Current Report Filing (8-k)

Date : 10/21/2019 @ 9:27PM
Source : Edgar (US Regulatory)
Stock : TD Ameritrade Holding Corporation (AMTD)
Quote : 40.7  0.0 (0.00%) @ 8:59AM

Current Report Filing (8-k)

TD AMERITRADE HOLDING CORP false 0001173431 NASDAQ 0001173431 2019-10-21 2019-10-21

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 21, 2019

 

TD Ameritrade Holding Corporation

(Exact name of registrant as specified in its charter)

 

Delaware

 

1-35509

 

82-0543156

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

     

200 South 108th Avenue

Omaha, Nebraska

68154

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (800) 669-3900

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock - $0.01 par value

 

AMTD

 

The Nasdaq Stock Market LLC

Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 2.02 Results of Operations and Financial Condition

On October 21, 2019, the Registrant released its financial results for its fourth fiscal quarter and fiscal year ended September 30, 2019. A copy of the news release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

         
 

99.1

   

News Release issued by the Registrant on October 21, 2019


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 21, 2019

 

 

TD AMERITRADE HOLDING CORPORATION

             

 

 

By:

 

/s/ STEPHEN J. BOYLE

 

 

 

Stephen J. Boyle

 

 

 

Executive Vice President, Chief Financial Officer

3

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