Amended Current Report Filing (8-k/a)
November 12 2019 - 04:36PM
Edgar (US Regulatory)
0000849399
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On November 7, 2019, NortonLifeLock Inc. (the "Company") filed a Current Report on Form 8-K to report, among other things, the appointment of Vincent Pilette as the Company's Chief Executive Officer. The Company is filing this Form 8-K/A as an amendment (Amendment No. 1) to the aforementioned Form 8-K to disclose the details of Mr. Pilette's equity award, which was granted in connection with his appointment but was not determined at the time of the initial filing.
0000849399
2019-11-06
2019-11-07
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No.
1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
November 7, 2019
NortonLifeLock Inc.
(Exact Name of Registrant as Specified in
Charter)
Delaware
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000-17781
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77-0181864
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(State or Other Jurisdiction of
Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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60 E. Rio Salado Parkway, Suite 1000, Tempe, AZ
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85281
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's Telephone Number, Including Area Code (650) 527-8000
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading
Symbol
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Name of each exchange
on which registered
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Common Stock, par value $0.01 per share
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NLOK
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Explanatory Note
On November 7, 2019, NortonLifeLock Inc. (the "Company") filed a Current Report on Form 8-K to report, among other things, the appointment of Vincent Pilette as the Company's Chief Executive Officer. The Company is filing this Form 8-K/A as an amendment (Amendment No. 1) to the aforementioned Form 8-K to disclose the details of Mr. Pilette's equity award, which was granted in connection with his appointment but was not determined at the time of the initial filing.
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 10, 2019, the Board of Directors of the Company
approved a grant to Mr. Pilette of time-based restricted stock units ("RSUs") with a total value of $2,000,000 pursuant
to the terms of the Company's 2013 Equity Incentive Plan and subject to the standard terms and conditions of the Company's form
of RSU award agreement. Such grant will be made in accordance with the Company's standard equity grant practices. These RSUs
will vest in full on December 31, 2020, provided Mr. Pilette continues to serve as the Company's Chief Executive Officer
on the vesting date. Mr. Pilette will be entitled to pro-rated vesting on the RSUs if he is terminated by the Company other than
for cause prior to the vesting date.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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NortonLifeLock Inc.
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Date: November 12, 2019
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By:
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/s/ Scott C. Taylor
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Scott C. Taylor
Executive Vice President, General Counsel and Secretary
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