Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 14, 2019

SIENTRA, INC.

(Exact name of registrant as specified in its charter)


	Commission File Number: 001-36709
Delaware		20-5551000
(State or other jurisdiction of incorporation)		(I.R.S. Employer Identification No.)

420 South Fairview Avenue, Suite 200

Santa Barbara, CA 93117

(Address of principal executive offices, with zip code)

(805) 562-3500

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2.):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value

$0.01 per share

SIEN

Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

Item 5.07 Submission of Matters to a Vote of Security Holders.

Sientra, Inc. (“Sientra”) held its 2019 Annual Meeting of Stockholders on June 14, 2019 (the “Annual Meeting”), at which a total of 24,964,691 shares of Sientra common stock, or approximately 85% of the shares entitled to vote, were represented in person or by valid proxies. A description of each matter voted upon at the Annual Meeting is described in detail in Sientra’s definitive proxy statement filed with the Securities and Exchange Commission on April 30, 2019. Set forth below are final voting results for the two proposals that were subject to a vote of Sientra’s stockholders at the Annual Meeting.

1. For the proposal to elect two nominees for director to serve a three-year term expiring at Sientra’s 2022 Annual Meeting of Stockholders, the voting results were as follows:


Name of Directors Elected	For		Withheld		Broker Non-Votes

Nicholas Simon		14,469,479		3,982,504		6,512,708

Timothy Haines		16,456,744		1,995,239		6,512,708

Mary M. Fisher		18,369,208		82,775		6,512,708

The following individual is a continuing director with a term expiring at Sientra’s 2020 Annual Meeting of Stockholders: Kevin O’Boyle.

The following individuals are continuing directors with terms expiring at Sientra’s 2021 Annual Meeting of Stockholders: Jeffrey M. Nugent, Philippe A. Schaison and Keith J. Sullivan.

2.	For the proposal to ratify KPMG LLP as Sientra’s independent registered public accounting firm for the fiscal year ending December 31, 2019, the voting results were as follows:


For	Against	Abstain

24,292,117	668,074	4,500

No other matters were presented for stockholder approval at the Annual Meeting.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.