Current Report Filing (8-k)
September 15 2021 - 04:07PM
Edgar (US Regulatory)
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2021-09-15 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported):
September 15, 2021
SINTX Technologies, Inc.
(Exact name
of registrant as specified in its charter)
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Delaware |
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001-33624 |
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84-1375299 |
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(State or
other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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1885 West 2100 South
Salt Lake City,
UT
84119
(Address of
principal executive offices, including Zip Code)
Registrant’s
telephone number, including area code:
(801)
839-3500
(Former name
or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
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☒ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
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Title of
each class: |
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Trading
Symbol(s): |
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Name of
each exchange on which registered: |
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Common Stock, par value $0.01 per share |
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SINT |
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The
NASDAQ Capital Market |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of
this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934
(§ 240.12b–2 of this chapter).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01
Other Events.
On September
15, 2021, SINTX Technologies, Inc. (the “Company”) called to order
its Annual Meeting of Stockholders (the “Annual Meeting”). At the
Annual Meeting, there were not present or represented by proxy a
sufficient number of shares of the Company’s common stock in order
to constitute quorum. The Company adjourned the Annual Meeting
until October 13, 2021 at 10:30 a.m. Mountain Time. At that time,
the Annual Meeting will be reconvened at the Company’s
headquarters, 1885 W 2100 S, Salt Lake City, UT 84119.
The record
date for the Annual Meeting remains July 26, 2021. Stockholders of
the Company who have previously submitted their proxy or otherwise
voted and who do not want to change their vote do not need to take
any action.
No changes
have been made in the proposals to be voted on by stockholders at
the Annual Meeting. The Company strongly encourages all of its
stockholders to read the Company’s definitive proxy statement on
Schedule 14A, filed with the Securities and Exchange Commission
(the “SEC”) on August 3, 2021 (the “Proxy Statement”) and other
proxy materials relating to the Annual Meeting, which are available
free of charge on the SEC’s website at www.sec.gov.
On September
15, 2021, the Company issued a press release to announce the
adjournment, which is furnished as Exhibit 99.1 to this Current
Report on Form 8-K. The information in the press release furnished
as Exhibit 99.1 hereto shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that
section, or incorporated by reference into any of the Company’s
filings under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in any such filing.
Item 9.01
Financial Statements and Exhibits.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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SINTX
Technologies, Inc. |
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| Date: |
September
15, 2021 |
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By: |
/s/ B.
Sonny Bal |
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B. Sonny Bal |
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Chief Executive
Officer |
SiNtx Technologies (NASDAQ:SINT)
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