Current Report Filing (8-k)
June 03 2021 - 6:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): June 2, 2021
SUNWORKS,
INC.
(Exact
Name of the Registrant as Specified in Charter)
Delaware
|
|
001-36868
|
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01-0592299
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(State
or Other Jurisdiction
of
Incorporation)
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|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
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2270
Douglas Blvd, Suite #216
Roseville,
CA
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95661
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(916)
409-6900
Registrant’s
telephone number, including area code
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.001
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SUNW
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NASDAQ
Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On
June 2, 2021, the Board of Directors (the “Board”) of Sunworks, Inc. (the “Company”) adopted resolutions
to amend the Company’s Bylaws to provide that the holders of 33 1/3% of the shares of capital stock entitled to vote, represented
in person or by proxy, will constitute a quorum at all meetings of the stockholders for the transaction of business. The Company’s
Bylaws previously provided that the holders of a majority of the shares of capital stock entitled to vote, represented in person
or by proxy, would constitute a quorum at all meetings of the stockholders for the transaction of business.
The
foregoing description of the amendment to the Bylaws does not purport to be complete and is qualified in its entirety by reference
to the full text of the Certificate of Amendment of Bylaws, which is attached hereto as Exhibit 3.1 and is incorporated herein
by reference.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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SUNWORKS,
INC.
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Date:
June 2, 2021
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By:
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/s/
Gaylon Morris
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Gaylon
Morris
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Chief
Executive Officer
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