Prospectus Filed Pursuant to Rule 424(b)(3) (424b3)
November 12 2019 - 5:01PM
Edgar (US Regulatory)
Filed
Pursuant to Rule 424(b)(3)
Registration
No. 333-211513
NortonLifeLock
Inc.
60
E Rio Salado Parkway, Suite 1000
Tempe,
Arizona 85281
(650)
527-8000
Prospectus
Supplement No. 12
(to
Prospectus dated July 26, 2019)
This
Prospectus Supplement No. 12 supplements the prospectus, dated July 26, 2019 (the “Prospectus”), which was declared
effective by the U.S. Securities and Exchange Commission (the “Commission”) on August 6, 2019, and which forms a part
of our Post-Effective Amendment No. 3 to our Registration Statement on Form S-3 on Form S-1 (Registration No. 333-211513). This
Prospectus Supplement No. 12 is being filed to update, amend and supplement the information included or incorporated by reference
in the Prospectus with the information contained in our current report on Form 8-K/A, filed with the Commission on November 12,
2019 (the “Current Report”). Accordingly, we have attached the Current Report to this Prospectus Supplement No. 12.
The
Prospectus and this Prospectus Supplement No. 12 relate to the registration of $500,000,000 in aggregate principal amount of our
2.500% Convertible Senior Notes due 2021 (the “notes”) and the shares of our common stock, par value $0.01, issuable
upon conversion of the notes for resale by the selling securityholders identified in the Prospectus.
This
Prospectus Supplement No. 12 should be read in conjunction with the Prospectus and is qualified by reference to the Prospectus
except to the extent that the information in this Prospectus Supplement No. 12 supersedes the information contained in the Prospectus.
The
notes are not listed on any securities exchange. Our common stock is listed on the Nasdaq Global Select Market and trades under
the symbol “NLOK.” On November 12, 2019, the closing sale price of our common stock was $24.20 per share.
Investing
in our common stock involves risks. See “Risk Factors” beginning on page 7 of the Prospectus, as well as those risk
factors contained in the accompanying prospectus supplements and the documents included or incorporated by reference herein or
therein.
Neither
the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or
determined if the Prospectus or this prospectus supplement is truthful or complete. Any representation to the contrary is a criminal
offense.
The
date of this Prospectus Supplement No. 12 is November 12, 2019.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No.
1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
November 7, 2019
NortonLifeLock Inc.
(Exact Name of Registrant as Specified in
Charter)
Delaware
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000-17781
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77-0181864
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(State or Other Jurisdiction of
Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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60 E. Rio Salado Parkway, Suite 1000, Tempe, AZ
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85281
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's Telephone Number, Including Area Code (650) 527-8000
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading
Symbol
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Name of each exchange
on which registered
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Common Stock, par value $0.01 per share
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NLOK
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Explanatory Note
On November 7, 2019, NortonLifeLock Inc. (the "Company") filed a Current Report on Form 8-K to report, among other things, the appointment of Vincent Pilette as the Company's Chief Executive Officer. The Company is filing this Form 8-K/A as an amendment (Amendment No. 1) to the aforementioned Form 8-K to disclose the details of Mr. Pilette's equity award, which was granted in connection with his appointment but was not determined at the time of the initial filing.
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 10, 2019, the Board of Directors of the Company
approved a grant to Mr. Pilette of time-based restricted stock units ("RSUs") with a total value of $2,000,000 pursuant
to the terms of the Company's 2013 Equity Incentive Plan and subject to the standard terms and conditions of the Company's form
of RSU award agreement. Such grant will be made in accordance with the Company's standard equity grant practices. These RSUs
will vest in full on December 31, 2020, provided Mr. Pilette continues to serve as the Company's Chief Executive Officer
on the vesting date. Mr. Pilette will be entitled to pro-rated vesting on the RSUs if he is terminated by the Company other than
for cause prior to the vesting date.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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NortonLifeLock Inc.
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Date: November 12, 2019
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By:
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/s/ Scott C. Taylor
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Scott C. Taylor
Executive Vice President, General Counsel and Secretary
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