Statement of Changes in Beneficial Ownership (4)
July 07 2020 - 5:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Pan Tuo |
2. Issuer Name and Ticker or Trading Symbol
Sino-Global Shipping America, Ltd.
[
SINO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
1044 NORTHERN BOULEVARD, SUITE 305 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/30/2020 |
(Street)
ROSLYN, NY 11576-1514
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 6/30/2020 | | A | | 200000 (1) | A | $0 | 395000 (2) | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On June 30, 2020, Lei Nie, the Reporting Person's husband who is also the Company's employee, was granted 200,000 shares of common stock, vested immediately. The grant was made under the Company's 2014 Equity Incentive Plan. |
(2) | On July 7, 2020, the Company effected a 1-for-5 reverse stock split of the Company's issued and outstanding shares of common stock. With the reverse stock split, the number of shares held by the Reporting Person would change from 395,000 to 79,000. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Pan Tuo 1044 NORTHERN BOULEVARD, SUITE 305 ROSLYN, NY 11576-1514 |
|
| Chief Financial Officer |
|
Signatures
|
/s/ Tuo Pan | | 7/7/2020 |
**Signature of Reporting Person | Date |
Sino Global Shipping Ame... (NASDAQ:SINO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Sino Global Shipping Ame... (NASDAQ:SINO)
Historical Stock Chart
From Apr 2023 to Apr 2024