Current Report Filing (8-k)
June 21 2019 - 6:06AM
Edgar (US Regulatory)
U
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IT
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IT
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IN
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TON, DC
2
0549
FORM 8-K
CURRENT REPORT
P
u
r
s
u
a
n
t
t
o
S
e
c
tion
13 or
15(d) of
t
h
e
S
ec
u
r
ities Excha
n
ge
A
c
t of
1934
Da
t
e
of
re
p
o
r
t
(
D
a
t
e
of
e
a
r
l
i
e
st
e
v
e
n
t
r
e
p
o
r
t
e
d)
:
June 20, 2019
STAAR Surgical Company
(
Ex
act
N
a
m
e
of
Re
g
i
s
trant
a
s
S
p
ecified
i
n
Charter)
Delaware
|
0-11634
|
95-3797439
|
(State or Other Jurisdiction
of Incorporation)
|
(Commission File Number)
|
(IRS Employer
Identification No.)
|
|
|
|
1911 Walker Ave.,
Monrovia, California
|
|
91016
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
Registrant’s Telephone Number, Including Area Code:
626-303-7902
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Che
c
k
t
he a
ppropr
iate
bo
x
b
e
l
o
w
i
f
the F
o
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m
8
-
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i
mult
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t
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egistr
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tructi
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A
.
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.
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)
:
☐
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itten
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a
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5
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c
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A
ct
(1
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C
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230
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4
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y
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pany
as
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ed
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u
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h
e
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c
u
rities
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ct
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f
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C
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§230
.
405)
or
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le
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b
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t
h
e
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c
u
rities
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x
c
han
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ct
of
1934
(17
C
FR
§240
.
1
2
b
-
2).
E
m
e
r
g
i
n
g
g
r
o
w
t
h
c
o
m
p
a
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y
☐
If
an
e
m
er
g
i
ng
g
r
o
w
th
c
o
m
p
a
n
y
,
i
n
dicate
b
y
c
h
e
c
k
m
ark
i
f
t
h
e
re
g
istra
n
t
h
as
elected
n
ot
to
us
e
t
h
e
e
x
t
e
n
ded
tra
ns
i
t
ion
period
f
or co
m
p
l
y
i
n
g
w
i
th
a
ny
n
e
w
or
re
v
i
s
ed
f
i
n
a
n
cial
accou
n
t
i
ng
s
t
a
n
da
r
ds
pro
v
ided
p
u
r
su
a
n
t
to
S
ection
13(a)
of
t
h
e
E
x
c
h
a
n
g
e
A
ct.
☐
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common
|
STAA
|
NASDAQ
|
Item 5.07.
|
Submission of Matters to a Vote of Security Holders
|
The annual meeting of the shareholders of the Company (the “Annual Meeting”) was held on June 20, 2019. 44,472,846 shares of common stock were outstanding on the record date for the Annual Meeting (April 23, 2019) and entitled to vote at the Annual Meeting. The voting was as follows:
1.
|
To elect five directors to serve for terms to expire in 2020 or until their successors have been elected and qualified.
|
|
|
|
|
|
Number of Shares
|
For
|
Withheld
|
Broker Non-Votes
|
Stephen Farrell
|
29,751,746
|
370,357
|
7,675,423
|
Caren Mason
|
29,872,689
|
249,414
|
7,675,423
|
John Moore
|
29,695,189
|
426,914
|
7,675,423
|
Louis Silverman
|
29,613,435
|
508,668
|
7,675,423
|
William Wall
|
29,738,042
|
384,061
|
7,675,423
|
|
|
|
|
|
|
|
|
2.
|
To ratify the selection of BDO USA, LLP as the Company’s independent registered public accountants for the fiscal year ending January 3, 2020.
|
|
|
|
Number of Shares
|
For
|
Against
|
Abstain
|
37,454,184
|
337,859
|
5,483
|
3.
|
To hold an advisory vote to approve STAAR’s annual compensation program for non-employee directors.
|
|
|
|
|
Number of Shares
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
29,615,904
|
489,342
|
16,857
|
7,675,423
|
4.
|
To hold an advisory vote to approve STAAR’s compensation of its named executive officers.
|
|
|
|
|
|
|
Number of Shares
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
29,511,469
|
594,639
|
15,995
|
7,675,423
|
|
|
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
STAAR Surgical Company
|
|
June 20, 2019
|
By:
|
/s/ Caren Mason
|
|
|
Caren Mason
|
|
|
President and Chief Executive Officer
|
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