Current Report Filing (8-k)
February 19 2020 - 12:58PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event
reported) |
February 19, 2020 |
Southern First Bancshares,
Inc. |
(Exact name of registrant as specified in its
charter) |
South
Carolina |
(State or other jurisdiction of incorporation) |
|
000-27719 |
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|
58-2459561 |
|
|
(Commission File Number) |
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(IRS Employer Identification No.) |
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100 Verdae Boulevard, Suite
100, Greenville, SC |
|
|
29607 |
|
(Address of principal executive offices) |
(Zip Code) |
(864)
679-9000 |
(Registrant's telephone number, including area
code) |
|
Not
Applicable |
(Former name or former address, if changed since last
report) |
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
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Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425) |
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☐ |
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Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ |
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17CFR
240.14d-2(b)) |
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☐ |
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which
registered |
Common stock, par value $0.01 per
share |
SFST |
The Nasdaq Stock Market (Global
Market) |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
8.01. Other Events
Southern
First Bancshares, Inc. (the “Company”) periodically conducts
meetings with various members of the financial and investing
community. In preparation for such meetings to be held on February
19, 2020 the Company is providing a presentation to be used by
certain executive officers of the company when they speak to
various members of the financial and investing community. The
presentation is filed as Exhibit 99.1 to this Current Report on
Form 8-K.
The
presentation attached as Exhibit 99.1 is deemed “furnished” to the
Securities and Exchange Commission (the “SEC”), and not “filed”
with the SEC, and shall not be deemed incorporated by reference by
any general statement incorporating by reference this Current
Report into any filing by the Company under the Securities Act of
1933, as amended, or the Securities Exchange Act of 1934, as
amended, and shall not otherwise be deemed filed under such
Acts.
ITEM
9.01. Financial Statements and Exhibits
(c)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
SOUTHERN FIRST BANCSHARES, INC. |
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|
By: |
/s/ Michael
D. Dowling |
Name: |
Michael D. Dowling |
Title: |
Chief Financial
Officer |
February
19, 2020