact name of registrant as specified in its charter)
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Delaware
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0-22010
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72-0843540
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(State
or other jurisdiction of
incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification
No.)
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5221 N. OConnor Blvd., Suite 500
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Irving, Texas
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75039
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(Address of principal executive offices)
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(Zip Code)
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Registrants Telephone
Number, including area code:
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(972)
869-3400
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(Former name or former
address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
o
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 3.01.
Notice of
Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
On September 7, 2010,
Thomas Group, Inc. (the Company) received a letter from The NASDAQ Stock
Market (NASDAQ) confirming that the Company has regained compliance with
NASDAQs minimum $1.00 per share bid price requirement after evidencing a
closing bid price for its common stock of $1.00 per share or more for
ten consecutive trading days, from August 23, 2010 to September 3,
2010. The NASDAQ letter further stated
that the Company
currently meets the other applicable standards for
NASDAQ listing, and that the NASDAQ Listing Qualifications Hearings Panel has
determined to continue the listing of the Companys common stock on The Nasdaq
Stock Market.
On September 7, 2010,
the Company issued a press release regarding this matter. A copy of the press release is furnished
herewith and attached hereto as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit Number
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Description
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99.1
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Press
Release dated September 7, 2010.
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2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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THOMAS
GROUP, INC.
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Date: September 9,
2010
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By:
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/s/
FRANK W. TILLEY
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Frank
W. Tilley,
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Chief
Financial Officer and Vice President
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3
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