FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BATRACK DAN L
2. Issuer Name and Ticker or Trading Symbol

TETRA TECH INC [ TTEK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CHAIRMAN AND CEO
(Last)          (First)          (Middle)

3475 EAST FOOTHILL BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

11/18/2020
(Street)

PASADENA,, CA 91107
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 11/18/2020  M  43463 A$47.95 265870 D  
COMMON STOCK 11/18/2020  M  15649 A$40.80 281519 D  
COMMON STOCK 11/18/2020  S  59112 D$123.7636 (1)222407 D  
COMMON STOCK 11/18/2020  M  5308 A$0 (2)227715 D  
COMMON STOCK 11/18/2020  M  4277 A$0 (2)231992 D  
COMMON STOCK 11/18/2020  A  71428 A$0 (3)303420 D  
COMMON STOCK 11/18/2020  F  48695 D$122 (4)254725 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
STOCK OPTION (RIGHT TO BUY) $47.95 11/18/2020  M     43463  11/17/2018 (5)11/17/2027 (6)COMMON STOCK 43463.0 $0 14487 D  
STOCK OPTION (RIGHT TO BUY) $40.8 11/18/2020  M     15649  11/18/2017 (5)11/18/2026 (6)COMMON STOCK 15649.0 $0 0 D  
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 11/18/2020  M     5308  11/18/2019 (7)11/18/2022 COMMON STOCK 5308.0 $0 10616 D  
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 11/18/2020  M     4277  11/18/2020 (8)11/21/2023 COMMON STOCK 4277.0 $0 12828 D  
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) $0.0 11/19/2020  A   13115    11/18/2021 (9)11/19/2024 COMMON STOCK 13115.0 $0 13115 D  

Explanation of Responses:
(1) $123.7636 is an average price. Shares were sold at prices ranging from $121.91 to $127.03 per share.
(2) Shares automatically acquired upon the vesting of restricted stock units (RSUs).
(3) Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
(4) Represents the combined number of shares withheld to pay the related tax liability on a total of 71,428 performance stock units (PSUs) and 18,776 restricted stock units (RSUs) which vested on 11/18/2020.
(5) The option becomes exercisable as to 25% of the shares on each anniversary of the grant date.
(6) The option granted expires 10 years after the grant date.
(7) The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
(8) The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
(9) The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BATRACK DAN L
3475 EAST FOOTHILL BOULEVARD
PASADENA,, CA 91107
X
CHAIRMAN AND CEO

Signatures
/s/ Preston Hopson, Attorney-in-fact for Dan L. Batrack11/20/2020
**Signature of Reporting PersonDate

Tetra Tech (NASDAQ:TTEK)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Tetra Tech Charts.
Tetra Tech (NASDAQ:TTEK)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Tetra Tech Charts.