Statement of Changes in Beneficial Ownership (4)
April 27 2021 - 4:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WOLTOSZ WALTER S |
2. Issuer Name and Ticker or Trading Symbol
Simulations Plus, Inc.
[
SLP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
42505 10TH ST. WEST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/26/2021 |
(Street)
LANCASTER, CA 93534-7059
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/26/2021 | | S(1) | | 8357 | D | $67.96 (2)(3) | 4519478 | D | |
Common Stock | 4/26/2021 | | S(1) | | 13532 | D | $68.74 (2)(4) | 4505946 | D | |
Common Stock | 4/26/2021 | | S(1) | | 2111 | D | $69.50 (2)(5) | 4503835 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4) and (5) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes. |
(3) | These shares were sold in multiple transactions at prices ranging from $67.41 to $68.40, inclusive. |
(4) | These shares were sold in multiple transactions at prices ranging from $68.41 to $69.40, inclusive. |
(5) | These shares were sold in multiple transactions at prices ranging from $69.42 to $69.70, inclusive. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
WOLTOSZ WALTER S 42505 10TH ST. WEST LANCASTER, CA 93534-7059 | X | X |
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WOLTOSZ VIRGINIA E 42505 10TH ST. WEST LANCASTER, CA 93534-7059 | X | X |
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Signatures
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Walter S. Woltosz | | 4/27/2021 |
**Signature of Reporting Person | Date |
Virginia Woltosz | | 4/27/2021 |
**Signature of Reporting Person | Date |
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